Burdick Rick L's Form 4 filing
Autonation, Inc. (AN) · filed Oct 26, 2021
- Accession no.
- 0000350698-21-000151
- Filed
- Oct 26, 2021
- Trade date
- Oct 22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.62M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burdick Rick LCIK 0001015719 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $43.45 | +$217,250 | 63,037 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $46.22 | +$231,100 | 68,037 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $47.25 | +$236,250 | 73,037 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $48.80 | +$244,000 | 78,037 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −650 | $127.06F1 | −$82,589 | 77,387 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $128.25F2 | −$51,300 | 76,987 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,679 | $129.41F3 | −$346,689.39 | 74,308 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −8,214 | $130.63F4 | −$1,072,994.82 | 66,094 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,757 | $131.21F5 | −$624,165.97 | 61,337 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,300 | $132.52F6 | −$437,316 | 58,037 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $126.58 to $127.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $127.66 to $128.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $129.97 to $130.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $130.97 to $131.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $132.07 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.