Koch D Christian 的 Form 4 申報
Carlisle Companies Inc（CSL），2021/8/9 申報
- 申報編號
- 0000790051-21-000184
- 申報時間
- 2021/8/9
- 交易日
- 2021/8/6-8/9
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,142 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Koch D ChristianCIK 0001190801 | 高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/6 | Common Stock | M行使選擇權取得 | +36,638 | $107.73 | +$3,947,011.74 | 203,059 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −36,638 | $204.21F1 | −$7,481,845.98 | 166,421 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +139 | $107.73 | +$14,974.47 | 166,560 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −139 | $205.00 | −$28,495 | 166,421 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權取得 | +7,348 | $107.73 | +$791,600.04 | 173,769 | 直接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −7,348 | $204.83F2 | −$1,505,090.84 | 166,421 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權取得 | +49,658 | $108.72 | +$5,398,817.76 | 216,079 | 直接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −49,658 | $205.41F3 | −$10,200,249.78 | 166,421 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權取得 | +1,654 | $108.72 | +$179,822.88 | 168,075 | 直接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −1,654 | $206.18F4 | −$341,021.72 | 166,421 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權取得 | +9,118 | $108.72 | +$991,308.96 | 175,539 | 直接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −9,118 | $204.20F5 | −$1,861,895.6 | 166,421 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $204.00 to $204.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $204.60 to $204.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $204.99 to $205.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $205.99 to $206.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $204.00 to $204.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction is the exercise of a derivative security.
表 II 有 3 筆交易的價格引用這則附註。