Powell Jeffrey L 的 Form 4 申報
Kadant Inc（KAI），2021/10/5 申報
- 申報編號
- 0000886346-21-000138
- 申報時間
- 2021/10/5
- 交易日
- 2021/10/1-10/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 24 筆非衍生性交易、12 筆衍生性交易。公開市場賣出合計 $163.3 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Powell Jeffrey LCIK 0001406518 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/1 | Common Stock | M行使選擇權取得 | +590 | $21.91 | +$12,926.9 | 35,251 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −590 | $203.57F2 | −$120,106.3 | 34,661 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權取得 | +300 | $21.91 | +$6,573 | 34,961 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −300 | $204.49F3 | −$61,347 | 34,661 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權取得 | +1,540 | $21.91 | +$33,741.4 | 36,201 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,540 | $206.23F4 | −$317,594.2 | 34,661 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權取得 | +1,443 | $21.91 | +$31,616.13 | 36,104 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,443 | $206.98F5 | −$298,672.14 | 34,661 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權取得 | +92 | $21.91 | +$2,015.72 | 34,753 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −92 | $207.70 | −$19,108.4 | 34,661 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權取得 | +600 | $21.91 | +$13,146 | 35,261 | 直接 | |
| 2021/10/4 | Common Stock | S賣出處分 | −600 | $203.75F6 | −$122,250 | 34,661 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權取得 | +990 | $21.91 | +$21,690.9 | 35,651 | 直接 | |
| 2021/10/4 | Common Stock | S賣出處分 | −990 | $204.61F7 | −$202,563.9 | 34,661 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權取得 | +310 | $21.91 | +$6,792.1 | 34,971 | 直接 | |
| 2021/10/4 | Common Stock | S賣出處分 | −310 | $205.55F8 | −$63,720.5 | 34,661 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +100 | $21.91 | +$2,191 | 34,761 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −100 | $203.74 | −$20,374 | 34,661 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +155 | $21.91 | +$3,396.05 | 34,816 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −155 | $206.64F9 | −$32,029.2 | 34,661 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +582 | $21.91 | +$12,751.62 | 35,243 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −582 | $208.28F10 | −$121,218.96 | 34,661 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +1,214 | $21.91 | +$26,598.74 | 35,875 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −1,214 | $209.00F11 | −$253,726 | 34,661 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/1 | Common Stock | M行使選擇權處分 | −590 | $0.00 | $0 | 9,697 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權處分 | −300 | $0.00 | $0 | 9,397 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權處分 | −1,540 | $0.00 | $0 | 7,857 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權處分 | −1,443 | $0.00 | $0 | 6,414 | 直接 | |
| 2021/10/1 | Common Stock | M行使選擇權處分 | −92 | $0.00 | $0 | 6,322 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 5,722 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權處分 | −990 | $0.00 | $0 | 4,732 | 直接 | |
| 2021/10/4 | Common Stock | M行使選擇權處分 | −310 | $0.00 | $0 | 4,422 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 4,322 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −155 | $0.00 | $0 | 4,167 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −582 | $0.00 | $0 | 3,585 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −1,214 | $0.00 | $0 | 2,371 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average sale price. The actual sales prices range from $203.02 to $204 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sale price. The actual sales prices range from $204.25 to $204.96 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price. The actual sales prices range from $205.62 to $206.61 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price. The actual sales prices range from $206.67 to $207.36 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price. The actual sales prices range from $203.08 to $204.03 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price. The actual sales prices range from $204.09 to $205.05 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price. The actual sales prices range from $205.46 to $205.56 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price. The actual sales prices range from $206.63 to $206.66 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price. The actual sales prices range from $207.70 to $208.66 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents the weighted average sale price. The actual sales prices range from $208.72 to $209.38 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
表 I 有 1 筆交易的價格引用這則附註。