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UBS Group AG

UBS
Exchange
NYSE
Industry
National Commercial Banks
SEC CIK
0001610520

No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.

Q4 2021 vs. Q3 2021

How the institutions holding UBS Group AG changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of UBS: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders3605369+14
Shares1.33B1.78M1.39B+62.3M (+4.7%)
Value$21.2B$28.5M$24.8B+$3.60B (+17.0%)

5 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (54)

Institutions that held UBS Group AG at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to UBS in Q4 2021
InstitutionSharesValue% of portfolio
Barclays PLC27,173,428$485.6M0.30%
Algebris (UK) Ltd1,215,777$21.9M10.94%
Susquehanna International Group Ltd.1,202,959$21.7M8.92%
Balyasny Asset Management LLC842,490$15.1M0.06%
LGT Group Foundation749,112$13.5M0.35%
Black Diamond Capital Management, L.L.C.537,089$9.60M5.09%
Castleark Management LLC376,400$6.73M0.25%
Dorsey Wright & Associates235,566$4.21M0.87%
Eqis Capital Management, Inc.188,928$3.38M0.25%
Optiver Holding B.V.172,451$3.10M0.00%
U S Global Investors Inc157,000$2.81M0.10%
Qube Research & Technologies Ltd156,629$2.80M0.02%
Schechter Investment Advisors, LLC91,070$1.63M0.15%
Citadel Advisors LLC86,720$1.55M0.00%
Greenwich Investment Management, Inc.82,360$1.47M1.00%
Voloridge Investment Management, LLC61,838$1.10M0.01%
Yousif Capital Management, LLC54,576$975.0K0.01%
Forum Financial Management, LP53,533$957.0K0.05%
CSS LLC51,356$918.0K0.04%
Lake Street Advisors Group, LLC49,279$881.0K0.06%
Capricorn Fund Managers Ltd30,000$536.0K0.15%
Grantham, Mayo, Van Otterloo & Co. LLC28,258$509.0K0.00%
Ossiam28,230$509.0K0.01%
National Bank of Canada26,094$472.0K0.00%
B. Riley Wealth Management, Inc.24,647$440.0K0.03%
HAP Trading, LLC24,000$429.0K0.03%
Aigen Investment Management, LP21,093$377.0K0.02%
Gamco Investors, Inc. Et Al20,000$357.0K0.00%
Magnetar Financial LLC19,410$347.0K0.00%
Metis Global Partners, LLC18,086$325.0K0.09%
Walleye Capital LLC17,800$318.0K0.01%
Wrapmanager Inc14,587$261.0K0.07%
We Are One Seven, LLC12,951$232.0K0.02%
Stock Yards Bank & Trust Co11,848$212.0K0.01%
TownSquare Capital, LLC11,655$208.0K0.01%
Sequoia Financial Advisors, LLC11,360$203.0K0.01%
Financial Perspectives, Inc4,094$73.2K0.03%
Cutler Group LP4,100$73.0K0.01%
Umb Bank N A3,963$71.0K0.00%
CWM, LLC1,753$31.0K0.00%
Aquatic Capital Management LLC1,700$30.0K0.06%
West Bancorporation Inc1,456$26.0K0.02%
TD Waterhouse Canada Inc.1,099$20.5K0.00%
Fortitude Advisory Group L.L.C.1,078$19.0K0.01%
EverSource Wealth Advisors, LLC780$14.0K0.00%
Arlington Partners LLC287$5.00K0.00%
Snowden Capital Advisors LLC331$5.00K0.00%
Dixon Hughes Goodman Wealth Advisors LLC164$3.00K0.00%
McDonald Partners LLC115$2.06K0.00%
Absolute Capital Management, LLC115$2.06K0.00%
Ahrens Investment Partners LLC119$2.00K0.00%
Hudock, Inc.60$1.00K0.00%
Centerpoint Advisors, LLC18$00.00%
Concord Wealth Partners24$00.00%

Sold out (40)

Institutions that held UBS Group AG at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of UBS in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
AMP Capital Investors Ltd1,378,900$22.2M
Arrowstreet Capital, Limited Partnership341,288$5.49M
Westpac Banking Corp304,349$4.57M
Achmea Investment Management B.V.243,160$3.91M
D. E. Shaw & Co., Inc.208,078$3.32M
Amia Capital LLP185,000$2.98M
Renaissance Technologies LLC130,000$2.07M
Healthcare of Ontario Pension Plan Trust Fund125,100$1.99M
Anson Funds Management LP100,000$1.59M
Centiva Capital, LP41,934$668.0K
PEAK6 Investments LLC36,923$589.0K
Moody National Bank Trust Division31,264$499.0K
Trexquant Investment LP31,219$498.0K
Commonwealth of Pennsylvania Public School Empls Retrmt Sys30,193$481.0K
Simplex Trading, LLC30,264$468.0K
Winning Points Advisors, LLC27,202$433.0K
American National Insurance Co27,120$432.0K
Susquehanna Fundamental Investments, LLC24,110$388.0K
Group One Trading, L.P.23,979$382.0K
CAPROCK Group, Inc.17,172$274.0K
qPULA Trading Management LP14,971$239.0K
Interchange Capital Partners, LLC14,910$237.0K
Bridgefront Capital, LLC11,821$188.0K
Dorsey & Whitney Trust CO LLC11,363$181.0K
Dynamic Technology Lab Private Ltd10,529$168.0K
Regions Financial Corp10,403$166.0K
PDS Planning, Inc10,339$165.0K
Harbor Advisors LLC10,000$161.0K
Vigilant Capital Management, LLC996$16.0K
D'Orazio & Associates, Inc.955$15.0K
Gerber Kawasaki Wealth & Investment Management943$15.0K
Syverson Strege & Co931$15.0K
Enterprise Financial Services Corp669$11.0K
Meridian Wealth Partners, LLC444$7.00K
Arkadios Wealth Advisors465$7.00K
Liberty Wealth Management LLC383$6.00K
Geneos Wealth Management Inc.300$4.00K
Endurance Wealth Management, Inc.200$3.00K
Global Retirement Partners, LLC206$3.00K
Kowal Investment Group, LLC5$0

Not filed for Q4 2021 yet (5)

Institutions that held UBS Group AG at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding UBS in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Marshall Wace Asia Ltd1,135,074$18.3M
Marshall Wace North America L.P.638,803$10.2M
Towarzystwo Funduszy Inwestycyjnych Pzu SA2,688$43.1K
Berman Capital Advisors, LLC1,953$31.0K
Sonora Investment Management, LLC790$13.0K