Koch D Christian's Form 4 filing
Carlisle Companies Inc (CSL) · filed Aug 9, 2021
- Accession no.
- 0000790051-21-000184
- Filed
- Aug 9, 2021
- Trade date
- Aug 6-9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.4M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koch D ChristianCIK 0001190801 | Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +36,638 | $107.73 | +$3,947,011.74 | 203,059 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −36,638 | $204.21 | −$7,481,845.98 | 166,421 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +139 | $107.73 | +$14,974.47 | 166,560 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −139 | $205.00 | −$28,495 | 166,421 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +7,348 | $107.73 | +$791,600.04 | 173,769 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −7,348 | $204.83 | −$1,505,090.84 | 166,421 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +49,658 | $108.72 | +$5,398,817.76 | 216,079 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −49,658 | $205.41 | −$10,200,249.78 | 166,421 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +1,654 | $108.72 | +$179,822.88 | 168,075 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −1,654 | $206.18 | −$341,021.72 | 166,421 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +9,118 | $108.72 | +$991,308.96 | 175,539 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −9,118 | $204.20 | −$1,861,895.6 | 166,421 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −36,777 | – | – | 7,348 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −7,348 | – | – | 0 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −60,430 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.