Su Lisa T's Form 4 filing
Advanced Micro Devices Inc (AMD) · filed Sep 13, 2024
- Accession no.
- 0000002488-24-000155
- Filed
- Sep 13, 2024
- Trade date
- Sep 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Su Lisa TCIK 0001405109 | Director, Officer (Chair, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseAcquired | +80,000 | $19.10 | +$1,528,000 | 3,646,762 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −8,955 | $141.29F3 | −$1,265,251.95 | 3,637,807 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −12,550 | $142.32F4 | −$1,786,116 | 3,625,257 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −14,435 | $143.40F5 | −$2,069,979 | 3,610,822 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −15,882 | $144.32F6 | −$2,292,090.24 | 3,594,940 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −5,819 | $145.32F7 | −$845,617.08 | 3,589,121 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −2,866 | $146.09F8 | −$418,693.94 | 3,586,255 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −4,600 | $147.57F9 | −$678,822 | 3,581,655 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −5,789 | $148.27F10 | −$858,335.03 | 3,575,866 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −5,600 | $149.42F11 | −$836,752 | 3,570,266 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −3,504 | $150.02F12 | −$525,670.08 | 3,566,762 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseDisposed | −80,000 | $0.00 | $0 | 156,496 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Transaction executed in multiple trades at prices ranging from $140.82 to $141.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Transaction executed in multiple trades at prices ranging from $141.83 to $142.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Transaction executed in multiple trades at prices ranging from $142.83 to $143.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Transaction executed in multiple trades at prices ranging from $143.83 to $144.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
Transaction executed in multiple trades at prices ranging from $144.83 to $145.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Transaction executed in multiple trades at prices ranging from $145.87 to $146.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Transaction executed in multiple trades at prices ranging from $146.88 to $147.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Transaction executed in multiple trades at prices ranging from $147.88 to $148.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Transaction executed in multiple trades at prices ranging from $148.89 to $149.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
Transaction executed in multiple trades at prices ranging from $149.90 to $150.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.