Sterling Bancorp
STLDelisted Feb 1, 2022- Industry
- National Commercial Banks
- SEC CIK
- 0001070154
Sterling Bancorp was delisted on Feb 1, 2022; its insiders filed their last Form 4 on Feb 3, 2022; 299 institutions reported holding it in 13F filings for Q4 2021, worth $4.10B in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sterling Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 289
- +8 vs. Q2 2021
- Shares held
- 158.9M
- +543.3K (+0.3%) vs. Q2 2021
- Total value
- $3.97B
- +$43.2M (+1.1%) vs. Q2 2021
- New holders
- 37
- 96 more added
- Sold out
- 29
- 104 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting STL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 1 | $0 |
| Q4 2021 | 299 | $4.10B |
| Q3 2021 | 289 | $3.97B |
| Q2 2021 | 284 | $3.96B |
| Q1 2021 | 296 | $3.80B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sterling Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mutual of America Capital Management LLC | 169,922 | $4.24M | 0.04% | +880+0.5% | Added |
| Hudson Valley Investment Advisors Inc | 171,581 | $4.28M | 0.73% | −1,250−0.7% | Reduced |
| Vestcor Inc | 179,029 | $4.47M | 0.16% | +179,029 | New |
| D. E. Shaw & Co., Inc. | 179,478 | $4.48M | 0.01% | −72,910−28.9% | Reduced |
| Envestnet Asset Management Inc | 182,796 | $4.56M | 0.00% | +3,753+2.1% | Added |
| First Foundation Advisors | 185,565 | $4.63M | 0.17% | +50.0% | Added |
| Morgan Stanley | 188,398 | $4.70M | 0.00% | −59,129−23.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 202,000 | $5.04M | 0.06% | +93,600+86.3% | Added |
| New York State Common Retirement Fund | 204,942 | $5.12M | 0.01% | −25,291−11.0% | Reduced |
| Eaton Vance Management | 217,876 | $5.31M | 0.01% | +703+0.3% | Added |
| Maltese Capital Management LLC | 213,800 | $5.34M | 0.92% | +13,725+6.9% | Added |
| State Board of Administration of Florida Retirement System | 214,029 | $5.34M | 0.01% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 222,210 | $5.55M | 0.00% | +11,010+5.2% | Added |
| Kellner Capital, LLC | 238,800 | $5.96M | 2.32% | +238,800 | New |
| Two Sigma Advisers, LP | 252,500 | $6.30M | 0.02% | +214,600+566.2% | Added |
| Crawford Investment Counsel Inc | 257,620 | $6.43M | 0.13% | −12,610−4.7% | Reduced |
| Kahn Brothers Group Inc | 273,019 | $6.81M | 0.96% | +1,197+0.4% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 282,205 | $7.04M | 0.71% | −24,324−7.9% | Reduced |
| New York State Teachers Retirement System | 289,163 | $7.22M | 0.02% | +8,805+3.1% | Added |
| California State Teachers Retirement System | 322,198 | $8.04M | 0.01% | −3,576−1.1% | Reduced |
| Rafferty Asset Management, LLC | 329,060 | $8.21M | 0.06% | −3,398−1.0% | Reduced |
| American International Group, Inc. | 331,975 | $8.29M | 0.04% | −10,279−3.0% | Reduced |
| Nordea Investment Management AB | 331,422 | $8.30M | 0.01% | −2,362−0.7% | Reduced |
| UBS Group AG | 335,532 | $8.38M | 0.00% | +76,338+29.5% | Added |
| First Trust Advisors LP | 339,327 | $8.47M | 0.01% | −332,033−49.5% | Reduced |
| Crabel Capital Management, LLC | 346,260 | $8.64M | 2.66% | +59,454+20.7% | Added |
| UBS Asset Management Americas Inc | 351,625 | $8.78M | 0.00% | +58,224+19.8% | Added |
| Ameriprise Financial Inc | 352,585 | $8.80M | 0.00% | −186,703−34.6% | Reduced |
| Credit Suisse AG | 356,006 | $8.88M | 0.01% | +94,461+36.1% | Added |
| Stifel Financial Corp | 357,956 | $8.93M | 0.01% | +1,091+0.3% | Added |
| Bank of Nova Scotia | 365,500 | $9.12M | 0.02% | +365,500 | New |
| Walleye Capital LLC | 367,519 | $9.17M | 0.28% | +39,073+11.9% | Added |
| Nuveen Asset Management, LLC | 373,005 | $9.31M | 0.00% | −14,479−3.7% | Reduced |
| Prelude Capital Management, LLC | 410,078 | $10.2M | 0.56% | +410,078 | New |
| LMR Partners LLP | 420,000 | $10.5M | 0.15% | 00.0% | Unchanged |
| Swiss National Bank | 425,264 | $10.6M | 0.01% | 00.0% | Unchanged |
| Azora Capital LP | 428,565 | $10.7M | 1.27% | +8,115+1.9% | Added |
| California Public Employees Retirement System | 440,901 | $11.0M | 0.01% | −17,541−3.8% | Reduced |
| IndexIQ Advisors LLC | 443,841 | $11.1M | 0.37% | −4,270−1.0% | Reduced |
| Legal & General Group Plc | 465,229 | $11.6M | 0.00% | −3,350−0.7% | Reduced |
| Gardner Lewis Asset Management L P | 467,794 | $11.7M | 1.80% | +467,794 | New |
| Amundi | 472,953 | $11.8M | 0.01% | +36,000+8.2% | Added |
| JPMorgan Chase & Co | 483,349 | $12.1M | 0.00% | −315,745−39.5% | Reduced |
| Rhumbline Advisers | 503,109 | $12.6M | 0.02% | −18,666−3.6% | Reduced |
| Voloridge Investment Management, LLC | 508,144 | $12.7M | 0.08% | −18,002−3.4% | Reduced |
| Ergoteles LLC | 531,069 | $13.3M | 0.49% | +505,856+2,006.3% | Added |
| Advisory Research Inc | 543,206 | $13.6M | 0.87% | −25,190−4.4% | Reduced |
| Picton Mahoney Asset Management | 549,373 | $13.7M | 0.53% | +549,373 | New |
| Barclays PLC | 565,926 | $14.1M | 0.01% | −61,181−9.8% | Reduced |
| Comerica Bank | 537,942 | $14.3M | 0.09% | −18,146−3.3% | Reduced |
| Alliancebernstein L.P. | 595,828 | $14.9M | 0.01% | −6,527,616−91.6% | Reduced |
| Interval Partners, LP | 618,410 | $15.4M | 0.91% | +254,926+70.1% | Added |
| Retirement Systems of Alabama | 649,002 | $16.2M | 0.06% | −28,609−4.2% | Reduced |
| Chicago Capital Management, LLC | 672,664 | $16.8M | 7.78% | +672,664 | New |
| Citigroup Inc | 717,378 | $17.9M | 0.02% | −987,599−57.9% | Reduced |
| Wells Fargo & Company | 754,318 | $18.8M | 0.00% | −369,884−32.9% | Reduced |
| Parametric Portfolio Associates LLC | 825,734 | $20.6M | 0.01% | −32,771−3.8% | Reduced |
| Balyasny Asset Management LLC | 844,144 | $21.1M | 0.10% | +844,144 | New |
| SEI Investments Co | 846,906 | $21.1M | 0.04% | +714,180+538.1% | Added |
| Gabelli Funds LLC | 938,000 | $23.4M | 0.16% | +10,000+1.1% | Added |
| Systematic Financial Management LP | 953,628 | $23.8M | 0.74% | +13,049+1.4% | Added |
| Gamco Investors, Inc. Et Al | 1,002,114 | $25.0M | 0.22% | −1,625−0.2% | Reduced |
| Bank of Montreal | 1,007,264 | $25.2M | 0.01% | +390,453+63.3% | Added |
| CNH Partners LLC | 1,023,835 | $25.6M | 0.73% | +1,023,835 | New |
| Davis Capital Partners, LLC | 1,250,000 | $31.0M | 1.62% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 1,259,244 | $31.4M | 0.01% | +22,088+1.8% | Added |
| Vivaldi Asset Management, LLC | 1,301,365 | $32.5M | 4.93% | +1,301,365 | New |
| Northern Trust Corp | 1,543,298 | $38.5M | 0.01% | −56,835−3.6% | Reduced |
| Millennium Management LLC | 1,718,506 | $42.9M | 0.06% | +1,558,848+976.4% | Added |
| Federated Hermes, Inc. | 1,720,890 | $43.0M | 0.08% | −36,574−2.1% | Reduced |
| Norges Bank | 1,847,630 | $46.1M | 0.01% | −208,852−10.2% | Reduced |
| Bank of New York Mellon Corp | 2,119,094 | $52.9M | 0.01% | −29,195−1.4% | Reduced |
| Goldman Sachs Group Inc | 2,187,500 | $54.6M | 0.01% | +1,280,834+141.3% | Added |
| Geode Capital Management, LLC | 2,304,039 | $57.5M | 0.01% | −47,757−2.0% | Reduced |
| Royal Bank of Canada | 2,731,915 | $68.2M | 0.02% | +203,101+8.0% | Added |
| Earnest Partners LLC | 2,948,665 | $73.6M | 0.45% | +206,888+7.5% | Added |
| Macquarie Group Ltd | 3,257,845 | $81.3M | 0.07% | −7,553−0.2% | Reduced |
| Principal Financial Group Inc | 3,604,870 | $90.0M | 0.06% | +57,662+1.6% | Added |
| Bank of America Corp | 3,636,735 | $90.8M | 0.01% | +354,700+10.8% | Added |
| Basswood Capital Management, L.L.C. | 3,649,994 | $91.1M | 3.70% | +1,598,672+77.9% | Added |
| Versor Investments LP | 3,725,488 | $93.0M | 2.86% | +314,030+9.2% | Added |
| Invesco Ltd. | 5,101,279 | $127.3M | 0.03% | +603,300+13.4% | Added |
| Wellington Management Group LLP | 6,092,190 | $152.1M | 0.03% | −3,805,940−38.5% | Reduced |
| Diamond Hill Capital Management Inc | 7,522,689 | $187.8M | 0.71% | +28,384+0.4% | Added |
| FMR LLC | 7,530,236 | $188.0M | 0.01% | −526,616−6.5% | Reduced |
| State Street Corp | 10,970,049 | $273.8M | 0.01% | +1,130,551+11.5% | Added |
| Dimensional Fund Advisors LP | 11,307,946 | $282.2M | 0.09% | +158,503+1.4% | Added |
| BlackRock Inc. | 15,758,123 | $393.3M | 0.01% | −240,084−1.5% | Reduced |
| Vanguard Group Inc | 17,834,618 | $445.2M | 0.01% | −54,349−0.3% | Reduced |
| Phocas Financial Corp. | 0 | $0 | 0.00% | −203,354−100.0% | Sold out |
| Spouting Rock Asset Management, LLC | 0 | $0 | 0.00% | −149,497−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −91,498−100.0% | Sold out |
| Polianta Ltd | 0 | $0 | 0.00% | −50,300−100.0% | Sold out |
| Walthausen & Co., LLC | 0 | $0 | 0.00% | −41,841−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −34,213−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −32,846−100.0% | Sold out |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −31,702−100.0% | Sold out |
| HITE Hedge Asset Management LLC | 0 | $0 | 0.00% | −29,617−100.0% | Sold out |
| Allstate Corp | 0 | $0 | 0.00% | −27,581−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −21,467−100.0% | Sold out |