Powell Jeffrey L 的 Form 4 申報
Kadant Inc（KAI），2021/10/13 申報
- 申報編號
- 0000886346-21-000142
- 申報時間
- 2021/10/13
- 交易日
- 2021/10/11-10/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 22 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $96.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Powell Jeffrey LCIK 0001406518 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/11 | Common Stock | M行使選擇權取得 | +200 | $25.98 | +$5,196 | 34,861 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −200 | $201.21F2 | −$40,242 | 34,661 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權取得 | +600 | $25.98 | +$15,588 | 35,261 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −600 | $202.69F3 | −$121,614 | 34,661 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權取得 | +100 | $25.98 | +$2,598 | 34,761 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −100 | $204.79F4 | −$20,479 | 34,661 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權取得 | +100 | $25.98 | +$2,598 | 34,761 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −100 | $206.75 | −$20,675 | 34,661 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權取得 | +100 | $25.98 | +$2,598 | 34,761 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −100 | $199.55 | −$19,955 | 34,661 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權取得 | +400 | $25.98 | +$10,392 | 35,061 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −400 | $201.74F5 | −$80,696 | 34,661 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權取得 | +856 | $25.98 | +$22,238.88 | 35,517 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −856 | $202.79F6 | −$173,588.24 | 34,661 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權取得 | +244 | $25.98 | +$6,339.12 | 34,905 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −244 | $203.75F7 | −$49,715 | 34,661 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權取得 | +700 | $25.98 | +$18,186 | 35,361 | 直接 | |
| 2021/10/13 | Common Stock | S賣出處分 | −700 | $198.73F8 | −$139,111 | 34,661 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權取得 | +600 | $25.98 | +$15,588 | 35,261 | 直接 | |
| 2021/10/13 | Common Stock | S賣出處分 | −600 | $199.40F9 | −$119,640 | 34,661 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權取得 | +900 | $25.98 | +$23,382 | 35,561 | 直接 | |
| 2021/10/13 | Common Stock | S賣出處分 | −900 | $201.20F10 | −$181,080 | 34,661 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/11 | Common Stock | M行使選擇權處分 | −200 | $0.00 | $0 | 7,566 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 6,966 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 6,866 | 直接 | |
| 2021/10/11 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 6,766 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 6,666 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權處分 | −400 | $0.00 | $0 | 6,266 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權處分 | −856 | $0.00 | $0 | 5,410 | 直接 | |
| 2021/10/12 | Common Stock | M行使選擇權處分 | −244 | $0.00 | $0 | 5,166 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權處分 | −700 | $0.00 | $0 | 4,466 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 3,866 | 直接 | |
| 2021/10/13 | Common Stock | M行使選擇權處分 | −900 | $0.00 | $0 | 2,966 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average sale price. The actual sales prices range from $201.13 to $201.28 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sale price. The actual sales prices range from $202.26 to $203.14 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price. The actual sales prices range from $204.68 to $204.93 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price. The actual sales prices range from $201.24 to $202.14 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price. The actual sales prices range from $202.28 to $203.25 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price. The actual sales prices range from $203.52 to $204.37 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price. The actual sales prices range from $198.30 to $198.98 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price. The actual sales prices range from $199.09 to $199.85 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price. The actual sales prices range from $200.69 to $201.64 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。