UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clarius Group, LLC | 11,572 | $185.0K | 0.02% | +1,132+10.8% | Added |
| Cullen/Frost Bankers, Inc. | 11,638 | $186.0K | 0.00% | −1,296−10.0% | Reduced |
| Commonwealth Equity Services, LLC | 11,834 | $188.0K | 0.00% | −4,110−25.8% | Reduced |
| Bridgefront Capital, LLC | 11,821 | $188.0K | 0.20% | −3,490−22.8% | Reduced |
| Bokf, NA | 11,779 | $188.0K | 0.00% | +11,779 | New |
| GWM Advisors LLC | 12,013 | $191.0K | 0.00% | −723−5.7% | Reduced |
| Gitterman Wealth Management, LLC | 11,959 | $191.0K | 0.15% | +1,442+13.7% | Added |
| Claraphi Advisory Network, LLC | 12,300 | $196.0K | 0.07% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 12,411 | $197.0K | 0.00% | +40.0% | Added |
| Stephens Inc | 12,420 | $198.0K | 0.00% | −190−1.5% | Reduced |
| Pinnacle Associates Ltd | 12,641 | $201.0K | 0.00% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 12,897 | $206.0K | 0.11% | +293+2.3% | Added |
| Baker Ellis Asset Management LLC | 12,300 | $206.0K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 14,038 | $224.0K | 0.02% | −14,095−50.1% | Reduced |
| Cedar Brook Financial Partners, LLC | 14,109 | $225.0K | 0.07% | −3,534−20.0% | Reduced |
| swisspartners Advisors Ltd | 14,000 | $225.0K | 0.16% | +14,000 | New |
| Northwestern Mutual Wealth Management Co | 14,742 | $235.0K | 0.00% | +3,359+29.5% | Added |
| AE Wealth Management LLC | 14,795 | $236.0K | 0.00% | −2,316−13.5% | Reduced |
| JB Capital LLC | 14,788 | $236.0K | 0.03% | +14,788 | New |
| Interchange Capital Partners, LLC | 14,910 | $237.0K | 0.40% | 00.0% | Unchanged |
| Synovus Financial Corp | 14,674 | $237.0K | 0.00% | −23−0.2% | Reduced |
| Sage Rhino Capital LLC | 14,909 | $238.0K | 0.07% | +975+7.0% | Added |
| qPULA Trading Management LP | 14,971 | $239.0K | 0.37% | +14,971 | New |
| Private Capital Group, LLC | 15,218 | $243.0K | 0.05% | +2,215+17.0% | Added |
| Prudential Financial Inc | 15,338 | $251.0K | 0.00% | −310−2.0% | Reduced |
| Ballentine Partners, LLC | 15,787 | $252.0K | 0.01% | 00.0% | Unchanged |
| Bellecapital International Ltd. | 15,689 | $252.0K | 0.08% | +1,060+7.2% | Added |
| Quadrant Capital Group LLC | 16,795 | $268.0K | 0.04% | +2,514+17.6% | Added |
| Clearstead Advisors, LLC | 16,916 | $270.0K | 0.02% | +1,345+8.6% | Added |
| CAPROCK Group, Inc. | 17,172 | $274.0K | 0.02% | −4,801−21.8% | Reduced |
| Beach Investment Counsel Inc | 17,650 | $281.0K | 0.03% | 00.0% | Unchanged |
| Ethic Inc. | 17,703 | $282.0K | 0.03% | −54,859−75.6% | Reduced |
| Comerica Securities,inc. | 17,998 | $287.0K | 0.02% | −290−1.6% | Reduced |
| Boston Private Wealth LLC | 18,279 | $292.0K | 0.00% | −7,075−27.9% | Reduced |
| National Asset Management, Inc. | 18,409 | $294.0K | 0.01% | +1,637+9.8% | Added |
| Mariner, LLC | 18,580 | $296.0K | 0.00% | +2,420+15.0% | Added |
| Morningstar Investment Services LLC | 18,910 | $305.0K | 0.00% | +3,317+21.3% | Added |
| Oppenheimer & Co Inc | 19,358 | $309.0K | 0.01% | 00.0% | Unchanged |
| Csenge Advisory Group | 19,396 | $309.0K | 0.03% | +4,224+27.8% | Added |
| Studio Investment Management LLC | 19,818 | $316.0K | 0.14% | +19,818 | New |
| Cresset Asset Management, LLC | 20,242 | $323.0K | 0.00% | +20,242 | New |
| Cetera Investment Advisers | 21,026 | $335.0K | 0.01% | +2,123+11.2% | Added |
| Colony Group LLC | 21,415 | $341.0K | 0.01% | +325+1.5% | Added |
| Spire Wealth Management | 21,546 | $343.0K | 0.01% | +375+1.8% | Added |
| Cullinan Associates Inc | 22,000 | $351.0K | 0.02% | −15,600−41.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,918 | $365.0K | 0.00% | +1,583+7.4% | Added |
| Rockefeller Capital Management L.P. | 23,310 | $370.0K | 0.00% | +21,225+1,018.0% | Added |
| Group One Trading, L.P. | 23,979 | $382.0K | 0.01% | +23,979 | New |
| Old National Bancorp | 24,046 | $383.0K | 0.01% | −823−3.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 24,110 | $388.0K | 0.01% | +24,110 | New |
| American Trust Investment Advisors, LLC | 24,710 | $394.0K | 0.22% | +24,710 | New |
| Advisor Partners LLC | 25,132 | $401.0K | 0.03% | −176−0.7% | Reduced |
| Financial Counselors Inc | 25,234 | $402.0K | 0.01% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 25,534 | $407.0K | 0.03% | +4,544+21.6% | Added |
| West Family Investments, Inc. | 25,571 | $408.0K | 0.11% | +932+3.8% | Added |
| Fisher Asset Management, LLC | 26,370 | $420.0K | 0.00% | −5,563−17.4% | Reduced |
| American National Insurance Co | 27,120 | $432.0K | 0.02% | 00.0% | Unchanged |
| Winning Points Advisors, LLC | 27,202 | $433.0K | 0.33% | +113+0.4% | Added |
| FDx Advisors, Inc. | 27,705 | $442.0K | 0.01% | +2,587+10.3% | Added |
| Creative Planning | 28,455 | $454.0K | 0.00% | +9,906+53.4% | Added |
| JustInvest LLC | 29,233 | $466.0K | 0.04% | +5,606+23.7% | Added |
| Signaturefd, LLC | 29,322 | $467.0K | 0.02% | +5,885+25.1% | Added |
| Simplex Trading, LLC | 30,264 | $468.0K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 29,907 | $477.0K | 0.01% | −1,265−4.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 29,863 | $481.0K | 0.01% | −182,085−85.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 30,193 | $481.0K | 0.01% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 30,971 | $494.0K | 0.08% | +3,992+14.8% | Added |
| Trexquant Investment LP | 31,219 | $498.0K | 0.04% | −27,187−46.5% | Reduced |
| Moody National Bank Trust Division | 31,264 | $499.0K | 0.01% | +30+0.1% | Added |
| Cubist Systematic Strategies, LLC | 31,421 | $501.0K | 0.01% | −68,381−68.5% | Reduced |
| Raymond James Trust N.A. | 33,422 | $532.0K | 0.02% | +477+1.4% | Added |
| Rehmann Capital Advisory Group | 34,449 | $550.9K | 0.05% | +5,292+18.2% | Added |
| Kestra Advisory Services, LLC | 35,169 | $561.0K | 0.01% | −4,155−10.6% | Reduced |
| Qtron Investments LLC | 35,565 | $572.0K | 0.15% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 36,923 | $589.0K | 0.01% | +36,923 | New |
| Gabelli Funds LLC | 37,000 | $590.0K | 0.00% | 00.0% | Unchanged |
| Vestmark Advisory Solutions, Inc. | 40,134 | $640.0K | 0.04% | +522+1.3% | Added |
| Fifth Third Bancorp | 40,997 | $653.0K | 0.00% | +626+1.6% | Added |
| Advisors Asset Management, Inc. | 41,719 | $665.0K | 0.01% | +9,293+28.7% | Added |
| HighTower Advisors, LLC | 41,791 | $666.0K | 0.00% | −132,489−76.0% | Reduced |
| Centiva Capital, LP | 41,934 | $668.0K | 0.05% | +41,934 | New |
| SOL Capital Management CO | 44,680 | $712.0K | 0.14% | −500−1.1% | Reduced |
| Lingohr & Partner Asset Management GmbH | 45,021 | $723.0K | 1.93% | 00.0% | Unchanged |
| Mitchell & Pahl Private Wealth, LLC | 47,155 | $752.0K | 0.54% | +672+1.4% | Added |
| Investors Research Corp | 47,259 | $753.0K | 0.25% | 00.0% | Unchanged |
| Greenleaf Trust | 47,522 | $758.0K | 0.01% | +69+0.1% | Added |
| Banco Santander, S.A. | 52,394 | $785.0K | 0.00% | +10,649+25.5% | Added |
| Park Avenue Securities LLC | 50,096 | $799.0K | 0.02% | +6,603+15.2% | Added |
| Veriti Management LLC | 50,342 | $802.0K | 0.11% | +5,227+11.6% | Added |
| First Republic Investment Management, Inc. | 50,570 | $806.0K | 0.00% | −70−0.1% | Reduced |
| Atlas Capital Advisors LLC | 51,396 | $819.3K | 0.13% | +653+1.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 51,991 | $836.0K | 0.00% | +37,621+261.8% | Added |
| Truist Financial Corp | 54,740 | $872.0K | 0.00% | +466+0.9% | Added |
| US Bancorp | 56,143 | $895.0K | 0.00% | +5,308+10.4% | Added |
| Thornburg Investment Management Inc | 56,540 | $901.0K | 0.01% | 00.0% | Unchanged |
| Jupiter Asset Management Ltd | 58,899 | $947.0K | 0.01% | −7,764−11.6% | Reduced |
| The PNC Financial Services Group, Inc. | 59,652 | $951.0K | 0.00% | +808+1.4% | Added |
| KCS Wealth Advisory | 61,557 | $981.0K | 0.46% | +38,491+166.9% | Added |
| swisspartners Ltd. | 62,573 | $1.01M | 0.78% | −1,500−2.3% | Reduced |
| Janney Montgomery Scott LLC | 67,499 | $1.08M | 0.00% | +6,699+11.0% | Added |