Burdick Rick L 的 Form 4 申報
Autonation, Inc.（AN），2021/10/26 申報
- 申報編號
- 0000350698-21-000151
- 申報時間
- 2021/10/26
- 交易日
- 2021/10/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $261.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burdick Rick LCIK 0001015719 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $43.45 | +$217,250 | 63,037 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $46.22 | +$231,100 | 68,037 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $47.25 | +$236,250 | 73,037 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $48.80 | +$244,000 | 78,037 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −650 | $127.06F1 | −$82,589 | 77,387 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −400 | $128.25F2 | −$51,300 | 76,987 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −2,679 | $129.41F3 | −$346,689.39 | 74,308 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −8,214 | $130.63F4 | −$1,072,994.82 | 66,094 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −4,757 | $131.21F5 | −$624,165.97 | 61,337 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | S賣出處分 | −3,300 | $132.52F6 | −$437,316 | 58,037 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2021/10/22 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $126.58 to $127.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $127.66 to $128.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $129.97 to $130.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $130.97 to $131.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $132.07 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。