Sterling Bancorp
STLDelisted Feb 1, 2022- Industry
- National Commercial Banks
- SEC CIK
- 0001070154
Sterling Bancorp was delisted on Feb 1, 2022; its insiders filed their last Form 4 on Feb 3, 2022; 299 institutions reported holding it in 13F filings for Q4 2021, worth $4.10B in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sterling Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 289
- +8 vs. Q2 2021
- Shares held
- 158.9M
- +543.3K (+0.3%) vs. Q2 2021
- Total value
- $3.97B
- +$43.2M (+1.1%) vs. Q2 2021
- New holders
- 37
- 96 more added
- Sold out
- 29
- 104 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting STL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 1 | $0 |
| Q4 2021 | 299 | $4.10B |
| Q3 2021 | 289 | $3.97B |
| Q2 2021 | 284 | $3.96B |
| Q1 2021 | 296 | $3.80B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sterling Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 17,834,618 | $445.2M | 0.01% | −54,349−0.3% | Reduced |
| BlackRock Inc. | 15,758,123 | $393.3M | 0.01% | −240,084−1.5% | Reduced |
| Dimensional Fund Advisors LP | 11,307,946 | $282.2M | 0.09% | +158,503+1.4% | Added |
| State Street Corp | 10,970,049 | $273.8M | 0.01% | +1,130,551+11.5% | Added |
| FMR LLC | 7,530,236 | $188.0M | 0.01% | −526,616−6.5% | Reduced |
| Diamond Hill Capital Management Inc | 7,522,689 | $187.8M | 0.71% | +28,384+0.4% | Added |
| Wellington Management Group LLP | 6,092,190 | $152.1M | 0.03% | −3,805,940−38.5% | Reduced |
| Invesco Ltd. | 5,101,279 | $127.3M | 0.03% | +603,300+13.4% | Added |
| Versor Investments LP | 3,725,488 | $93.0M | 2.86% | +314,030+9.2% | Added |
| Basswood Capital Management, L.L.C. | 3,649,994 | $91.1M | 3.70% | +1,598,672+77.9% | Added |
| Bank of America Corp | 3,636,735 | $90.8M | 0.01% | +354,700+10.8% | Added |
| Principal Financial Group Inc | 3,604,870 | $90.0M | 0.06% | +57,662+1.6% | Added |
| Macquarie Group Ltd | 3,257,845 | $81.3M | 0.07% | −7,553−0.2% | Reduced |
| Earnest Partners LLC | 2,948,665 | $73.6M | 0.45% | +206,888+7.5% | Added |
| Royal Bank of Canada | 2,731,915 | $68.2M | 0.02% | +203,101+8.0% | Added |
| Geode Capital Management, LLC | 2,304,039 | $57.5M | 0.01% | −47,757−2.0% | Reduced |
| Goldman Sachs Group Inc | 2,187,500 | $54.6M | 0.01% | +1,280,834+141.3% | Added |
| Bank of New York Mellon Corp | 2,119,094 | $52.9M | 0.01% | −29,195−1.4% | Reduced |
| Norges Bank | 1,847,630 | $46.1M | 0.01% | −208,852−10.2% | Reduced |
| Federated Hermes, Inc. | 1,720,890 | $43.0M | 0.08% | −36,574−2.1% | Reduced |
| Millennium Management LLC | 1,718,506 | $42.9M | 0.06% | +1,558,848+976.4% | Added |
| Northern Trust Corp | 1,543,298 | $38.5M | 0.01% | −56,835−3.6% | Reduced |
| Vivaldi Asset Management, LLC | 1,301,365 | $32.5M | 4.93% | +1,301,365 | New |
| Charles Schwab Investment Management Inc | 1,259,244 | $31.4M | 0.01% | +22,088+1.8% | Added |
| Davis Capital Partners, LLC | 1,250,000 | $31.0M | 1.62% | 00.0% | Unchanged |
| CNH Partners LLC | 1,023,835 | $25.6M | 0.73% | +1,023,835 | New |
| Bank of Montreal | 1,007,264 | $25.2M | 0.01% | +390,453+63.3% | Added |
| Gamco Investors, Inc. Et Al | 1,002,114 | $25.0M | 0.22% | −1,625−0.2% | Reduced |
| Systematic Financial Management LP | 953,628 | $23.8M | 0.74% | +13,049+1.4% | Added |
| Gabelli Funds LLC | 938,000 | $23.4M | 0.16% | +10,000+1.1% | Added |
| SEI Investments Co | 846,906 | $21.1M | 0.04% | +714,180+538.1% | Added |
| Balyasny Asset Management LLC | 844,144 | $21.1M | 0.10% | +844,144 | New |
| Parametric Portfolio Associates LLC | 825,734 | $20.6M | 0.01% | −32,771−3.8% | Reduced |
| Wells Fargo & Company | 754,318 | $18.8M | 0.00% | −369,884−32.9% | Reduced |
| Citigroup Inc | 717,378 | $17.9M | 0.02% | −987,599−57.9% | Reduced |
| Chicago Capital Management, LLC | 672,664 | $16.8M | 7.78% | +672,664 | New |
| Retirement Systems of Alabama | 649,002 | $16.2M | 0.06% | −28,609−4.2% | Reduced |
| Interval Partners, LP | 618,410 | $15.4M | 0.91% | +254,926+70.1% | Added |
| Alliancebernstein L.P. | 595,828 | $14.9M | 0.01% | −6,527,616−91.6% | Reduced |
| Comerica Bank | 537,942 | $14.3M | 0.09% | −18,146−3.3% | Reduced |
| Barclays PLC | 565,926 | $14.1M | 0.01% | −61,181−9.8% | Reduced |
| Picton Mahoney Asset Management | 549,373 | $13.7M | 0.53% | +549,373 | New |
| Advisory Research Inc | 543,206 | $13.6M | 0.87% | −25,190−4.4% | Reduced |
| Ergoteles LLC | 531,069 | $13.3M | 0.49% | +505,856+2,006.3% | Added |
| Voloridge Investment Management, LLC | 508,144 | $12.7M | 0.08% | −18,002−3.4% | Reduced |
| Rhumbline Advisers | 503,109 | $12.6M | 0.02% | −18,666−3.6% | Reduced |
| JPMorgan Chase & Co | 483,349 | $12.1M | 0.00% | −315,745−39.5% | Reduced |
| Amundi | 472,953 | $11.8M | 0.01% | +36,000+8.2% | Added |
| Gardner Lewis Asset Management L P | 467,794 | $11.7M | 1.80% | +467,794 | New |
| Legal & General Group Plc | 465,229 | $11.6M | 0.00% | −3,350−0.7% | Reduced |
| IndexIQ Advisors LLC | 443,841 | $11.1M | 0.37% | −4,270−1.0% | Reduced |
| California Public Employees Retirement System | 440,901 | $11.0M | 0.01% | −17,541−3.8% | Reduced |
| Azora Capital LP | 428,565 | $10.7M | 1.27% | +8,115+1.9% | Added |
| Swiss National Bank | 425,264 | $10.6M | 0.01% | 00.0% | Unchanged |
| LMR Partners LLP | 420,000 | $10.5M | 0.15% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 410,078 | $10.2M | 0.56% | +410,078 | New |
| Nuveen Asset Management, LLC | 373,005 | $9.31M | 0.00% | −14,479−3.7% | Reduced |
| Walleye Capital LLC | 367,519 | $9.17M | 0.28% | +39,073+11.9% | Added |
| Bank of Nova Scotia | 365,500 | $9.12M | 0.02% | +365,500 | New |
| Stifel Financial Corp | 357,956 | $8.93M | 0.01% | +1,091+0.3% | Added |
| Credit Suisse AG | 356,006 | $8.88M | 0.01% | +94,461+36.1% | Added |
| Ameriprise Financial Inc | 352,585 | $8.80M | 0.00% | −186,703−34.6% | Reduced |
| UBS Asset Management Americas Inc | 351,625 | $8.78M | 0.00% | +58,224+19.8% | Added |
| Crabel Capital Management, LLC | 346,260 | $8.64M | 2.66% | +59,454+20.7% | Added |
| First Trust Advisors LP | 339,327 | $8.47M | 0.01% | −332,033−49.5% | Reduced |
| UBS Group AG | 335,532 | $8.38M | 0.00% | +76,338+29.5% | Added |
| Nordea Investment Management AB | 331,422 | $8.30M | 0.01% | −2,362−0.7% | Reduced |
| American International Group, Inc. | 331,975 | $8.29M | 0.04% | −10,279−3.0% | Reduced |
| Rafferty Asset Management, LLC | 329,060 | $8.21M | 0.06% | −3,398−1.0% | Reduced |
| California State Teachers Retirement System | 322,198 | $8.04M | 0.01% | −3,576−1.1% | Reduced |
| New York State Teachers Retirement System | 289,163 | $7.22M | 0.02% | +8,805+3.1% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 282,205 | $7.04M | 0.71% | −24,324−7.9% | Reduced |
| Kahn Brothers Group Inc | 273,019 | $6.81M | 0.96% | +1,197+0.4% | Added |
| Crawford Investment Counsel Inc | 257,620 | $6.43M | 0.13% | −12,610−4.7% | Reduced |
| Two Sigma Advisers, LP | 252,500 | $6.30M | 0.02% | +214,600+566.2% | Added |
| Kellner Capital, LLC | 238,800 | $5.96M | 2.32% | +238,800 | New |
| Manufacturers Life Insurance Company, The | 222,210 | $5.55M | 0.00% | +11,010+5.2% | Added |
| State Board of Administration of Florida Retirement System | 214,029 | $5.34M | 0.01% | 00.0% | Unchanged |
| Maltese Capital Management LLC | 213,800 | $5.34M | 0.92% | +13,725+6.9% | Added |
| Eaton Vance Management | 217,876 | $5.31M | 0.01% | +703+0.3% | Added |
| New York State Common Retirement Fund | 204,942 | $5.12M | 0.01% | −25,291−11.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 202,000 | $5.04M | 0.06% | +93,600+86.3% | Added |
| Morgan Stanley | 188,398 | $4.70M | 0.00% | −59,129−23.9% | Reduced |
| First Foundation Advisors | 185,565 | $4.63M | 0.17% | +50.0% | Added |
| Envestnet Asset Management Inc | 182,796 | $4.56M | 0.00% | +3,753+2.1% | Added |
| D. E. Shaw & Co., Inc. | 179,478 | $4.48M | 0.01% | −72,910−28.9% | Reduced |
| Vestcor Inc | 179,029 | $4.47M | 0.16% | +179,029 | New |
| Hudson Valley Investment Advisors Inc | 171,581 | $4.28M | 0.73% | −1,250−0.7% | Reduced |
| Mutual of America Capital Management LLC | 169,922 | $4.24M | 0.04% | +880+0.5% | Added |
| Wolverine Asset Management LLC | 169,713 | $4.24M | 0.05% | +168,397+12,796.1% | Added |
| Edgestream Partners, L.P. | 163,482 | $4.08M | 0.25% | −56,191−25.6% | Reduced |
| Amalgamated Bank | 161,236 | $4.02M | 0.03% | −14,128−8.1% | Reduced |
| Keebeck Alpha, LP | 155,005 | $3.87M | 1.19% | +155,005 | New |
| Deutsche Bank AG | 150,583 | $3.76M | 0.00% | +107,106+246.4% | Added |
| Colony Group LLC | 149,803 | $3.74M | 0.07% | +859+0.6% | Added |
| Trillium Asset Management, LLC | 149,059 | $3.72M | 0.10% | +17,355+13.2% | Added |
| Assetmark, Inc | 144,659 | $3.61M | 0.02% | +144,659 | New |
| Texas Permanent School Fund | 142,543 | $3.56M | 0.04% | −987−0.7% | Reduced |
| Two Sigma Investments, LP | 140,395 | $3.50M | 0.01% | −106,585−43.2% | Reduced |
| Capitolis Advisors LLC | 133,015 | $3.48M | 0.03% | −178,070−57.2% | Reduced |