UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in UBS Group AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 369
- +14 vs. Q3 2021
- Shares held
- 1.39B
- +62.3M (+4.7%) vs. Q3 2021
- Total value
- $24.8B
- +$3.60B (+17.0%) vs. Q3 2021
- New holders
- 54
- 138 more added
- Sold out
- 40
- 113 more reduced
5 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mariner, LLC | 31,055 | $555.0K | 0.00% | +12,475+67.1% | Added |
| Capricorn Fund Managers Ltd | 30,000 | $536.0K | 0.15% | +30,000 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 28,258 | $509.0K | 0.00% | +28,258 | New |
| Ossiam | 28,230 | $509.0K | 0.01% | +28,230 | New |
| FDx Advisors, Inc. | 26,984 | $482.0K | 0.01% | −721−2.6% | Reduced |
| National Bank of Canada | 26,094 | $472.0K | 0.00% | +26,094 | New |
| Advisor Partners LLC | 25,830 | $462.0K | 0.03% | +698+2.8% | Added |
| Gradient Investments LLC | 25,474 | $455.0K | 0.01% | −4,433−14.8% | Reduced |
| Corient Capital Partners, LLC | 25,302 | $452.0K | 0.03% | −232−0.9% | Reduced |
| Kestra Advisory Services, LLC | 25,241 | $451.0K | 0.00% | −9,928−28.2% | Reduced |
| Financial Counselors Inc | 25,234 | $451.0K | 0.01% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 24,861 | $444.0K | 0.00% | −1,509−5.7% | Reduced |
| Private Capital Group, LLC | 24,680 | $441.0K | 0.09% | +9,462+62.2% | Added |
| B. Riley Wealth Management, Inc. | 24,647 | $440.0K | 0.03% | +24,647 | New |
| Spire Wealth Management | 24,368 | $435.0K | 0.01% | +2,822+13.1% | Added |
| Cetera Investment Advisers | 24,306 | $434.0K | 0.01% | +3,280+15.6% | Added |
| West Family Investments, Inc. | 24,065 | $430.0K | 0.12% | −1,506−5.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 23,833 | $429.0K | 0.00% | −6,030−20.2% | Reduced |
| HAP Trading, LLC | 24,000 | $429.0K | 0.03% | +24,000 | New |
| Virtu Financial LLC | 23,946 | $428.0K | 0.04% | +9,908+70.6% | Added |
| Old National Bancorp | 23,781 | $425.0K | 0.02% | −265−1.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,314 | $417.0K | 0.00% | +396+1.7% | Added |
| Colony Group LLC | 21,415 | $383.0K | 0.01% | 00.0% | Unchanged |
| Studio Investment Management LLC | 21,113 | $377.0K | 0.14% | +1,295+6.5% | Added |
| Aigen Investment Management, LP | 21,093 | $377.0K | 0.02% | +21,093 | New |
| American Trust Investment Advisors, LLC | 20,600 | $368.0K | 0.18% | −4,110−16.6% | Reduced |
| Morningstar Investment Services LLC | 20,294 | $363.0K | 0.00% | +1,384+7.3% | Added |
| Gamco Investors, Inc. Et Al | 20,000 | $357.0K | 0.00% | +20,000 | New |
| Magnetar Financial LLC | 19,410 | $347.0K | 0.00% | +19,410 | New |
| Oppenheimer & Co Inc | 19,358 | $346.0K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 18,231 | $326.0K | 0.04% | +1,436+8.6% | Added |
| Cedar Brook Financial Partners, LLC | 18,185 | $325.0K | 0.08% | +4,076+28.9% | Added |
| Metis Global Partners, LLC | 18,086 | $325.0K | 0.09% | +18,086 | New |
| Comerica Securities,inc. | 17,935 | $320.0K | 0.02% | −63−0.4% | Reduced |
| Walleye Capital LLC | 17,800 | $318.0K | 0.01% | +17,800 | New |
| Beach Investment Counsel Inc | 17,650 | $315.0K | 0.04% | 00.0% | Unchanged |
| National Asset Management, Inc. | 16,854 | $302.0K | 0.01% | −1,555−8.4% | Reduced |
| Clearstead Advisors, LLC | 16,916 | $302.0K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 16,378 | $293.0K | 0.00% | +1,583+10.7% | Added |
| Northwestern Mutual Wealth Management Co | 16,371 | $293.0K | 0.00% | +1,629+11.1% | Added |
| Clarius Group, LLC | 16,338 | $292.0K | 0.02% | +4,766+41.2% | Added |
| Bellecapital International Ltd. | 16,571 | $291.0K | 0.08% | +882+5.6% | Added |
| Sage Rhino Capital LLC | 16,095 | $288.0K | 0.08% | +1,186+8.0% | Added |
| Ballentine Partners, LLC | 15,860 | $283.0K | 0.01% | +73+0.5% | Added |
| TD Ameritrade Investment Management, LLC | 15,516 | $277.0K | 0.00% | +15,317+7,697.0% | Added |
| Prudential Financial Inc | 15,095 | $275.0K | 0.00% | −243−1.6% | Reduced |
| Bokf, NA | 15,006 | $268.0K | 0.00% | +3,227+27.4% | Added |
| JB Capital LLC | 14,955 | $267.3K | 0.03% | +167+1.1% | Added |
| Parallel Advisors, LLC | 14,743 | $263.0K | 0.01% | +5,756+64.0% | Added |
| Wrapmanager Inc | 14,587 | $261.0K | 0.07% | +14,587 | New |
| Commonwealth Equity Services, LLC | 14,407 | $257.0K | 0.00% | +2,573+21.7% | Added |
| swisspartners Advisors Ltd | 14,000 | $256.0K | 0.18% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 14,136 | $253.0K | 0.02% | +3,161+28.8% | Added |
| Synovus Financial Corp | 13,764 | $247.0K | 0.00% | −910−6.2% | Reduced |
| Lindbrook Capital, LLC | 13,837 | $247.0K | 0.04% | +2,542+22.5% | Added |
| Cresset Asset Management, LLC | 13,178 | $236.0K | 0.00% | −7,064−34.9% | Reduced |
| Csenge Advisory Group | 15,172 | $235.0K | 0.02% | −4,224−21.8% | Reduced |
| Checchi Capital Advisers, LLC | 12,985 | $232.0K | 0.03% | +2,187+20.3% | Added |
| We Are One Seven, LLC | 12,951 | $232.0K | 0.02% | +12,951 | New |
| Glenmede Trust Co NA | 12,844 | $229.0K | 0.00% | +433+3.5% | Added |
| GWM Advisors LLC | 12,736 | $228.0K | 0.00% | +723+6.0% | Added |
| Gitterman Wealth Management, LLC | 12,761 | $228.0K | 0.17% | +802+6.7% | Added |
| Evergreen Capital Management LLC | 12,676 | $227.0K | 0.01% | +2,593+25.7% | Added |
| Pinnacle Associates Ltd | 12,641 | $226.0K | 0.00% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 12,494 | $223.0K | 0.07% | −403−3.1% | Reduced |
| Baker Ellis Asset Management LLC | 12,300 | $220.0K | 0.04% | 00.0% | Unchanged |
| Stephens Inc | 12,336 | $220.0K | 0.00% | −84−0.7% | Reduced |
| Claraphi Advisory Network, LLC | 12,300 | $220.0K | 0.08% | 00.0% | Unchanged |
| Stock Yards Bank & Trust Co | 11,848 | $212.0K | 0.01% | +11,848 | New |
| M&T Bank Corp | 11,673 | $209.0K | 0.00% | +173+1.5% | Added |
| American Portfolios Advisors | 11,684 | $208.8K | 0.01% | +2,650+29.3% | Added |
| TownSquare Capital, LLC | 11,655 | $208.0K | 0.01% | +11,655 | New |
| SG Americas Securities, LLC | 11,496 | $205.0K | 0.00% | −112,125−90.7% | Reduced |
| Sequoia Financial Advisors, LLC | 11,360 | $203.0K | 0.01% | +11,360 | New |
| Great Lakes Advisors, LLC | 11,197 | $200.0K | 0.00% | −61−0.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 11,138 | $199.0K | 0.00% | −500−4.3% | Reduced |
| Cozad Asset Management Inc | 10,990 | $196.0K | 0.03% | 00.0% | Unchanged |
| Commerce Bank | 10,929 | $196.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 10,936 | $195.0K | 0.02% | +139+1.3% | Added |
| Ethic Inc. | 10,709 | $191.0K | 0.01% | −6,994−39.5% | Reduced |
| Boston Private Wealth LLC | 10,607 | $189.0K | 0.00% | −7,672−42.0% | Reduced |
| Cullinan Associates Inc | 10,000 | $179.0K | 0.01% | −12,000−54.5% | Reduced |
| Diligent Investors, LLC | 10,000 | $179.0K | 0.05% | 00.0% | Unchanged |
| Assetmark, Inc | 8,339 | $149.0K | 0.00% | +5,691+214.9% | Added |
| Blume Capital Management, Inc. | 8,000 | $143.0K | 0.05% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 6,500 | $116.0K | 0.03% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 6,304 | $112.7K | 0.00% | +86+1.4% | Added |
| Fieldpoint Private Securities, LLC | 5,946 | $106.0K | 0.02% | +630+11.9% | Added |
| IFP Advisors, Inc | 4,632 | $83.0K | 0.00% | +150+3.3% | Added |
| JBF Capital, Inc. | 4,500 | $74.0K | 0.01% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 4,094 | $73.2K | 0.03% | +4,094 | New |
| Cutler Group LP | 4,100 | $73.0K | 0.01% | +4,100 | New |
| Huntington National Bank | 3,949 | $71.0K | 0.00% | −145−3.5% | Reduced |
| Umb Bank N A | 3,963 | $71.0K | 0.00% | +3,963 | New |
| Koshinski Asset Management, Inc. | 3,800 | $67.9K | 0.01% | −8−0.2% | Reduced |
| Bessemer Group Inc | 3,752 | $67.0K | 0.00% | +1,097+41.3% | Added |
| AdvisorNet Financial, Inc | 3,436 | $61.0K | 0.00% | −349−9.2% | Reduced |
| Brown Brothers Harriman & Co | 3,138 | $56.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 3,140 | $56.0K | 0.00% | +149+5.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,427 | $43.0K | 0.01% | 00.0% | Unchanged |