Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Umpqua Holdings Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 320
- +14 vs. Q3 2021
- Shares held
- 190.4M
- −2.81M (−1.5%) vs. Q3 2021
- Total value
- $3.66B
- −$248.2M (−6.3%) vs. Q3 2021
- New holders
- 53
- 81 more added
- Sold out
- 39
- 128 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sittner & Nelson, LLC | 14,927 | $287.0K | 0.17% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 15,198 | $292.0K | 0.00% | −419−2.7% | Reduced |
| Maryland State Retirement & Pension System | 16,750 | $322.0K | 0.01% | 00.0% | Unchanged |
| First Citizens Bank & Trust Co | 16,953 | $326.0K | 0.01% | +13+0.1% | Added |
| Sphinx Trading, LP | 17,800 | $342.0K | 0.35% | +17,800 | New |
| Blueshift Asset Management, LLC | 18,430 | $355.0K | 0.03% | +18,430 | New |
| Principle Wealth Partners LLC | 18,625 | $358.0K | 0.04% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 18,810 | $362.0K | 0.01% | −6,740−26.4% | Reduced |
| Teton Advisors, Inc. | 19,050 | $367.0K | 0.05% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 19,402 | $373.0K | 0.01% | −340−1.7% | Reduced |
| Commerce Bank | 19,724 | $380.0K | 0.00% | +560+2.9% | Added |
| Gotham Asset Management, LLC | 19,926 | $383.0K | 0.01% | +19,926 | New |
| Vestmark Advisory Solutions, Inc. | 20,326 | $391.0K | 0.02% | −1,606−7.3% | Reduced |
| Gsa Capital Partners LLP | 21,300 | $410.0K | 0.05% | +9,814+85.4% | Added |
| Pacer Advisors, Inc. | 22,940 | $441.0K | 0.00% | −2,914−11.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 22,956 | $442.0K | 0.00% | −2,607−10.2% | Reduced |
| Ontario Teachers Pension Plan Board | 23,378 | $450.0K | 0.01% | +23,378 | New |
| Prudential Financial Inc | 21,485 | $457.0K | 0.00% | −69,214−76.3% | Reduced |
| Royce & Associates LP | 23,765 | $457.0K | 0.00% | +641+2.8% | Added |
| First Hawaiian Bank | 24,167 | $465.0K | 0.01% | 00.0% | Unchanged |
| Xponance, Inc. | 24,211 | $466.0K | 0.01% | −556−2.2% | Reduced |
| JGP Wealth Management, LLC | 23,943 | $469.0K | 0.09% | 00.0% | Unchanged |
| Brown Advisory Inc | 25,009 | $481.0K | 0.00% | +25,009 | New |
| Sonen Capital LLC | 25,000 | $481.0K | 0.47% | +25,000 | New |
| Massmutual Trust Co FSB | 25,215 | $485.0K | 0.02% | −1,460−5.5% | Reduced |
| Brinker Capital Investments, LLC | 25,288 | $487.0K | 0.01% | +2,259+9.8% | Added |
| MainStreet Investment Advisors LLC | 26,527 | $510.0K | 0.04% | −2,472−8.5% | Reduced |
| State of Wisconsin Investment Board | 26,741 | $514.0K | 0.00% | −831−3.0% | Reduced |
| Victory Capital Management Inc | 27,101 | $521.0K | 0.00% | −1,295−4.6% | Reduced |
| Resources Management Corp | 27,300 | $525.0K | 0.07% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 27,578 | $531.0K | 0.00% | −1,728−5.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 28,606 | $550.0K | 0.00% | +6,991+32.3% | Added |
| Engineers Gate Manager LP | 30,520 | $587.0K | 0.03% | +5,620+22.6% | Added |
| The PNC Financial Services Group, Inc. | 30,885 | $594.0K | 0.00% | +12,757+70.4% | Added |
| State of Alaska, Department of Revenue | 31,337 | $602.0K | 0.01% | −2,445−7.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 31,358 | $603.0K | 0.00% | −3,865−11.0% | Reduced |
| Wolverine Asset Management LLC | 31,706 | $610.0K | 0.01% | +31,706 | New |
| Pathstone Family Office, LLC | 31,765 | $611.0K | 0.02% | −9,390−22.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 31,891 | $614.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 32,105 | $617.0K | 0.00% | −32,135−50.0% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 33,501 | $645.0K | 0.19% | +1,091+3.4% | Added |
| Franklin Resources Inc | 34,748 | $669.0K | 0.00% | −1,468−4.1% | Reduced |
| Neuberger Berman Group LLC | 38,153 | $684.0K | 0.00% | +7,328+23.8% | Added |
| KBC Group NV | 35,679 | $686.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 35,909 | $691.0K | 0.01% | −455−1.3% | Reduced |
| Naples Global Advisors, LLC | 36,125 | $695.0K | 0.08% | +300+0.8% | Added |
| Eaton Vance Management | 36,987 | $711.0K | 0.00% | +32+0.1% | Added |
| LPL Financial LLC | 37,605 | $724.0K | 0.00% | −92,491−71.1% | Reduced |
| SEI Investments Co | 38,157 | $726.0K | 0.00% | +1,479+4.0% | Added |
| ProShare Advisors LLC | 38,225 | $735.0K | 0.00% | +4,016+11.7% | Added |
| Public Employees Retirement Association of Colorado | 38,249 | $736.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 38,744 | $745.4K | 0.01% | −1,443−3.6% | Reduced |
| Meeder Asset Management Inc | 40,625 | $781.0K | 0.08% | −7,584−15.7% | Reduced |
| Shell Asset Management Co | 41,040 | $790.0K | 0.02% | +173+0.4% | Added |
| Edgestream Partners, L.P. | 42,108 | $810.0K | 0.05% | +42,108 | New |
| Teacher Retirement System of Texas | 42,518 | $818.0K | 0.00% | +7,017+19.8% | Added |
| MBM Wealth Consultants, LLC | 42,788 | $823.0K | 0.34% | −30,453−41.6% | Reduced |
| Allianz Asset Management GmbH | 43,868 | $844.0K | 0.00% | −7,605−14.8% | Reduced |
| Natixis Advisors, L.P. | 44,704 | $860.0K | 0.00% | +9,205+25.9% | Added |
| Janus Henderson Group PLC | 44,686 | $860.0K | 0.00% | +22,459+101.0% | Added |
| New Mexico Educational Retirement Board | 45,700 | $879.0K | 0.03% | 00.0% | Unchanged |
| Axiom Financial Strategies, LLC | 45,918 | $883.0K | 0.40% | +130.0% | Added |
| Captrust Financial Advisors | 48,915 | $941.0K | 0.01% | +244+0.5% | Added |
| Keebeck Alpha, LP | 49,176 | $946.0K | 0.34% | +49,176 | New |
| Abbrea Capital, LLC | 50,338 | $969.0K | 0.13% | 00.0% | Unchanged |
| Sepio Capital, LP | 50,664 | $975.0K | 0.07% | −6,093−10.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 52,432 | $1.01M | 0.01% | −21,460−29.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 52,651 | $1.01M | 0.02% | +52,651 | New |
| Handelsbanken Fonder AB | 53,892 | $1.04M | 0.01% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 54,571 | $1.05M | 0.03% | −240−0.4% | Reduced |
| State of Michigan Retirement System | 54,855 | $1.05M | 0.01% | −300−0.5% | Reduced |
| Louisiana State Employees Retirement System | 55,700 | $1.07M | 0.02% | −400−0.7% | Reduced |
| Nisa Investment Advisors, LLC | 53,100 | $1.08M | 0.01% | 00.0% | Unchanged |
| HRT Financial LP | 57,360 | $1.10M | 0.01% | −44,288−43.6% | Reduced |
| Bank of Montreal | 57,872 | $1.12M | 0.00% | −4,562−7.3% | Reduced |
| Ameritas Investment Partners, Inc. | 58,311 | $1.12M | 0.04% | 00.0% | Unchanged |
| Arizona State Retirement System | 59,248 | $1.14M | 0.01% | −848−1.4% | Reduced |
| IMS Capital Management | 60,511 | $1.16M | 0.60% | +14,800+32.4% | Added |
| Advisor Group Holdings, Inc. | 61,113 | $1.18M | 0.00% | +1,350+2.3% | Added |
| US Bancorp | 61,849 | $1.19M | 0.00% | −7,813−11.2% | Reduced |
| Stifel Financial Corp | 63,379 | $1.22M | 0.00% | −8,650−12.0% | Reduced |
| Price T Rowe Associates Inc | 65,816 | $1.27M | 0.00% | −3,778−5.4% | Reduced |
| Alberta Investment Management Corp | 66,100 | $1.27M | 0.01% | 00.0% | Unchanged |
| Mork Capital Management, LLC | 66,100 | $1.27M | 0.86% | 00.0% | Unchanged |
| Winton Group Ltd | 67,834 | $1.30M | 0.08% | −213,204−75.9% | Reduced |
| Prelude Capital Management, LLC | 68,178 | $1.31M | 0.07% | +20,736+43.7% | Added |
| rhino investment partners, Inc | 69,667 | $1.34M | 0.63% | +69,667 | New |
| PL Capital Advisors, LLC | 70,100 | $1.35M | 0.33% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 71,453 | $1.38M | 0.02% | −2,200−3.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 71,820 | $1.38M | 0.01% | −906−1.2% | Reduced |
| Cozad Asset Management Inc | 71,978 | $1.39M | 0.20% | +300.0% | Added |
| SG Americas Securities, LLC | 75,364 | $1.45M | 0.01% | +9,650+14.7% | Added |
| Verition Fund Management LLC | 77,949 | $1.50M | 0.02% | +77,949 | New |
| Treasurer of the State of North Carolina | 78,279 | $1.51M | 0.01% | −920−1.2% | Reduced |
| First Republic Investment Management, Inc. | 78,713 | $1.51M | 0.00% | −9,166−10.4% | Reduced |
| Two Sigma Investments, LP | 79,493 | $1.53M | 0.00% | +79,493 | New |
| Henshaw Capital LLC | 84,750 | $1.63M | 0.09% | +783+0.9% | Added |
| BHZ Capital Management, LP | 92,414 | $1.78M | 0.71% | −1,500−1.6% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 93,235 | $1.79M | 0.06% | +13,557+17.0% | Added |
| Voya Investment Management LLC | 94,889 | $1.83M | 0.00% | −517,912−84.5% | Reduced |