Su Lisa T 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2024/9/13 申報
- 申報編號
- 0000002488-24-000155
- 申報時間
- 2024/9/13
- 交易日
- 2024/9/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,158 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Su Lisa TCIK 0001405109 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/11 | Common Stock | M行使選擇權取得 | +80,000 | $19.10 | +$1,528,000 | 3,646,762 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −8,955 | $141.29F3 | −$1,265,251.95 | 3,637,807 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −12,550 | $142.32F4 | −$1,786,116 | 3,625,257 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −14,435 | $143.40F5 | −$2,069,979 | 3,610,822 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −15,882 | $144.32F6 | −$2,292,090.24 | 3,594,940 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −5,819 | $145.32F7 | −$845,617.08 | 3,589,121 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −2,866 | $146.09F8 | −$418,693.94 | 3,586,255 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −4,600 | $147.57F9 | −$678,822 | 3,581,655 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −5,789 | $148.27F10 | −$858,335.03 | 3,575,866 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −5,600 | $149.42F11 | −$836,752 | 3,570,266 | 直接 | |
| 2024/9/11 | Common Stock | S賣出處分 | −3,504 | $150.02F12 | −$525,670.08 | 3,566,762 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/11 | Common Stock | M行使選擇權處分 | −80,000 | $0.00 | $0 | 156,496 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Transaction executed in multiple trades at prices ranging from $140.82 to $141.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $141.83 to $142.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $142.83 to $143.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Transaction executed in multiple trades at prices ranging from $143.83 to $144.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Transaction executed in multiple trades at prices ranging from $144.83 to $145.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Transaction executed in multiple trades at prices ranging from $145.87 to $146.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Transaction executed in multiple trades at prices ranging from $146.88 to $147.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Transaction executed in multiple trades at prices ranging from $147.88 to $148.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Transaction executed in multiple trades at prices ranging from $148.89 to $149.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Transaction executed in multiple trades at prices ranging from $149.90 to $150.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。