UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1,528 | $24.4K | 0.00% | −1,115−42.2% | Reduced |
| Ten Capital Wealth Advisors, LLC | 1,491 | $24.0K | 0.01% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 1,297 | $21.0K | 0.00% | −285−18.0% | Reduced |
| Farmers & Merchants Investments Inc | 1,112 | $18.0K | 0.00% | +181+19.4% | Added |
| Community Bank, N.A. | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 983 | $16.0K | 0.00% | +37+3.9% | Added |
| Vigilant Capital Management, LLC | 996 | $16.0K | 0.00% | +996 | New |
| D'Orazio & Associates, Inc. | 955 | $15.0K | 0.00% | +955 | New |
| Gerber Kawasaki Wealth & Investment Management | 943 | $15.0K | 0.00% | +943 | New |
| Syverson Strege & Co | 931 | $15.0K | 0.01% | +931 | New |
| Ellevest, Inc. | 902 | $14.0K | 0.00% | −19,714−95.6% | Reduced |
| Howe & Rusling Inc | 885 | $14.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 869 | $14.0K | 0.00% | +472+118.9% | Added |
| Sonora Investment Management, LLC | 790 | $13.0K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 729 | $12.0K | 0.00% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 669 | $11.0K | 0.00% | −1,251−65.2% | Reduced |
| Smithfield Trust Co | 644 | $11.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 688 | $10.0K | 0.00% | −320−31.7% | Reduced |
| Earnest Partners LLC | 570 | $9.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 506 | $8.00K | 0.00% | +357+239.6% | Added |
| Key Financial Inc | 456 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $7.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 465 | $7.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 410 | $7.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 417 | $7.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 444 | $7.00K | 0.00% | +444 | New |
| Evoke Wealth, LLC | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 384 | $6.00K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 383 | $6.00K | 0.00% | +180+88.7% | Added |
| Raffa Wealth Management, LLC | 353 | $5.63K | 0.00% | +169+91.8% | Added |
| FinTrust Capital Advisors, LLC | 306 | $5.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 310 | $5.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 289 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 331 | $5.00K | 0.00% | +331 | New |
| MUFG Americas Holdings Corp | 237 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 232 | $4.00K | 0.00% | −23−9.0% | Reduced |
| Endurance Wealth Management, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 180 | $3.00K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 166 | $3.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 206 | $3.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 161 | $3.00K | 0.00% | +161 | New |
| Glen Eagle Advisors, LLC | 179 | $2.85K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 199 | $2.00K | 0.00% | −13,181−98.5% | Reduced |
| First Horizon Advisors, Inc. | 151 | $2.00K | 0.00% | −670−81.6% | Reduced |
| Proequities, Inc. | 96 | $2.00K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 123 | $2.00K | 0.00% | +123 | New |
| Rockbridge Investment Management, LCC | 103 | $2.00K | 0.00% | +103 | New |
| Bell Investment Advisors, Inc | 118 | $2.00K | 0.00% | +118 | New |
| McCarthy Grittinger Financial Group, LLC | 94 | $1.50K | 0.00% | +94 | New |
| Manchester Capital Management LLC | 35 | $1.00K | 0.00% | −66−65.3% | Reduced |
| Plante Moran Financial Advisors, LLC | 85 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 62 | $1.00K | 0.00% | +62 | New |
| Forsta Ap-Fonden | 769,497 | $0 | 0.00% | +3,943+0.5% | Added |
| Carroll Financial Associates, Inc. | 18 | $0 | 0.00% | +18 | New |
| O'Dell Group, LLC | 1 | $0 | 0.00% | +1 | New |
| Kowal Investment Group, LLC | 5 | $0 | 0.00% | +5 | New |
| Capital Bank & Trust Co | 0 | $0 | 0.00% | −2,692,712−100.0% | Sold out |
| Ossiam | 0 | $0 | 0.00% | −1,280,993−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −251,773−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −247,521−100.0% | Sold out |
| Ontario Teachers Pension Plan Board | 0 | $0 | 0.00% | −246,546−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −145,581−100.0% | Sold out |
| U S Global Investors Inc | 0 | $0 | 0.00% | −128,755−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −108,935−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −95,736−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −59,363−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −48,057−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −43,054−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −42,807−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −25,842−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −26,863−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −26,900−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −20,119−100.0% | Sold out |
| Longfellow Investment Management Co LLC | 0 | $0 | 0.00% | −19,080−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −15,300−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Financial Perspectives, Inc | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Wilkinson Global Asset Management LLC | 0 | $0 | 0.00% | −12,350−100.0% | Sold out |
| First City Capital Management, Inc. | 0 | $0 | 0.00% | −10,059−100.0% | Sold out |
| Kore Private Wealth LLC | 0 | $0 | 0.00% | −10,811−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −10,345−100.0% | Sold out |
| JTC Employer Solutions Trusteee Ltd | 0 | $0 | 0.00% | −6,117−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −1,351−100.0% | Sold out |
| Savior LLC | 0 | $0 | 0.00% | −631−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −616−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −547−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −338−100.0% | Sold out |
| Bartlett & Co. LLC | 0 | $0 | 0.00% | −338−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −196−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −117−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| QS Investors, LLC | – | – | – | – | Not filed |