Bowe Patrick E.'s Form 4 filing
Andersons, Inc. (ANDE) · filed Nov 8, 2021
- Accession no.
- 0000821026-21-000199
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $4.66M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowe Patrick E.CIK 0001657533 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | SSaleDisposed | −76,953 | $36.64F1 | −$2,819,557.92 | 122,925.02 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −2,000 | $37.04F2 | −$74,080 | 120,925.02 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −46,943 | $37.57F3 | −$1,763,648.51 | 73,982.02 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +30,400 | $35.40 | +$1,076,160 | 104,382.02 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +10,402 | $35.40 | +$368,230.8 | 114,784.02 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +19,998 | $35.40 | +$707,929.2 | 134,782.02 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +26,885 | $35.40 | +$951,729 | 161,667.02 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +60 | $35.40 | +$2,124 | 161,727.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −30,400 | $36.67 | −$1,114,768 | 294,600 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −10,402 | $37.01 | −$384,978.02 | 284,198 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −19,998 | $37.56 | −$751,124.88 | 264,200 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −26,885 | $37.57 | −$1,010,069.45 | 237,315 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −60 | $38.02 | −$2,281.2 | 237,255 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $36.02 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $37.04 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $37.12 to $38.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.