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Selbach Scott C 的 Form 4 申報

Carlisle Companies Inc(CSL),2021/8/11 申報

申報編號
0000790051-21-000190
申報時間
2021/8/11
交易日
2021/8/10
申報延遲
1 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 8 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $427.6 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Selbach Scott CCIK 0001398657高階主管(副總裁、公司秘書、法務長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/10Common StockM行使選擇權取得+4,630$107.73+$498,789.967,679直接
2021/8/10Common StockS賣出處分−4,630$203.02F1−$939,982.663,049直接
2021/8/10Common StockM行使選擇權取得+5,045$108.72+$548,492.468,094直接
2021/8/10Common StockS賣出處分−5,045$203.17F2−$1,024,992.6563,049直接
2021/8/10Common StockM行使選擇權取得+8,323$110.79+$922,105.1771,372直接
2021/8/10Common StockS賣出處分−8,323$203.56F3−$1,694,229.8863,049直接
2021/8/10Common StockM行使選擇權取得+3,023$161.41+$487,942.4366,072直接
2021/8/10Common StockS賣出處分−3,023$203.97F4−$616,601.3163,049直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/8/10Common StockM行使選擇權處分−4,630–F6–0直接
2021/8/10Common StockM行使選擇權處分−5,045–F6–0直接
2021/8/10Common StockM行使選擇權處分−8,323–F6–4,162直接
2021/8/10Common StockM行使選擇權處分−3,023–F6–6,047直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $203.00 to $203.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades at prices ranging from $203.07 to $203.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $203.28 to $203.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $203.87 to $204.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

The transaction is the exercise of a derivative security.

表 II 有 4 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)