UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in UBS Group AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 438
- +67 vs. Q4 2022
- Shares held
- 1.42B
- +156.6M (+12.4%) vs. Q4 2022
- Total value
- $30.0B
- +$6.48B (+27.5%) vs. Q4 2022
- New holders
- 99
- 130 more added
- Sold out
- 32
- 166 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Capital Group California, Inc. | 35,974 | $767.7K | 0.37% | +35,974 | New |
| LGT Fund Management Co Ltd. | 36,500 | $769.7K | 0.33% | +36,500 | New |
| Northwestern Mutual Wealth Management Co | 36,590 | $780.8K | 0.00% | −22,731−38.3% | Reduced |
| Cetera Advisor Networks LLC | 36,963 | $788.8K | 0.01% | −1,184−3.1% | Reduced |
| Banco BTG Pactual S.A. | 40,000 | $788.8K | 0.36% | +40,000 | New |
| Gabelli Funds LLC | 37,000 | $789.6K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 37,353 | $797.0K | 0.08% | +37,353 | New |
| Simplex Trading, LLC | 38,202 | $815.0K | 0.04% | +38,202 | New |
| Perigon Wealth Management, LLC | 38,714 | $826.2K | 0.05% | +38,714 | New |
| Gardner Lewis Asset Management L P | 38,750 | $826.9K | 0.29% | +38,750 | New |
| Raymond James Trust N.A. | 38,901 | $830.0K | 0.03% | +6,812+21.2% | Added |
| Centennial Bank | 39,641 | $835.9K | 0.55% | −10,219−20.5% | Reduced |
| SOL Capital Management CO | 39,580 | $844.6K | 0.14% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 39,677 | $846.7K | 0.01% | −1,387−3.4% | Reduced |
| WealthTrust Asset Management, LLC | 39,957 | $852.7K | 0.81% | +39,957 | New |
| Park Avenue Securities LLC | 40,021 | $854.0K | 0.01% | −8,962−18.3% | Reduced |
| Vestmark Advisory Solutions, Inc. | 40,698 | $868.5K | 0.04% | +91+0.2% | Added |
| Bailard, Inc. | 41,217 | $879.6K | 0.03% | +41,217 | New |
| Qtron Investments LLC | 43,195 | $912.1K | 0.19% | −4,785−10.0% | Reduced |
| Advisors Asset Management, Inc. | 43,193 | $921.7K | 0.02% | −3,405−7.3% | Reduced |
| Qsemble Capital Management, LP | 43,400 | $926.2K | 0.62% | −11,800−21.4% | Reduced |
| BTC Capital Management, Inc. | 44,010 | $928.6K | 0.11% | −4,287−8.9% | Reduced |
| Baker Ellis Asset Management LLC | 44,114 | $941.4K | 0.17% | +18,514+72.3% | Added |
| Cubist Systematic Strategies, LLC | 44,248 | $944.3K | 0.01% | +44,248 | New |
| Credit Capital Investments LLC | 45,000 | $960.3K | 1.25% | +45,000 | New |
| CI Private Wealth, LLC | 45,106 | $962.6K | 0.00% | +27,415+155.0% | Added |
| Janney Montgomery Scott LLC | 45,138 | $963.0K | 0.00% | +23,513+108.7% | Added |
| Nordwand Advisors, LLC | 45,220 | $965.0K | 0.16% | 00.0% | Unchanged |
| Adams Wealth Management | 45,779 | $976.9K | 0.32% | +45,779 | New |
| Investors Research Corp | 46,034 | $982.4K | 0.26% | −775−1.7% | Reduced |
| Wexford Capital LP | 46,608 | $983.4K | 0.20% | −7,904−14.5% | Reduced |
| Quantinno Capital Management LP | 46,648 | $995.0K | 0.07% | +11,711+33.5% | Added |
| Greenleaf Trust | 48,293 | $1.03M | 0.01% | +45+0.1% | Added |
| Jane Street Group, LLC | 48,624 | $1.04M | 0.00% | −77,464−61.4% | Reduced |
| Liberty One Investment Management, LLC | 49,062 | $1.05M | 0.14% | −2,948−5.7% | Reduced |
| Banco Santander, S.A. | 54,976 | $1.06M | 0.02% | −14,220−20.6% | Reduced |
| Wolverine Trading, LLC | 51,835 | $1.06M | 0.03% | +51,835 | New |
| Timelo Investment Management Inc. | 50,000 | $1.07M | 1.33% | +50,000 | New |
| Money Concepts Capital Corp | 50,068 | $1.07M | 0.06% | −3,556−6.6% | Reduced |
| D. E. Shaw & Co., Inc. | 50,577 | $1.08M | 0.00% | +9,989+24.6% | Added |
| Truist Financial Corp | 50,762 | $1.08M | 0.00% | +10,237+25.3% | Added |
| Fifth Third Bancorp | 50,767 | $1.08M | 0.01% | −157−0.3% | Reduced |
| Oppenheimer Asset Management Inc. | 51,548 | $1.10M | 0.02% | +20,042+63.6% | Added |
| Arrowstreet Capital, Limited Partnership | 52,566 | $1.11M | 0.00% | +52,566 | New |
| Schechter Investment Advisors, LLC | 52,327 | $1.12M | 0.10% | −12,585−19.4% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 52,915 | $1.13M | 0.71% | −482−0.9% | Reduced |
| Forum Financial Management, LP | 53,533 | $1.14M | 0.03% | −100.0% | Reduced |
| Simmons Bank | 54,165 | $1.16M | 0.10% | +54,165 | New |
| NatWest Group plc | 54,253 | $1.16M | 0.63% | −1,970−3.5% | Reduced |
| Veriti Management LLC | 55,173 | $1.18M | 0.14% | +89+0.2% | Added |
| Massachusetts Wealth Management | 55,350 | $1.18M | 1.22% | −2,600−4.5% | Reduced |
| Signaturefd, LLC | 55,897 | $1.19M | 0.03% | +3,747+7.2% | Added |
| Yousif Capital Management, LLC | 59,151 | $1.26M | 0.02% | +240+0.4% | Added |
| AE Wealth Management LLC | 59,668 | $1.27M | 0.01% | +45,061+308.5% | Added |
| Atria Investments LLC | 59,801 | $1.28M | 0.02% | +59,801 | New |
| Integrated Wealth Concepts LLC | 60,152 | $1.28M | 0.03% | +60,152 | New |
| Altman Advisors, Inc. | 74,058 | $1.30M | 1.19% | +1,047+1.4% | Added |
| Cigna Investments Inc | 62,311 | $1.32M | 0.26% | −1,847−2.9% | Reduced |
| Wealth Alliance Advisory Group, LLC | 63,743 | $1.36M | 0.51% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 64,817 | $1.38M | 0.01% | −2,037−3.0% | Reduced |
| The PNC Financial Services Group, Inc. | 64,927 | $1.39M | 0.00% | −1,206−1.8% | Reduced |
| First Hawaiian Bank | 66,285 | $1.41M | 0.05% | +12,379+23.0% | Added |
| Vident Investment Advisory, LLC | 66,969 | $1.42M | 0.05% | −30,394−31.2% | Reduced |
| Victory Capital Management Inc | 67,762 | $1.45M | 0.00% | +67,762 | New |
| Legacy Wealth Asset Management, LLC | 70,176 | $1.50M | 0.54% | −1,338−1.9% | Reduced |
| Ativo Capital Management LLC | 70,979 | $1.51M | 1.85% | −907−1.3% | Reduced |
| Capital International Sarl | 75,071 | $1.59M | 0.08% | +75,071 | New |
| Mitchell Capital Management Co | 75,201 | $1.60M | 0.40% | +1,894+2.6% | Added |
| Duality Advisers, LP | 76,274 | $1.63M | 0.18% | −28,525−27.2% | Reduced |
| Alaethes Wealth LLC | 78,718 | $1.68M | 0.98% | +4,387+5.9% | Added |
| Occudo Quantitative Strategies LP | 81,622 | $1.74M | 0.16% | +81,622 | New |
| Tocqueville Asset Management L.P. | 83,782 | $1.79M | 0.03% | −608,101−87.9% | Reduced |
| British Columbia Investment Management Corp | 86,277 | $1.82M | 0.02% | +2,041+2.4% | Added |
| Beach Investment Counsel Inc | 86,446 | $1.84M | 0.25% | +73,746+580.7% | Added |
| US Bancorp | 88,311 | $1.88M | 0.00% | +6,182+7.5% | Added |
| JustInvest LLC | 88,867 | $1.90M | 0.07% | +2,088+2.4% | Added |
| PEAK6 Investments LLC | 89,999 | $1.92M | 0.12% | +89,999 | New |
| Oppenheimer & Co Inc | 90,659 | $1.93M | 0.04% | +73,912+441.3% | Added |
| Ritholtz Wealth Management | 94,709 | $2.02M | 0.10% | +3,711+4.1% | Added |
| United Services Automobile Association | 95,880 | $2.02M | 0.06% | −59,868−38.4% | Reduced |
| LPL Financial LLC | 96,188 | $2.05M | 0.00% | +8,084+9.2% | Added |
| Scoggin Management LP | 100,000 | $2.13M | 3.11% | +100,000 | New |
| Pathstone Family Office, LLC | 101,596 | $2.15M | 0.03% | +16,042+18.8% | Added |
| Hantz Financial Services, Inc. | 102,249 | $2.18M | 0.06% | −11,340−10.0% | Reduced |
| Boston Partners | 103,209 | $2.20M | 0.00% | +15,517+17.7% | Added |
| Independent Advisor Alliance | 103,690 | $2.21M | 0.11% | −2,185−2.1% | Reduced |
| Highland Capital Management, LLC | 105,967 | $2.26M | 0.17% | +696+0.7% | Added |
| Maryland State Retirement & Pension System | 107,322 | $2.26M | 0.05% | +107,322 | New |
| Creative Planning | 109,549 | $2.34M | 0.00% | +9,420+9.4% | Added |
| Squarepoint Ops LLC | 112,676 | $2.40M | 0.02% | +112,676 | New |
| KCS Wealth Advisory | 119,734 | $2.56M | 0.97% | −829−0.7% | Reduced |
| Mariner, LLC | 122,041 | $2.60M | 0.01% | −1,900−1.5% | Reduced |
| Bridgeway Capital Management, LLC | 125,000 | $2.67M | 0.07% | −37,900−23.3% | Reduced |
| Hiddenite Capital Partners LP | 125,000 | $2.67M | 3.62% | +125,000 | New |
| Metis Global Partners, LLC | 131,148 | $2.77M | 0.18% | −20,197−13.3% | Reduced |
| Parallax Volatility Advisers, L.P. | 131,530 | $2.81M | 0.10% | +131,530 | New |
| Wetherby Asset Management Inc | 132,279 | $2.82M | 0.17% | −3,382−2.5% | Reduced |
| Jackson Wealth Management, LLC | 133,122 | $2.84M | 2.14% | +133,122 | New |
| Stifel Financial Corp | 136,101 | $2.90M | 0.00% | +43,282+46.6% | Added |
| Logan Capital Management Inc | 137,451 | $2.93M | 0.14% | −25,910−15.9% | Reduced |