Lord Patrick J's Form 4 filing
Lam Research Corp (LRCX) · filed Mar 13, 2024
- Accession no.
- 0000707549-24-000054
- Filed
- Mar 13, 2024
- Trade date
- Mar 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 28 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lord Patrick JCIK 0001343531 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common Stock | MOption exerciseAcquired | +1,362 | $598.81 | +$815,579.22 | 9,328 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −300 | $924.68F3 | −$277,404 | 9,028 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −321 | $925.78F4 | −$297,175.38 | 8,707 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −268 | $927.00F5 | −$248,436 | 8,439 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −121 | $928.10F6 | −$112,300.1 | 8,318 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −123 | $929.25F7 | −$114,297.75 | 8,195 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −101 | $930.73F8 | −$94,003.73 | 8,094 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −100 | $933.32 | −$93,332 | 7,994 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −28 | $939.93 | −$26,318.04 | 7,966 | Direct | |
| Mar 11, 2024 | Common Stock | MOption exerciseAcquired | +2,026 | $540.57 | +$1,095,194.82 | 9,992 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −300 | $924.26F9 | −$277,278 | 9,692 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −200 | $925.29F10 | −$185,058 | 9,492 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −330 | $925.97F11 | −$305,570.1 | 9,162 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −325 | $927.86F12 | −$301,554.5 | 8,837 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −467 | $929.63F13 | −$434,137.21 | 8,370 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −204 | $930.66F14 | −$189,854.64 | 8,166 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −175 | $934.18F15 | −$163,481.5 | 7,991 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −25 | $938.50 | −$23,462.5 | 7,966 | Direct | |
| Mar 11, 2024 | Common Stock | MOption exerciseAcquired | +1,407 | $490.92 | +$690,724.44 | 9,373 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −355 | $924.38F16 | −$328,154.9 | 9,018 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −80 | $925.34 | −$74,027.2 | 8,938 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −240 | $926.67F17 | −$222,400.8 | 8,698 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −306 | $928.64F18 | −$284,163.84 | 8,392 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −160 | $929.62F13 | −$148,739.2 | 8,232 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −63 | $930.67F19 | −$58,632.21 | 8,169 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −106 | $932.17F20 | −$98,810.02 | 8,063 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −80 | $933.99 | −$74,719.2 | 7,983 | Direct | |
| Mar 11, 2024 | Common Stock | SSaleDisposed | −17 | $938.50 | −$15,954.5 | 7,966 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common Stock | MOption exerciseDisposed | −1,362 | $0.00 | $0 | 0 | Direct | |
| Mar 11, 2024 | Common Stock | MOption exerciseDisposed | −2,026 | $0.00 | $0 | 1,013 | Direct | |
| Mar 11, 2024 | Common Stock | MOption exerciseDisposed | −1,407 | $0.00 | $0 | 2,814 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $924.27 to $924.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.43 to $926.26, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.70 to $927.70, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.85 to $928.36, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.03 to $929.85, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.46 to $931.22, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.95 to $924.43, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.09 to $925.49, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.62 to $926.47, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.26 to $928.20, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.23 to $930.00, inclusive.
Referenced by the price of 2 transactions in Table I.
- F14
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.47 to $930.85, inclusive.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $934.05 to $934.35, inclusive.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.79 to $924.71, inclusive.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.47 to $927.02, inclusive.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $928.21 to $929.05, inclusive.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.30 to $930.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $931.70 to $932.32, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
This is form one of two forms, to report the 10b5-1 transactions dated March 11, 2024.