Chriss James Alexander's Form 4 filing
Intuit Inc. (INTU) · filed Sep 2, 2021
- Accession no.
- 0000896878-21-000215
- Filed
- Sep 2, 2021
- Trade date
- Aug 31-Sep 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 5 derivative transactions. Open-market sales total $18.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chriss James AlexanderCIK 0001762736 | Officer (EVP, SBSEG) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | CommonStock | MOption exerciseAcquired | +2,934 | $216.64 | +$635,621.76 | 3,234 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +6,331 | $303.94 | +$1,924,244.14 | 9,565 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +4,343 | $135.35 | +$587,825.05 | 13,908 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +17,879 | $281.60 | +$5,034,726.4 | 31,787 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −10,658 | $563.92F2 | −$6,010,259.36 | 21,129 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −17,806 | $564.69F3 | −$10,054,870.14 | 3,323 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −1,800 | $565.42F4 | −$1,017,756 | 1,523 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −1,223 | $567.11 | −$693,575.53 | 300 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +4,014 | $0.00 | $0 | 4,314 | Direct | |
| Sep 1, 2021 | Common Stock | FTax withholdingDisposed | −1,992 | $563.13 | −$1,121,754.96 | 2,322 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −527 | $560.21F5 | −$295,230.67 | 1,795 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −260 | $562.07F6 | −$146,138.2 | 1,535 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −550 | $563.08F7 | −$309,694 | 985 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −585 | $563.92F8 | −$329,893.2 | 400 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −100 | $564.82F9 | −$56,482 | 300 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −2,934 | $0.00 | $0 | 1,467 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −6,331 | $0.00 | $0 | 17,048 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −4,343 | $0.00 | $0 | 0 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −17,879 | $0.00 | $0 | 16,450 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −4,014 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $563.23 to $564.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $564.24 to $565.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $565.28 to $565.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $559.87 to $560.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $561.46 to $562.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $562.56 to $563.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $563.69 to $564.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades ranging from $564.80 to $564.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.