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Powell Jeffrey L's Form 4 filing

Kadant Inc (KAI) · filed Oct 5, 2021

Accession no.
0000886346-21-000138
Filed
Oct 5, 2021
Trade date
Oct 1-5, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 24 non-derivative transactions and 12 derivative transactions. Open-market sales total $1.63M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Powell Jeffrey LCIK 0001406518Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2021Common StockMOption exerciseAcquired+590$21.91+$12,926.935,251Direct
Oct 1, 2021Common StockSSaleDisposed−590$203.57F2−$120,106.334,661Direct
Oct 1, 2021Common StockMOption exerciseAcquired+300$21.91+$6,57334,961Direct
Oct 1, 2021Common StockSSaleDisposed−300$204.49F3−$61,34734,661Direct
Oct 1, 2021Common StockMOption exerciseAcquired+1,540$21.91+$33,741.436,201Direct
Oct 1, 2021Common StockSSaleDisposed−1,540$206.23F4−$317,594.234,661Direct
Oct 1, 2021Common StockMOption exerciseAcquired+1,443$21.91+$31,616.1336,104Direct
Oct 1, 2021Common StockSSaleDisposed−1,443$206.98F5−$298,672.1434,661Direct
Oct 1, 2021Common StockMOption exerciseAcquired+92$21.91+$2,015.7234,753Direct
Oct 1, 2021Common StockSSaleDisposed−92$207.70−$19,108.434,661Direct
Oct 4, 2021Common StockMOption exerciseAcquired+600$21.91+$13,14635,261Direct
Oct 4, 2021Common StockSSaleDisposed−600$203.75F6−$122,25034,661Direct
Oct 4, 2021Common StockMOption exerciseAcquired+990$21.91+$21,690.935,651Direct
Oct 4, 2021Common StockSSaleDisposed−990$204.61F7−$202,563.934,661Direct
Oct 4, 2021Common StockMOption exerciseAcquired+310$21.91+$6,792.134,971Direct
Oct 4, 2021Common StockSSaleDisposed−310$205.55F8−$63,720.534,661Direct
Oct 5, 2021Common StockMOption exerciseAcquired+100$21.91+$2,19134,761Direct
Oct 5, 2021Common StockSSaleDisposed−100$203.74−$20,37434,661Direct
Oct 5, 2021Common StockMOption exerciseAcquired+155$21.91+$3,396.0534,816Direct
Oct 5, 2021Common StockSSaleDisposed−155$206.64F9−$32,029.234,661Direct
Oct 5, 2021Common StockMOption exerciseAcquired+582$21.91+$12,751.6235,243Direct
Oct 5, 2021Common StockSSaleDisposed−582$208.28F10−$121,218.9634,661Direct
Oct 5, 2021Common StockMOption exerciseAcquired+1,214$21.91+$26,598.7435,875Direct
Oct 5, 2021Common StockSSaleDisposed−1,214$209.00F11−$253,72634,661Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2021Common StockMOption exerciseDisposed−590$0.00$09,697Direct
Oct 1, 2021Common StockMOption exerciseDisposed−300$0.00$09,397Direct
Oct 1, 2021Common StockMOption exerciseDisposed−1,540$0.00$07,857Direct
Oct 1, 2021Common StockMOption exerciseDisposed−1,443$0.00$06,414Direct
Oct 1, 2021Common StockMOption exerciseDisposed−92$0.00$06,322Direct
Oct 4, 2021Common StockMOption exerciseDisposed−600$0.00$05,722Direct
Oct 4, 2021Common StockMOption exerciseDisposed−990$0.00$04,732Direct
Oct 4, 2021Common StockMOption exerciseDisposed−310$0.00$04,422Direct
Oct 5, 2021Common StockMOption exerciseDisposed−100$0.00$04,322Direct
Oct 5, 2021Common StockMOption exerciseDisposed−155$0.00$04,167Direct
Oct 5, 2021Common StockMOption exerciseDisposed−582$0.00$03,585Direct
Oct 5, 2021Common StockMOption exerciseDisposed−1,214$0.00$02,371Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The actual sales prices range from $203.02 to $204 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The actual sales prices range from $204.25 to $204.96 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The actual sales prices range from $205.62 to $206.61 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The actual sales prices range from $206.67 to $207.36 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average sale price. The actual sales prices range from $203.08 to $204.03 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F7

Represents the weighted average sale price. The actual sales prices range from $204.09 to $205.05 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F8

Represents the weighted average sale price. The actual sales prices range from $205.46 to $205.56 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average sale price. The actual sales prices range from $206.63 to $206.66 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F10

Represents the weighted average sale price. The actual sales prices range from $207.70 to $208.66 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F11

Represents the weighted average sale price. The actual sales prices range from $208.72 to $209.38 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)