Bowe Patrick E. 的 Form 4 申報
Andersons, Inc.（ANDE），2021/11/8 申報
- 申報編號
- 0000821026-21-000199
- 申報時間
- 2021/11/8
- 交易日
- 2021/11/4-11/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $465.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bowe Patrick E.CIK 0001657533 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/4 | Common Stock | S賣出處分 | −76,953 | $36.64F1 | −$2,819,557.92 | 122,925.02 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −2,000 | $37.04F2 | −$74,080 | 120,925.02 | 直接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −46,943 | $37.57F3 | −$1,763,648.51 | 73,982.02 | 直接 | |
| 2021/11/4 | Common Stock | M行使選擇權取得 | +30,400 | $35.40 | +$1,076,160 | 104,382.02 | 直接 | |
| 2021/11/4 | Common Stock | M行使選擇權取得 | +10,402 | $35.40 | +$368,230.8 | 114,784.02 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +19,998 | $35.40 | +$707,929.2 | 134,782.02 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +26,885 | $35.40 | +$951,729 | 161,667.02 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +60 | $35.40 | +$2,124 | 161,727.02 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/4 | Common Stock | M行使選擇權處分 | −30,400 | $36.67 | −$1,114,768 | 294,600 | 直接 | |
| 2021/11/4 | Common Stock | M行使選擇權處分 | −10,402 | $37.01 | −$384,978.02 | 284,198 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −19,998 | $37.56 | −$751,124.88 | 264,200 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −26,885 | $37.57 | −$1,010,069.45 | 237,315 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −60 | $38.02 | −$2,281.2 | 237,255 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $36.02 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $37.04 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $37.12 to $38.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。