UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pathstone Family Office, LLC | 67,980 | $1.09M | 0.03% | +20,933+44.5% | Added |
| Liberty One Investment Management, LLC | 69,853 | $1.11M | 0.19% | −166−0.2% | Reduced |
| Cigna Investments Inc | 71,719 | $1.15M | 0.09% | −412−0.6% | Reduced |
| MML Investors Services, LLC | 72,508 | $1.16M | 0.01% | +5,259+7.8% | Added |
| O'Shaughnessy Asset Management, LLC | 73,004 | $1.16M | 0.02% | −3,936−5.1% | Reduced |
| Fullerton Fund Management Co Ltd. | 75,037 | $1.21M | 0.07% | −1,694,117−95.8% | Reduced |
| Marietta Investment Partners LLC | 77,850 | $1.24M | 0.28% | −4,250−5.2% | Reduced |
| Toroso Investments, LLC | 82,397 | $1.31M | 0.05% | +15,619+23.4% | Added |
| Comerica Bank | 74,790 | $1.32M | 0.01% | −141,677−65.4% | Reduced |
| Guggenheim Capital LLC | 83,156 | $1.32M | 0.01% | +2,154+2.7% | Added |
| Krilogy Financial LLC | 84,336 | $1.34M | 0.13% | +1,444+1.7% | Added |
| Eisler Capital (UK) Ltd. | 100,000 | $1.50M | 0.18% | +100,000 | New |
| GQG Partners LLC | 93,463 | $1.50M | 0.00% | −6,243−6.3% | Reduced |
| Wealth Alliance Advisory Group, LLC | 97,488 | $1.55M | 0.76% | 00.0% | Unchanged |
| Anson Funds Management LP | 100,000 | $1.59M | 0.20% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 104,548 | $1.67M | 0.00% | +17,163+19.6% | Added |
| Thomas White International Ltd | 105,109 | $1.68M | 0.24% | +1,477+1.4% | Added |
| Hantz Financial Services, Inc. | 105,730 | $1.69M | 0.06% | +14,687+16.1% | Added |
| Wetherby Asset Management Inc | 105,975 | $1.69M | 0.10% | +3,962+3.9% | Added |
| Susquehanna International Securities, Ltd. | 113,200 | $1.82M | 1.55% | +86,334+321.4% | Added |
| Logan Capital Management Inc | 117,301 | $1.87M | 0.09% | +1,375+1.2% | Added |
| SEI Investments Co | 121,569 | $1.95M | 0.00% | +4,306+3.7% | Added |
| SG Americas Securities, LLC | 123,621 | $1.97M | 0.01% | +112,125+975.3% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 125,100 | $1.99M | 0.00% | +125,100 | New |
| Susquehanna International Group, LLP | 125,994 | $2.01M | 0.00% | −83,848−40.0% | Reduced |
| Renaissance Technologies LLC | 130,000 | $2.07M | 0.00% | +130,000 | New |
| Assenagon Asset Management S.A. | 130,516 | $2.10M | 0.01% | −183,859−58.5% | Reduced |
| Calamos Wealth Management LLC | 132,110 | $2.11M | 0.17% | −668−0.5% | Reduced |
| Highland Capital Management, LLC | 132,914 | $2.12M | 0.13% | +16,700+14.4% | Added |
| Sabadell Asset Management, S.A S.G.I.I.C | 133,726 | $2.13M | 0.37% | +16,528+14.1% | Added |
| Private Advisor Group, LLC | 137,444 | $2.19M | 0.01% | +69,526+102.4% | Added |
| Boston Partners | 141,416 | $2.25M | 0.00% | +4,805+3.5% | Added |
| RBF Capital, LLC | 160,000 | $2.55M | 0.15% | +120,000+300.0% | Added |
| Bridgeway Capital Management, LLC | 163,900 | $2.61M | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 169,987 | $2.71M | 0.00% | +5,614+3.4% | Added |
| Stifel Financial Corp | 172,910 | $2.75M | 0.00% | +2,070+1.2% | Added |
| Metropolitan Life Insurance Co | 175,519 | $2.82M | 0.04% | −2,100−1.2% | Reduced |
| Brinker Capital Investments, LLC | 187,959 | $2.88M | 0.05% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 180,102 | $2.90M | 0.09% | −3,174−1.7% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 180,240 | $2.90M | 0.02% | −49,806−21.7% | Reduced |
| Amia Capital LLP | 185,000 | $2.98M | 0.65% | −15,000−7.5% | Reduced |
| Oppenheimer Asset Management Inc. | 188,235 | $3.00M | 0.04% | +848+0.5% | Added |
| American Century Companies Inc | 191,787 | $3.06M | 0.00% | +532+0.3% | Added |
| Scotia Capital Inc. | 194,869 | $3.11M | 0.02% | +10,294+5.6% | Added |
| Ensign Peak Advisors, Inc | 194,394 | $3.29M | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 208,078 | $3.32M | 0.00% | −677,652−76.5% | Reduced |
| Millennium Management LLC | 209,214 | $3.33M | 0.00% | −511,045−71.0% | Reduced |
| Clearbridge Investments, LLC | 219,361 | $3.50M | 0.00% | −4,310−1.9% | Reduced |
| Geode Capital Management, LLC | 220,139 | $3.51M | 0.00% | −37,388−14.5% | Reduced |
| Crossmark Global Holdings, Inc. | 244,851 | $3.90M | 0.09% | −9,772−3.8% | Reduced |
| MetLife Investment Management | 244,814 | $3.91M | 0.04% | −9,835−3.9% | Reduced |
| Achmea Investment Management B.V. | 243,160 | $3.91M | 0.12% | +4,197+1.8% | Added |
| Westpac Banking Corp | 304,349 | $4.57M | 0.05% | −197,156−39.3% | Reduced |
| Mercer Global Advisors Inc | 316,592 | $5.05M | 0.04% | −38,218−10.8% | Reduced |
| Fosun International Ltd | 366,340 | $5.15M | 0.26% | +25,412+7.5% | Added |
| Contravisory Investment Management, Inc. | 327,786 | $5.22M | 1.59% | −5,054−1.5% | Reduced |
| Virginia Retirement Systems Et Al | 332,516 | $5.35M | 0.05% | −215,222−39.3% | Reduced |
| Henry James International Management, Inc. | 341,104 | $5.44M | 1.71% | −80,968−19.2% | Reduced |
| Arrowstreet Capital, Limited Partnership | 341,288 | $5.49M | 0.01% | +341,288 | New |
| Value Partners Investments Inc. | 367,504 | $5.83M | 0.50% | +285+0.1% | Added |
| CIBC World Markets Inc. | 368,887 | $5.88M | 0.02% | +77,107+26.4% | Added |
| Leuthold Group, LLC | 417,990 | $6.66M | 0.82% | +1,244+0.3% | Added |
| Capital International Sarl | 428,891 | $6.90M | 0.61% | −29,560−6.4% | Reduced |
| Capital International Ltd | 464,074 | $7.47M | 0.41% | +465+0.1% | Added |
| First Trust Advisors LP | 543,969 | $8.76M | 0.01% | −268,328−33.0% | Reduced |
| Credit Agricole S A | 553,672 | $8.83M | 0.32% | −249,223−31.0% | Reduced |
| Two Sigma Advisers, LP | 566,435 | $9.03M | 0.02% | +351,030+163.0% | Added |
| Marshall Wace, LLP | 588,870 | $9.47M | 0.05% | +4,077+0.7% | Added |
| Renaissance Group LLC | 597,341 | $9.52M | 0.41% | −45,729−7.1% | Reduced |
| Marshall Wace North America L.P. | 638,803 | $10.2M | 0.04% | +108,714+20.5% | Added |
| Voya Investment Management LLC | 641,700 | $10.3M | 0.02% | +104,678+19.5% | Added |
| Nuveen Asset Management, LLC | 650,889 | $10.4M | 0.00% | −16,352−2.5% | Reduced |
| Eaton Vance Management | 677,244 | $10.7M | 0.01% | +791+0.1% | Added |
| Jane Street Group, LLC | 672,994 | $10.8M | 0.03% | +431,309+178.5% | Added |
| HSBC Holdings PLC | 705,843 | $11.3M | 0.01% | −1,209,909−63.2% | Reduced |
| Janney Capital Management LLC | 711,793 | $11.3M | 0.76% | −11,913−1.6% | Reduced |
| Carlson Capital L P | 737,543 | $11.8M | 0.62% | −241,157−24.6% | Reduced |
| Polar Capital Holdings Plc | 796,060 | $12.5M | 0.07% | +8,285+1.1% | Added |
| Pictet North America Advisors SA | 866,398 | $13.9M | 1.38% | −548,800−38.8% | Reduced |
| FIL Ltd | 902,890 | $14.4M | 0.02% | −18,544−2.0% | Reduced |
| TD Asset Management Inc | 897,107 | $14.4M | 0.01% | −17,777−1.9% | Reduced |
| Edmond de Rothschild Holding S.A. | 915,628 | $14.7M | 0.34% | −168,790−15.6% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 969,209 | $15.6M | 0.03% | −72,365−6.9% | Reduced |
| State of Wisconsin Investment Board | 1,030,109 | $16.6M | 0.03% | +55,972+5.7% | Added |
| Marshall Wace Asia Ltd | 1,135,074 | $18.3M | 0.43% | +1,135,074 | New |
| Artemis Investment Management LLP | 1,137,571 | $18.3M | 0.14% | +143,813+14.5% | Added |
| Calamos Advisors LLC | 1,174,727 | $18.7M | 0.09% | +14,969+1.3% | Added |
| Teachers Retirement System of the State of Kentucky | 1,186,620 | $18.9M | 0.18% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 1,191,318 | $19.0M | 0.28% | +18,250+1.6% | Added |
| Envestnet Asset Management Inc | 1,215,025 | $19.4M | 0.01% | +35,530+3.0% | Added |
| AMP Capital Investors Ltd | 1,378,900 | $22.2M | 0.12% | −214,906−13.5% | Reduced |
| Raymond James & Associates | 1,524,712 | $24.5M | 0.02% | +33,971+2.3% | Added |
| Royal London Asset Management Ltd | 1,579,023 | $25.2M | 0.10% | −31,503−2.0% | Reduced |
| Franklin Resources Inc | 1,636,940 | $26.1M | 0.01% | −462,486−22.0% | Reduced |
| Acadian Asset Management LLC | 1,628,603 | $26.2M | 0.10% | +1,628,603 | New |
| Captrust Financial Advisors | 1,649,885 | $26.3M | 0.22% | −140,543−7.8% | Reduced |
| Manufacturers Life Insurance Company, The | 1,651,094 | $26.3M | 0.02% | +58,392+3.7% | Added |
| Exane Derivatives | 1,646,987 | $26.4M | 6.59% | +460,858+38.9% | Added |
| Public Sector Pension Investment Board | 1,666,996 | $26.8M | 0.16% | −56,404−3.3% | Reduced |
| Cullen Capital Management LLC | 1,686,780 | $26.9M | 0.26% | −45,915−2.6% | Reduced |