Selbach Scott C's Form 4 filing
Carlisle Companies Inc (CSL) · filed Aug 11, 2021
- Accession no.
- 0000790051-21-000190
- Filed
- Aug 11, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.28M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Selbach Scott CCIK 0001398657 | Officer (V.P., Secretary & Gen. Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +4,630 | $107.73 | +$498,789.9 | 67,679 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −4,630 | $203.02F1 | −$939,982.6 | 63,049 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +5,045 | $108.72 | +$548,492.4 | 68,094 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −5,045 | $203.17F2 | −$1,024,992.65 | 63,049 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +8,323 | $110.79 | +$922,105.17 | 71,372 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −8,323 | $203.56F3 | −$1,694,229.88 | 63,049 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +3,023 | $161.41 | +$487,942.43 | 66,072 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −3,023 | $203.97F4 | −$616,601.31 | 63,049 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −4,630 | –F6 | – | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −5,045 | –F6 | – | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −8,323 | –F6 | – | 4,162 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −3,023 | –F6 | – | 6,047 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $203.00 to $203.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $203.07 to $203.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $203.28 to $203.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $203.87 to $204.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction is the exercise of a derivative security.
Referenced by the price of 4 transactions in Table II.