Anderson A Scott 的 Form 4 申報
Zions Bancorporation, National Association（ZION），2022/2/16 申報
- 申報編號
- 0000109380-22-000068
- 申報時間
- 2022/2/16
- 交易日
- 2022/2/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $220.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Anderson A ScottCIK 0001184825 | 高階主管（執行副總裁）、其他：Division CEO |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/14 | Common Stock | S賣出處分 | −12,788 | $71.75F1 | −$917,539 | 17,735.02 | 直接 | |
| 2022/2/14 | Common Stock | M行使選擇權取得 | +3,445 | $29.02 | +$99,973.9 | 21,180.02 | 直接 | |
| 2022/2/14 | Common Stock | S賣出處分 | −3,445 | $72.01F2 | −$248,074.45 | 17,735.02 | 直接 | |
| 2022/2/14 | Common Stock | M行使選擇權取得 | +14,470 | $29.02 | +$419,919.4 | 32,205.02 | 直接 | |
| 2022/2/14 | Common Stock | S賣出處分 | −14,470 | $71.90F3 | −$1,040,393 | 17,735.02 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/14 | Common Stock | M行使選擇權處分 | −3,445 | $29.02 | −$99,973.9 | 14,470 | 直接 | |
| 2022/2/14 | Common Stock | M行使選擇權處分 | −14,470 | $29.02 | −$419,919.4 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple transactions at prices ranging from $71.500 to $72.020. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple transactions at prices ranging from $71.880 to $72.150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple transactions at prices ranging from $71.695 to $72.150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。