Powell Jeffrey L 的 Form 4 申報
Kadant Inc（KAI），2021/10/8 申報
- 申報編號
- 0000886346-21-000140
- 申報時間
- 2021/10/8
- 交易日
- 2021/10/6-10/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 26 筆非衍生性交易、13 筆衍生性交易。公開市場賣出合計 $140.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Powell Jeffrey LCIK 0001406518 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/6 | Common Stock | M行使選擇權取得 | +300 | $21.91 | +$6,573 | 34,961 | 直接 | |
| 2021/10/6 | Common Stock | S賣出處分 | −300 | $203.93F2 | −$61,179 | 34,661 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權取得 | +600 | $21.91 | +$13,146 | 35,261 | 直接 | |
| 2021/10/6 | Common Stock | S賣出處分 | −600 | $205.20F3 | −$123,120 | 34,661 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權取得 | +593 | $21.91 | +$12,992.63 | 35,254 | 直接 | |
| 2021/10/6 | Common Stock | S賣出處分 | −593 | $206.84F4 | −$122,656.12 | 34,661 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權取得 | +507 | $21.91 | +$11,108.37 | 35,168 | 直接 | |
| 2021/10/6 | Common Stock | S賣出處分 | −507 | $207.55F5 | −$105,227.85 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +271 | $21.91 | +$5,937.61 | 34,932 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −271 | $206.94F6 | −$56,080.74 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +100 | $21.91 | +$2,191 | 34,761 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −100 | $208.00 | −$20,800 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +800 | $25.98 | +$20,784 | 35,461 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −800 | $205.44F7 | −$164,352 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +400 | $25.98 | +$10,392 | 35,061 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −400 | $206.55F8 | −$82,620 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +1,579 | $25.98 | +$41,022.42 | 36,240 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −1,579 | $207.63F9 | −$327,847.77 | 34,661 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權取得 | +37 | $25.98 | +$961.26 | 34,698 | 直接 | |
| 2021/10/7 | Common Stock | S賣出處分 | −37 | $208.51F10 | −$7,714.87 | 34,661 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權取得 | +300 | $25.98 | +$7,794 | 34,961 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −300 | $203.03F11 | −$60,909 | 34,661 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權取得 | +1,200 | $25.98 | +$31,176 | 35,861 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −1,200 | $204.30F12 | −$245,160 | 34,661 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權取得 | +128 | $25.98 | +$3,325.44 | 34,789 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −128 | $204.87F13 | −$26,223.36 | 34,661 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/6 | Common Stock | M行使選擇權處分 | −300 | $0.00 | $0 | 2,071 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 1,471 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權處分 | −593 | $0.00 | $0 | 878 | 直接 | |
| 2021/10/6 | Common Stock | M行使選擇權處分 | −507 | $0.00 | $0 | 371 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −271 | $0.00 | $0 | 100 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 0 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −800 | $0.00 | $0 | 11,410 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −400 | $0.00 | $0 | 11,010 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −1,579 | $0.00 | $0 | 9,431 | 直接 | |
| 2021/10/7 | Common Stock | M行使選擇權處分 | −37 | $0.00 | $0 | 9,394 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權處分 | −300 | $0.00 | $0 | 9,094 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權處分 | −1,200 | $0.00 | $0 | 7,894 | 直接 | |
| 2021/10/8 | Common Stock | M行使選擇權處分 | −128 | $0.00 | $0 | 7,766 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average sale price. The actual sales prices range from $203.43 to $204.42 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sale price. The actual sales prices range from $204.66 to $205.58 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price. The actual sales prices range from $206.17 to $207.16 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price. The actual sales prices range from $207.18 to $207.90 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price. The actual sales prices range from $206.64 to $207.32 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price. The actual sales prices range from $205.04 to $205.91 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price. The actual sales prices range from $206.05 to $207.01 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price. The actual sales prices range from $207.10 to $208 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price. The actual sales prices range from $208.50 to $208.69 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents the weighted average sale price. The actual sales prices range from $202.71 to $203.50 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents the weighted average sale price. The actual sales prices range from $203.72 to $204.68 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents the weighted average sale price. The actual sales prices range from $204.80 to $205.39 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。