Powell Jeffrey L's Form 4 filing
Kadant Inc (KAI) · filed Oct 13, 2021
- Accession no.
- 0000886346-21-000142
- Filed
- Oct 13, 2021
- Trade date
- Oct 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 22 non-derivative transactions and 11 derivative transactions. Open-market sales total $966.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Powell Jeffrey LCIK 0001406518 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Common Stock | MOption exerciseAcquired | +200 | $25.98 | +$5,196 | 34,861 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −200 | $201.21F2 | −$40,242 | 34,661 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseAcquired | +600 | $25.98 | +$15,588 | 35,261 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −600 | $202.69F3 | −$121,614 | 34,661 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseAcquired | +100 | $25.98 | +$2,598 | 34,761 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −100 | $204.79F4 | −$20,479 | 34,661 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseAcquired | +100 | $25.98 | +$2,598 | 34,761 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −100 | $206.75 | −$20,675 | 34,661 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +100 | $25.98 | +$2,598 | 34,761 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −100 | $199.55 | −$19,955 | 34,661 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +400 | $25.98 | +$10,392 | 35,061 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −400 | $201.74F5 | −$80,696 | 34,661 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +856 | $25.98 | +$22,238.88 | 35,517 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −856 | $202.79F6 | −$173,588.24 | 34,661 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +244 | $25.98 | +$6,339.12 | 34,905 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −244 | $203.75F7 | −$49,715 | 34,661 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +700 | $25.98 | +$18,186 | 35,361 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −700 | $198.73F8 | −$139,111 | 34,661 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +600 | $25.98 | +$15,588 | 35,261 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −600 | $199.40F9 | −$119,640 | 34,661 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +900 | $25.98 | +$23,382 | 35,561 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −900 | $201.20F10 | −$181,080 | 34,661 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 7,566 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 6,966 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 6,866 | Direct | |
| Oct 11, 2021 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 6,766 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 6,666 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 6,266 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −856 | $0.00 | $0 | 5,410 | Direct | |
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −244 | $0.00 | $0 | 5,166 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −700 | $0.00 | $0 | 4,466 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 3,866 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −900 | $0.00 | $0 | 2,966 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The actual sales prices range from $201.13 to $201.28 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The actual sales prices range from $202.26 to $203.14 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The actual sales prices range from $204.68 to $204.93 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The actual sales prices range from $201.24 to $202.14 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price. The actual sales prices range from $202.28 to $203.25 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price. The actual sales prices range from $203.52 to $204.37 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price. The actual sales prices range from $198.30 to $198.98 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price. The actual sales prices range from $199.09 to $199.85 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price. The actual sales prices range from $200.69 to $201.64 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.