UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creative Planning | 28,455 | $454.0K | 0.00% | +9,906+53.4% | Added |
| FDx Advisors, Inc. | 27,705 | $442.0K | 0.01% | +2,587+10.3% | Added |
| Winning Points Advisors, LLC | 27,202 | $433.0K | 0.33% | +113+0.4% | Added |
| American National Insurance Co | 27,120 | $432.0K | 0.02% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 26,370 | $420.0K | 0.00% | −5,563−17.4% | Reduced |
| West Family Investments, Inc. | 25,571 | $408.0K | 0.11% | +932+3.8% | Added |
| Corient Capital Partners, LLC | 25,534 | $407.0K | 0.03% | +4,544+21.6% | Added |
| Financial Counselors Inc | 25,234 | $402.0K | 0.01% | 00.0% | Unchanged |
| Advisor Partners LLC | 25,132 | $401.0K | 0.03% | −176−0.7% | Reduced |
| American Trust Investment Advisors, LLC | 24,710 | $394.0K | 0.22% | +24,710 | New |
| Susquehanna Fundamental Investments, LLC | 24,110 | $388.0K | 0.01% | +24,110 | New |
| Old National Bancorp | 24,046 | $383.0K | 0.01% | −823−3.3% | Reduced |
| Group One Trading, L.P. | 23,979 | $382.0K | 0.01% | +23,979 | New |
| Rockefeller Capital Management L.P. | 23,310 | $370.0K | 0.00% | +21,225+1,018.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,918 | $365.0K | 0.00% | +1,583+7.4% | Added |
| Cullinan Associates Inc | 22,000 | $351.0K | 0.02% | −15,600−41.5% | Reduced |
| Spire Wealth Management | 21,546 | $343.0K | 0.01% | +375+1.8% | Added |
| Colony Group LLC | 21,415 | $341.0K | 0.01% | +325+1.5% | Added |
| Cetera Investment Advisers | 21,026 | $335.0K | 0.01% | +2,123+11.2% | Added |
| Cresset Asset Management, LLC | 20,242 | $323.0K | 0.00% | +20,242 | New |
| Studio Investment Management LLC | 19,818 | $316.0K | 0.14% | +19,818 | New |
| Oppenheimer & Co Inc | 19,358 | $309.0K | 0.01% | 00.0% | Unchanged |
| Csenge Advisory Group | 19,396 | $309.0K | 0.03% | +4,224+27.8% | Added |
| Morningstar Investment Services LLC | 18,910 | $305.0K | 0.00% | +3,317+21.3% | Added |
| Mariner, LLC | 18,580 | $296.0K | 0.00% | +2,420+15.0% | Added |
| National Asset Management, Inc. | 18,409 | $294.0K | 0.01% | +1,637+9.8% | Added |
| Boston Private Wealth LLC | 18,279 | $292.0K | 0.00% | −7,075−27.9% | Reduced |
| Comerica Securities,inc. | 17,998 | $287.0K | 0.02% | −290−1.6% | Reduced |
| Ethic Inc. | 17,703 | $282.0K | 0.03% | −54,859−75.6% | Reduced |
| Beach Investment Counsel Inc | 17,650 | $281.0K | 0.03% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 17,172 | $274.0K | 0.02% | −4,801−21.8% | Reduced |
| Clearstead Advisors, LLC | 16,916 | $270.0K | 0.02% | +1,345+8.6% | Added |
| Quadrant Capital Group LLC | 16,795 | $268.0K | 0.04% | +2,514+17.6% | Added |
| Ballentine Partners, LLC | 15,787 | $252.0K | 0.01% | 00.0% | Unchanged |
| Bellecapital International Ltd. | 15,689 | $252.0K | 0.08% | +1,060+7.2% | Added |
| Prudential Financial Inc | 15,338 | $251.0K | 0.00% | −310−2.0% | Reduced |
| Private Capital Group, LLC | 15,218 | $243.0K | 0.05% | +2,215+17.0% | Added |
| qPULA Trading Management LP | 14,971 | $239.0K | 0.37% | +14,971 | New |
| Sage Rhino Capital LLC | 14,909 | $238.0K | 0.07% | +975+7.0% | Added |
| Interchange Capital Partners, LLC | 14,910 | $237.0K | 0.40% | 00.0% | Unchanged |
| Synovus Financial Corp | 14,674 | $237.0K | 0.00% | −23−0.2% | Reduced |
| AE Wealth Management LLC | 14,795 | $236.0K | 0.00% | −2,316−13.5% | Reduced |
| JB Capital LLC | 14,788 | $236.0K | 0.03% | +14,788 | New |
| Northwestern Mutual Wealth Management Co | 14,742 | $235.0K | 0.00% | +3,359+29.5% | Added |
| Cedar Brook Financial Partners, LLC | 14,109 | $225.0K | 0.07% | −3,534−20.0% | Reduced |
| swisspartners Advisors Ltd | 14,000 | $225.0K | 0.16% | +14,000 | New |
| Virtu Financial LLC | 14,038 | $224.0K | 0.02% | −14,095−50.1% | Reduced |
| Curated Wealth Partners LLC | 12,897 | $206.0K | 0.11% | +293+2.3% | Added |
| Baker Ellis Asset Management LLC | 12,300 | $206.0K | 0.04% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 12,641 | $201.0K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 12,420 | $198.0K | 0.00% | −190−1.5% | Reduced |
| Glenmede Trust Co NA | 12,411 | $197.0K | 0.00% | +40.0% | Added |
| Claraphi Advisory Network, LLC | 12,300 | $196.0K | 0.07% | 00.0% | Unchanged |
| GWM Advisors LLC | 12,013 | $191.0K | 0.00% | −723−5.7% | Reduced |
| Gitterman Wealth Management, LLC | 11,959 | $191.0K | 0.15% | +1,442+13.7% | Added |
| Commonwealth Equity Services, LLC | 11,834 | $188.0K | 0.00% | −4,110−25.8% | Reduced |
| Bridgefront Capital, LLC | 11,821 | $188.0K | 0.20% | −3,490−22.8% | Reduced |
| Bokf, NA | 11,779 | $188.0K | 0.00% | +11,779 | New |
| Cullen/Frost Bankers, Inc. | 11,638 | $186.0K | 0.00% | −1,296−10.0% | Reduced |
| Clarius Group, LLC | 11,572 | $185.0K | 0.02% | +1,132+10.8% | Added |
| M&T Bank Corp | 11,500 | $183.0K | 0.00% | +45+0.4% | Added |
| Dorsey & Whitney Trust CO LLC | 11,363 | $181.0K | 0.02% | +365+3.3% | Added |
| Lindbrook Capital, LLC | 11,295 | $180.0K | 0.05% | +353+3.2% | Added |
| Great Lakes Advisors, LLC | 11,258 | $179.0K | 0.00% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 10,990 | $175.0K | 0.03% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 10,975 | $175.0K | 0.01% | +344+3.2% | Added |
| Commerce Bank | 10,929 | $174.0K | 0.00% | −41−0.4% | Reduced |
| JFS Wealth Advisors, LLC | 10,797 | $172.0K | 0.02% | +286+2.7% | Added |
| Checchi Capital Advisers, LLC | 10,798 | $172.0K | 0.02% | +413+4.0% | Added |
| Dynamic Technology Lab Private Ltd | 10,529 | $168.0K | 0.02% | +10,529 | New |
| Regions Financial Corp | 10,403 | $166.0K | 0.00% | −1,734−14.3% | Reduced |
| PDS Planning, Inc | 10,339 | $165.0K | 0.04% | +255+2.5% | Added |
| Tower Research Capital LLC (TRC) | 10,261 | $164.0K | 0.00% | +10,261 | New |
| Evergreen Capital Management LLC | 10,083 | $161.0K | 0.01% | −182−1.8% | Reduced |
| Harbor Advisors LLC | 10,000 | $161.0K | 0.03% | 00.0% | Unchanged |
| Diligent Investors, LLC | 10,000 | $153.0K | 0.05% | 00.0% | Unchanged |
| American Portfolios Advisors | 9,034 | $144.0K | 0.01% | +451+5.3% | Added |
| Parallel Advisors, LLC | 8,987 | $143.0K | 0.01% | +2,306+34.5% | Added |
| Blume Capital Management, Inc. | 8,000 | $128.0K | 0.05% | −3,300−29.2% | Reduced |
| HHM Wealth Advisors, LLC | 6,500 | $104.0K | 0.03% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 6,218 | $99.1K | 0.00% | −14−0.2% | Reduced |
| Fieldpoint Private Securities, LLC | 5,316 | $85.0K | 0.02% | +456+9.4% | Added |
| IFP Advisors, Inc | 4,482 | $75.0K | 0.00% | +182+4.2% | Added |
| JBF Capital, Inc. | 4,500 | $72.0K | 0.02% | −500−10.0% | Reduced |
| Huntington National Bank | 4,094 | $65.0K | 0.00% | +583+16.6% | Added |
| Koshinski Asset Management, Inc. | 3,808 | $60.7K | 0.01% | +3,808 | New |
| AdvisorNet Financial, Inc | 3,785 | $60.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,663 | $58.4K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,138 | $50.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,991 | $48.0K | 0.00% | −2−0.1% | Reduced |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 2,688 | $43.1K | 0.05% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,655 | $42.0K | 0.00% | −391−12.8% | Reduced |
| Assetmark, Inc | 2,648 | $42.0K | 0.00% | +1,121+73.4% | Added |
| Rosenberg Matthew Hamilton | 2,568 | $41.0K | 0.02% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,427 | $39.0K | 0.01% | +352+17.0% | Added |
| Accel Wealth Management | 2,068 | $33.0K | 0.02% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,988 | $32.0K | 0.01% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 1,953 | $31.0K | 0.00% | −26−1.3% | Reduced |
| Meeder Asset Management Inc | 1,873 | $30.0K | 0.00% | +26+1.4% | Added |
| Advanced Research Investment Solutions, LLC | 1,817 | $29.0K | 0.01% | +1,817 | New |