UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Forsta Ap-Fonden | 769,497 | $0 | 0.00% | +3,943+0.5% | Added |
| Carroll Financial Associates, Inc. | 18 | $0 | 0.00% | +18 | New |
| O'Dell Group, LLC | 1 | $0 | 0.00% | +1 | New |
| Kowal Investment Group, LLC | 5 | $0 | 0.00% | +5 | New |
| Manchester Capital Management LLC | 35 | $1.00K | 0.00% | −66−65.3% | Reduced |
| Plante Moran Financial Advisors, LLC | 85 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 62 | $1.00K | 0.00% | +62 | New |
| McCarthy Grittinger Financial Group, LLC | 94 | $1.50K | 0.00% | +94 | New |
| TD Ameritrade Investment Management, LLC | 199 | $2.00K | 0.00% | −13,181−98.5% | Reduced |
| First Horizon Advisors, Inc. | 151 | $2.00K | 0.00% | −670−81.6% | Reduced |
| Proequities, Inc. | 96 | $2.00K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 123 | $2.00K | 0.00% | +123 | New |
| Rockbridge Investment Management, LCC | 103 | $2.00K | 0.00% | +103 | New |
| Bell Investment Advisors, Inc | 118 | $2.00K | 0.00% | +118 | New |
| Glen Eagle Advisors, LLC | 179 | $2.85K | 0.00% | 00.0% | Unchanged |
| Endurance Wealth Management, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 180 | $3.00K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 166 | $3.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 206 | $3.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 161 | $3.00K | 0.00% | +161 | New |
| MUFG Americas Holdings Corp | 237 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 232 | $4.00K | 0.00% | −23−9.0% | Reduced |
| FinTrust Capital Advisors, LLC | 306 | $5.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 310 | $5.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 289 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 331 | $5.00K | 0.00% | +331 | New |
| Raffa Wealth Management, LLC | 353 | $5.63K | 0.00% | +169+91.8% | Added |
| Evoke Wealth, LLC | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 384 | $6.00K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 383 | $6.00K | 0.00% | +180+88.7% | Added |
| Key Financial Inc | 456 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $7.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 465 | $7.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 410 | $7.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 417 | $7.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 444 | $7.00K | 0.00% | +444 | New |
| Financial Management Professionals, Inc. | 506 | $8.00K | 0.00% | +357+239.6% | Added |
| Earnest Partners LLC | 570 | $9.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 688 | $10.0K | 0.00% | −320−31.7% | Reduced |
| Enterprise Financial Services Corp | 669 | $11.0K | 0.00% | −1,251−65.2% | Reduced |
| Smithfield Trust Co | 644 | $11.0K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 729 | $12.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 790 | $13.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 902 | $14.0K | 0.00% | −19,714−95.6% | Reduced |
| Howe & Rusling Inc | 885 | $14.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 869 | $14.0K | 0.00% | +472+118.9% | Added |
| D'Orazio & Associates, Inc. | 955 | $15.0K | 0.00% | +955 | New |
| Gerber Kawasaki Wealth & Investment Management | 943 | $15.0K | 0.00% | +943 | New |
| Syverson Strege & Co | 931 | $15.0K | 0.01% | +931 | New |
| Community Bank, N.A. | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 983 | $16.0K | 0.00% | +37+3.9% | Added |
| Vigilant Capital Management, LLC | 996 | $16.0K | 0.00% | +996 | New |
| Farmers & Merchants Investments Inc | 1,112 | $18.0K | 0.00% | +181+19.4% | Added |
| Zions Bancorporation, N.A. | 1,297 | $21.0K | 0.00% | −285−18.0% | Reduced |
| Ten Capital Wealth Advisors, LLC | 1,491 | $24.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,528 | $24.4K | 0.00% | −1,115−42.2% | Reduced |
| Advanced Research Investment Solutions, LLC | 1,817 | $29.0K | 0.01% | +1,817 | New |
| Meeder Asset Management Inc | 1,873 | $30.0K | 0.00% | +26+1.4% | Added |
| Berman Capital Advisors, LLC | 1,953 | $31.0K | 0.00% | −26−1.3% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,988 | $32.0K | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 2,068 | $33.0K | 0.02% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,427 | $39.0K | 0.01% | +352+17.0% | Added |
| Rosenberg Matthew Hamilton | 2,568 | $41.0K | 0.02% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,655 | $42.0K | 0.00% | −391−12.8% | Reduced |
| Assetmark, Inc | 2,648 | $42.0K | 0.00% | +1,121+73.4% | Added |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 2,688 | $43.1K | 0.05% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,991 | $48.0K | 0.00% | −2−0.1% | Reduced |
| Brown Brothers Harriman & Co | 3,138 | $50.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,663 | $58.4K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 3,785 | $60.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 3,808 | $60.7K | 0.01% | +3,808 | New |
| Huntington National Bank | 4,094 | $65.0K | 0.00% | +583+16.6% | Added |
| JBF Capital, Inc. | 4,500 | $72.0K | 0.02% | −500−10.0% | Reduced |
| IFP Advisors, Inc | 4,482 | $75.0K | 0.00% | +182+4.2% | Added |
| Fieldpoint Private Securities, LLC | 5,316 | $85.0K | 0.02% | +456+9.4% | Added |
| TD Private Client Wealth LLC | 6,218 | $99.1K | 0.00% | −14−0.2% | Reduced |
| HHM Wealth Advisors, LLC | 6,500 | $104.0K | 0.03% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 8,000 | $128.0K | 0.05% | −3,300−29.2% | Reduced |
| Parallel Advisors, LLC | 8,987 | $143.0K | 0.01% | +2,306+34.5% | Added |
| American Portfolios Advisors | 9,034 | $144.0K | 0.01% | +451+5.3% | Added |
| Diligent Investors, LLC | 10,000 | $153.0K | 0.05% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,083 | $161.0K | 0.01% | −182−1.8% | Reduced |
| Harbor Advisors LLC | 10,000 | $161.0K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,261 | $164.0K | 0.00% | +10,261 | New |
| PDS Planning, Inc | 10,339 | $165.0K | 0.04% | +255+2.5% | Added |
| Regions Financial Corp | 10,403 | $166.0K | 0.00% | −1,734−14.3% | Reduced |
| Dynamic Technology Lab Private Ltd | 10,529 | $168.0K | 0.02% | +10,529 | New |
| JFS Wealth Advisors, LLC | 10,797 | $172.0K | 0.02% | +286+2.7% | Added |
| Checchi Capital Advisers, LLC | 10,798 | $172.0K | 0.02% | +413+4.0% | Added |
| Commerce Bank | 10,929 | $174.0K | 0.00% | −41−0.4% | Reduced |
| Cozad Asset Management Inc | 10,990 | $175.0K | 0.03% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 10,975 | $175.0K | 0.01% | +344+3.2% | Added |
| Great Lakes Advisors, LLC | 11,258 | $179.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 11,295 | $180.0K | 0.05% | +353+3.2% | Added |
| Dorsey & Whitney Trust CO LLC | 11,363 | $181.0K | 0.02% | +365+3.3% | Added |
| M&T Bank Corp | 11,500 | $183.0K | 0.00% | +45+0.4% | Added |