Bettinger Douglas R 的 Form 4 申報
Lam Research Corp（LRCX），2022/9/1 申報
- 申報編號
- 0000707549-22-000109
- 申報時間
- 2022/9/1
- 交易日
- 2022/8/30-8/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 24 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $1,532 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bettinger Douglas RCIK 0001469469 | 高階主管（財務長、執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/30 | Common Stock | M行使選擇權取得 | +9,496 | $119.67 | +$1,136,386.32 | 89,024 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權取得 | +4,736 | $190.07 | +$900,171.52 | 93,760 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權取得 | +1,720 | $176.75 | +$304,010 | 95,480 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權取得 | +2,341 | $300.33 | +$703,072.53 | 97,821 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權取得 | +23,871 | $75.57 | +$1,803,931.47 | 121,692 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −400 | $435.64F2 | −$174,256 | 121,292 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −4,156 | $436.53F3 | −$1,814,218.68 | 117,136 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −3,345 | $437.45F4 | −$1,463,270.25 | 113,791 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −3,087 | $438.39F5 | −$1,353,309.93 | 110,704 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −4,197 | $439.56F6 | −$1,844,833.32 | 106,507 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −4,154 | $440.58F7 | −$1,830,169.32 | 102,353 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −2,713 | $441.39F8 | −$1,197,491.07 | 99,640 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −1,619 | $442.34F9 | −$716,148.46 | 98,021 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −200 | $443.10F10 | −$88,620 | 97,821 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權取得 | +11,024 | $176.75 | +$1,948,492 | 108,845 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −300 | $435.62F11 | −$130,686 | 108,545 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −1,800 | $436.52F12 | −$785,736 | 106,745 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −1,919 | $437.46F13 | −$839,485.74 | 104,826 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −953 | $438.40F14 | −$417,795.2 | 103,873 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −2,017 | $439.54F15 | −$886,552.18 | 101,856 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −2,045 | $440.59F16 | −$901,006.55 | 99,811 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −1,272 | $441.35F17 | −$561,397.2 | 98,539 | 直接 | |
| 2022/8/30 | Common Stock | S賣出處分 | −718 | $442.36F18 | −$317,614.48 | 97,821 | 直接 | |
| 2022/8/31 | Common Stock | F扣股繳稅處分 | −566 | $437.91 | −$247,857.06 | 97,255 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/30 | Common Stock | M行使選擇權處分 | −9,496 | $119.67 | −$1,136,386.32 | 0 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −4,736 | $190.07 | −$900,171.52 | 0 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −1,720 | $176.75 | −$304,010 | 11,024 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −2,341 | $300.33 | −$703,072.53 | 1,171 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −23,871 | $75.57 | −$1,803,931.47 | 0 | 直接 | |
| 2022/8/30 | Common Stock | M行使選擇權處分 | −11,024 | $176.75 | −$1,948,492 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.97, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.15 to $436.99, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.00 to $437.99, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.97, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.985, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.01 to $440.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.00 to $441.89, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.03 to $442.82, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.03 to $443.17, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.99, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.16 to $436.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.01 to $437.89, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.86, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.83, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.07 to $440.97, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.03 to $441.885, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.02 to $442.82, inclusive.
表 I 有 1 筆交易的價格引用這則附註。