Powell Jeffrey L's Form 4 filing
Kadant Inc (KAI) · filed Oct 8, 2021
- Accession no.
- 0000886346-21-000140
- Filed
- Oct 8, 2021
- Trade date
- Oct 6-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 26 non-derivative transactions and 13 derivative transactions. Open-market sales total $1.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Powell Jeffrey LCIK 0001406518 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +300 | $21.91 | +$6,573 | 34,961 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −300 | $203.93F2 | −$61,179 | 34,661 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +600 | $21.91 | +$13,146 | 35,261 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −600 | $205.20F3 | −$123,120 | 34,661 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +593 | $21.91 | +$12,992.63 | 35,254 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −593 | $206.84F4 | −$122,656.12 | 34,661 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +507 | $21.91 | +$11,108.37 | 35,168 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −507 | $207.55F5 | −$105,227.85 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +271 | $21.91 | +$5,937.61 | 34,932 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −271 | $206.94F6 | −$56,080.74 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +100 | $21.91 | +$2,191 | 34,761 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −100 | $208.00 | −$20,800 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +800 | $25.98 | +$20,784 | 35,461 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −800 | $205.44F7 | −$164,352 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +400 | $25.98 | +$10,392 | 35,061 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −400 | $206.55F8 | −$82,620 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +1,579 | $25.98 | +$41,022.42 | 36,240 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −1,579 | $207.63F9 | −$327,847.77 | 34,661 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseAcquired | +37 | $25.98 | +$961.26 | 34,698 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −37 | $208.51F10 | −$7,714.87 | 34,661 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseAcquired | +300 | $25.98 | +$7,794 | 34,961 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −300 | $203.03F11 | −$60,909 | 34,661 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseAcquired | +1,200 | $25.98 | +$31,176 | 35,861 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −1,200 | $204.30F12 | −$245,160 | 34,661 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseAcquired | +128 | $25.98 | +$3,325.44 | 34,789 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −128 | $204.87F13 | −$26,223.36 | 34,661 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 2,071 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 1,471 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −593 | $0.00 | $0 | 878 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −507 | $0.00 | $0 | 371 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −271 | $0.00 | $0 | 100 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 0 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −800 | $0.00 | $0 | 11,410 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 11,010 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −1,579 | $0.00 | $0 | 9,431 | Direct | |
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −37 | $0.00 | $0 | 9,394 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 9,094 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseDisposed | −1,200 | $0.00 | $0 | 7,894 | Direct | |
| Oct 8, 2021 | Common Stock | MOption exerciseDisposed | −128 | $0.00 | $0 | 7,766 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The actual sales prices range from $203.43 to $204.42 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The actual sales prices range from $204.66 to $205.58 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The actual sales prices range from $206.17 to $207.16 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The actual sales prices range from $207.18 to $207.90 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price. The actual sales prices range from $206.64 to $207.32 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price. The actual sales prices range from $205.04 to $205.91 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price. The actual sales prices range from $206.05 to $207.01 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price. The actual sales prices range from $207.10 to $208 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price. The actual sales prices range from $208.50 to $208.69 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price. The actual sales prices range from $202.71 to $203.50 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F12
Represents the weighted average sale price. The actual sales prices range from $203.72 to $204.68 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F13
Represents the weighted average sale price. The actual sales prices range from $204.80 to $205.39 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.