Lord Patrick J 的 Form 4 申報
Lam Research Corp（LRCX），2024/3/13 申報
- 申報編號
- 0000707549-24-000054
- 申報時間
- 2024/3/13
- 交易日
- 2024/3/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 28 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $444.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lord Patrick JCIK 0001343531 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Stock | M行使選擇權取得 | +1,362 | $598.81 | +$815,579.22 | 9,328 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −300 | $924.68F3 | −$277,404 | 9,028 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −321 | $925.78F4 | −$297,175.38 | 8,707 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −268 | $927.00F5 | −$248,436 | 8,439 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −121 | $928.10F6 | −$112,300.1 | 8,318 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −123 | $929.25F7 | −$114,297.75 | 8,195 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −101 | $930.73F8 | −$94,003.73 | 8,094 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −100 | $933.32 | −$93,332 | 7,994 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −28 | $939.93 | −$26,318.04 | 7,966 | 直接 | |
| 2024/3/11 | Common Stock | M行使選擇權取得 | +2,026 | $540.57 | +$1,095,194.82 | 9,992 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −300 | $924.26F9 | −$277,278 | 9,692 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −200 | $925.29F10 | −$185,058 | 9,492 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −330 | $925.97F11 | −$305,570.1 | 9,162 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −325 | $927.86F12 | −$301,554.5 | 8,837 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −467 | $929.63F13 | −$434,137.21 | 8,370 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −204 | $930.66F14 | −$189,854.64 | 8,166 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −175 | $934.18F15 | −$163,481.5 | 7,991 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −25 | $938.50 | −$23,462.5 | 7,966 | 直接 | |
| 2024/3/11 | Common Stock | M行使選擇權取得 | +1,407 | $490.92 | +$690,724.44 | 9,373 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −355 | $924.38F16 | −$328,154.9 | 9,018 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −80 | $925.34 | −$74,027.2 | 8,938 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −240 | $926.67F17 | −$222,400.8 | 8,698 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −306 | $928.64F18 | −$284,163.84 | 8,392 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −160 | $929.62F13 | −$148,739.2 | 8,232 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −63 | $930.67F19 | −$58,632.21 | 8,169 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −106 | $932.17F20 | −$98,810.02 | 8,063 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −80 | $933.99 | −$74,719.2 | 7,983 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −17 | $938.50 | −$15,954.5 | 7,966 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Stock | M行使選擇權處分 | −1,362 | $0.00 | $0 | 0 | 直接 | |
| 2024/3/11 | Common Stock | M行使選擇權處分 | −2,026 | $0.00 | $0 | 1,013 | 直接 | |
| 2024/3/11 | Common Stock | M行使選擇權處分 | −1,407 | $0.00 | $0 | 2,814 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $924.27 to $924.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.43 to $926.26, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.70 to $927.70, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.85 to $928.36, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.03 to $929.85, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.46 to $931.22, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.95 to $924.43, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.09 to $925.49, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.62 to $926.47, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.26 to $928.20, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.23 to $930.00, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.47 to $930.85, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $934.05 to $934.35, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.79 to $924.71, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.47 to $927.02, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $928.21 to $929.05, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.30 to $930.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $931.70 to $932.32, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is form one of two forms, to report the 10b5-1 transactions dated March 11, 2024.