Anderson A Scott's Form 4 filing
Zions Bancorporation, National Association (ZION) · filed Feb 16, 2022
- Accession no.
- 0000109380-22-000068
- Filed
- Feb 16, 2022
- Trade date
- Feb 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson A ScottCIK 0001184825 | Officer (Exec VP and), Other: Division CEO |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | SSaleDisposed | −12,788 | $71.75F1 | −$917,539 | 17,735.02 | Direct | |
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +3,445 | $29.02 | +$99,973.9 | 21,180.02 | Direct | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −3,445 | $72.01F2 | −$248,074.45 | 17,735.02 | Direct | |
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +14,470 | $29.02 | +$419,919.4 | 32,205.02 | Direct | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −14,470 | $71.90F3 | −$1,040,393 | 17,735.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −3,445 | $29.02 | −$99,973.9 | 14,470 | Direct | |
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −14,470 | $29.02 | −$419,919.4 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple transactions at prices ranging from $71.500 to $72.020. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple transactions at prices ranging from $71.880 to $72.150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple transactions at prices ranging from $71.695 to $72.150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.