Bettinger Douglas R's Form 4 filing
Lam Research Corp (LRCX) · filed Sep 1, 2022
- Accession no.
- 0000707549-22-000109
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 24 non-derivative transactions and 6 derivative transactions. Open-market sales total $15.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bettinger Douglas RCIK 0001469469 | Officer (Chief Financial Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +9,496 | $119.67 | +$1,136,386.32 | 89,024 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +4,736 | $190.07 | +$900,171.52 | 93,760 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +1,720 | $176.75 | +$304,010 | 95,480 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +2,341 | $300.33 | +$703,072.53 | 97,821 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +23,871 | $75.57 | +$1,803,931.47 | 121,692 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −400 | $435.64F2 | −$174,256 | 121,292 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −4,156 | $436.53F3 | −$1,814,218.68 | 117,136 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −3,345 | $437.45F4 | −$1,463,270.25 | 113,791 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −3,087 | $438.39F5 | −$1,353,309.93 | 110,704 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −4,197 | $439.56F6 | −$1,844,833.32 | 106,507 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −4,154 | $440.58F7 | −$1,830,169.32 | 102,353 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −2,713 | $441.39F8 | −$1,197,491.07 | 99,640 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −1,619 | $442.34F9 | −$716,148.46 | 98,021 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −200 | $443.10F10 | −$88,620 | 97,821 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +11,024 | $176.75 | +$1,948,492 | 108,845 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −300 | $435.62F11 | −$130,686 | 108,545 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −1,800 | $436.52F12 | −$785,736 | 106,745 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −1,919 | $437.46F13 | −$839,485.74 | 104,826 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −953 | $438.40F14 | −$417,795.2 | 103,873 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −2,017 | $439.54F15 | −$886,552.18 | 101,856 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −2,045 | $440.59F16 | −$901,006.55 | 99,811 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −1,272 | $441.35F17 | −$561,397.2 | 98,539 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −718 | $442.36F18 | −$317,614.48 | 97,821 | Direct | |
| Aug 31, 2022 | Common Stock | FTax withholdingDisposed | −566 | $437.91 | −$247,857.06 | 97,255 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −9,496 | $119.67 | −$1,136,386.32 | 0 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −4,736 | $190.07 | −$900,171.52 | 0 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −1,720 | $176.75 | −$304,010 | 11,024 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −2,341 | $300.33 | −$703,072.53 | 1,171 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −23,871 | $75.57 | −$1,803,931.47 | 0 | Direct | |
| Aug 30, 2022 | Common Stock | MOption exerciseDisposed | −11,024 | $176.75 | −$1,948,492 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.97, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.15 to $436.99, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.00 to $437.99, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.97, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.985, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.01 to $440.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.00 to $441.89, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.03 to $442.82, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.03 to $443.17, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.99, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.16 to $436.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.01 to $437.89, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.86, inclusive.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.83, inclusive.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.07 to $440.97, inclusive.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.03 to $441.885, inclusive.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.02 to $442.82, inclusive.
Referenced by the price of 1 transaction in Table I.