UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in UBS Group AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 369
- +14 vs. Q3 2021
- Shares held
- 1.39B
- +62.3M (+4.7%) vs. Q3 2021
- Total value
- $24.8B
- +$3.60B (+17.0%) vs. Q3 2021
- New holders
- 54
- 138 more added
- Sold out
- 40
- 113 more reduced
5 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 35 | $0 | 0.00% | +17+94.4% | Added |
| Forsta Ap-Fonden | 706,918 | $0 | 0.00% | −62,579−8.1% | Reduced |
| O'Dell Group, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 18 | $0 | 0.00% | +18 | New |
| Concord Wealth Partners | 24 | $0 | 0.00% | +24 | New |
| Country Trust Bank | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 35 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 60 | $1.00K | 0.00% | +60 | New |
| McCarthy Grittinger Financial Group, LLC | 94 | $1.68K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 103 | $2.00K | 0.00% | −799−88.6% | Reduced |
| Antonetti Capital Management LLC | 123 | $2.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 151 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 103 | $2.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 85 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 119 | $2.00K | 0.00% | +119 | New |
| McDonald Partners LLC | 115 | $2.06K | 0.00% | +115 | New |
| Absolute Capital Management, LLC | 115 | $2.06K | 0.00% | +115 | New |
| Financial Management Professionals, Inc. | 149 | $3.00K | 0.00% | −357−70.6% | Reduced |
| Central Trust Co | 161 | $3.00K | 0.00% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 180 | $3.00K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 167 | $3.00K | 0.00% | +1+0.6% | Added |
| Proequities, Inc. | 155 | $3.00K | 0.00% | +59+61.5% | Added |
| Bell Investment Advisors, Inc | 147 | $3.00K | 0.00% | +29+24.6% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 164 | $3.00K | 0.00% | +164 | New |
| Glen Eagle Advisors, LLC | 179 | $3.20K | 0.00% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 237 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 232 | $4.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 289 | $5.00K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 306 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 287 | $5.00K | 0.00% | +287 | New |
| Snowden Capital Advisors LLC | 331 | $5.00K | 0.00% | +331 | New |
| Laurel Wealth Planning LLC | 331 | $6.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $6.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 310 | $6.00K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 353 | $6.31K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 410 | $7.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 417 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $8.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 456 | $8.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 470 | $8.00K | 0.00% | +86+22.4% | Added |
| Evoke Wealth, LLC | 424 | $8.00K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 505 | $9.00K | 0.00% | −224−30.7% | Reduced |
| FourThought Financial, LLC | 587 | $10.0K | 0.00% | −101−14.7% | Reduced |
| Smithfield Trust Co | 644 | $11.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 674 | $12.0K | 0.00% | +104+18.2% | Added |
| Federation des caisses Desjardins du Quebec | 690 | $12.3K | 0.00% | −2,973−81.2% | Reduced |
| EverSource Wealth Advisors, LLC | 780 | $14.0K | 0.00% | +780 | New |
| Steward Partners Investment Advisory, LLC | 841 | $15.0K | 0.00% | −142−14.4% | Reduced |
| Howe & Rusling Inc | 885 | $16.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 1,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,049 | $19.0K | 0.00% | −9,212−89.8% | Reduced |
| Fortitude Advisory Group L.L.C. | 1,078 | $19.0K | 0.01% | +1,078 | New |
| TD Waterhouse Canada Inc. | 1,099 | $20.5K | 0.00% | +1,099 | New |
| Zions Bancorporation, N.A. | 1,285 | $23.0K | 0.00% | −12−0.9% | Reduced |
| NEXT Financial Group, Inc | 1,296 | $23.0K | 0.00% | +427+49.1% | Added |
| Meeder Asset Management Inc | 1,373 | $25.0K | 0.00% | −500−26.7% | Reduced |
| Farmers & Merchants Investments Inc | 1,401 | $25.0K | 0.00% | +289+26.0% | Added |
| West Bancorporation Inc | 1,456 | $26.0K | 0.02% | +1,456 | New |
| Ten Capital Wealth Advisors, LLC | 1,491 | $27.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,598 | $28.6K | 0.00% | +70+4.6% | Added |
| Aquatic Capital Management LLC | 1,700 | $30.0K | 0.06% | +1,700 | New |
| CWM, LLC | 1,753 | $31.0K | 0.00% | +1,753 | New |
| Advanced Research Investment Solutions, LLC | 1,817 | $32.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,988 | $36.0K | 0.01% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 2,065 | $37.0K | 0.01% | −503−19.6% | Reduced |
| Accel Wealth Management | 2,068 | $37.0K | 0.02% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,427 | $43.0K | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,138 | $56.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 3,140 | $56.0K | 0.00% | +149+5.0% | Added |
| AdvisorNet Financial, Inc | 3,436 | $61.0K | 0.00% | −349−9.2% | Reduced |
| Bessemer Group Inc | 3,752 | $67.0K | 0.00% | +1,097+41.3% | Added |
| Koshinski Asset Management, Inc. | 3,800 | $67.9K | 0.01% | −8−0.2% | Reduced |
| Huntington National Bank | 3,949 | $71.0K | 0.00% | −145−3.5% | Reduced |
| Umb Bank N A | 3,963 | $71.0K | 0.00% | +3,963 | New |
| Cutler Group LP | 4,100 | $73.0K | 0.01% | +4,100 | New |
| Financial Perspectives, Inc | 4,094 | $73.2K | 0.03% | +4,094 | New |
| JBF Capital, Inc. | 4,500 | $74.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,632 | $83.0K | 0.00% | +150+3.3% | Added |
| Fieldpoint Private Securities, LLC | 5,946 | $106.0K | 0.02% | +630+11.9% | Added |
| TD Private Client Wealth LLC | 6,304 | $112.7K | 0.00% | +86+1.4% | Added |
| HHM Wealth Advisors, LLC | 6,500 | $116.0K | 0.03% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 8,000 | $143.0K | 0.05% | 00.0% | Unchanged |
| Assetmark, Inc | 8,339 | $149.0K | 0.00% | +5,691+214.9% | Added |
| Cullinan Associates Inc | 10,000 | $179.0K | 0.01% | −12,000−54.5% | Reduced |
| Diligent Investors, LLC | 10,000 | $179.0K | 0.05% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 10,607 | $189.0K | 0.00% | −7,672−42.0% | Reduced |
| Ethic Inc. | 10,709 | $191.0K | 0.01% | −6,994−39.5% | Reduced |
| JFS Wealth Advisors, LLC | 10,936 | $195.0K | 0.02% | +139+1.3% | Added |
| Cozad Asset Management Inc | 10,990 | $196.0K | 0.03% | 00.0% | Unchanged |
| Commerce Bank | 10,929 | $196.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 11,138 | $199.0K | 0.00% | −500−4.3% | Reduced |
| Great Lakes Advisors, LLC | 11,197 | $200.0K | 0.00% | −61−0.5% | Reduced |
| Sequoia Financial Advisors, LLC | 11,360 | $203.0K | 0.01% | +11,360 | New |
| SG Americas Securities, LLC | 11,496 | $205.0K | 0.00% | −112,125−90.7% | Reduced |
| TownSquare Capital, LLC | 11,655 | $208.0K | 0.01% | +11,655 | New |
| American Portfolios Advisors | 11,684 | $208.8K | 0.01% | +2,650+29.3% | Added |
| M&T Bank Corp | 11,673 | $209.0K | 0.00% | +173+1.5% | Added |
| Stock Yards Bank & Trust Co | 11,848 | $212.0K | 0.01% | +11,848 | New |