Silvergate Capital Corp
SICPDelisted May 11, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0001312109
Silvergate Capital Corp was delisted on May 11, 2023; its insiders filed their last Form 4 on Nov 21, 2023; 112 institutions reported holding it in 13F filings for Q1 2023, worth $16.1M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Silvergate Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SICP is no longer listed, so this page shows Q1 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 112
- −107 vs. Q4 2022
- Shares held
- 9.95M
- −21.0M (−67.9%) vs. Q4 2022
- Total value
- $16.1M
- −$523.1M (−97.0%) vs. Q4 2022
- New holders
- 22
- 28 more added
- Sold out
- 129
- 51 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SICP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 3 | $484 |
| Q1 2026 | 4 | $390 |
| Q4 2025 | 1 | $11 |
| Q3 2025 | 2 | $569 |
| Q2 2025 | 2 | $632 |
| Q1 2025 | 1 | $13 |
| Q4 2024 | 2 | $62 |
| Q3 2024 | 2 | $124 |
| Q2 2024 | 3 | $617 |
| Q1 2024 | 3 | $41 |
| Q4 2023 | 5 | $1.04K |
| Q3 2023 | 5 | $53 |
| Q2 2023 | 18 | $299.5K |
| Q1 2023 | 112 | $16.1M |
| Q4 2022 | 222 | $539.2M |
| Q3 2022 | 268 | $1.87B |
| Q2 2022 | 259 | $1.34B |
| Q1 2022 | 291 | $3.70B |
| Q4 2021 | 291 | $3.39B |
| Q3 2021 | 256 | $2.45B |
| Q2 2021 | 234 | $2.23B |
| Q1 2021 | 216 | $2.49B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Silvergate Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 259 | $0 | 0.00% | −94−26.6% | Reduced |
| Financial Management Professionals, Inc. | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 14 | $0 | 0.00% | +1+7.7% | Added |
| Toronto Dominion Bank | 223 | $0 | 0.00% | +223 | New |
| Gradient Investments LLC | 3 | $5 | 0.00% | +3 | New |
| Financial Perspectives, Inc | 4 | $6 | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 10 | $16 | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 16 | $26 | 0.00% | −2,056−99.2% | Reduced |
| Investors Research Corp | 25 | $41 | 0.00% | 00.0% | Unchanged |
| Lansing Street Advisors | 25 | $41 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 43 | $49 | 0.00% | −9−17.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 50 | $81 | 0.00% | −860−94.5% | Reduced |
| Allworth Financial LP | 50 | $81 | 0.00% | −112−69.1% | Reduced |
| TD Waterhouse Canada Inc. | 77 | $124 | 0.00% | +77 | New |
| Tucker Asset Management LLC | 88 | $143 | 0.00% | +50+131.6% | Added |
| Newbridge Financial Services Group, Inc. | 100 | $162 | 0.00% | −850−89.5% | Reduced |
| US Bancorp | 105 | $170 | 0.00% | −739−87.6% | Reduced |
| GWM Advisors LLC | 109 | $176 | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 125 | $203 | 0.00% | +125 | New |
| Whittier Trust Co of Nevada Inc | 157 | $249 | 0.00% | −209−57.1% | Reduced |
| Creative Capital Management Investments LLC | 200 | $324 | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 200 | $324 | 0.00% | +200 | New |
| Baystate Wealth Management LLC | 250 | $405 | 0.00% | +100+66.7% | Added |
| Bell Investment Advisors, Inc | 260 | $422 | 0.00% | +250+2,500.0% | Added |
| Russell Investments Group, Ltd. | 269 | $436 | 0.00% | −12,502−97.9% | Reduced |
| New York State Common Retirement Fund | 282 | $457 | 0.00% | −46,208−99.4% | Reduced |
| Whittier Trust Co | 298 | $478 | 0.00% | −852−74.1% | Reduced |
| Parallel Advisors, LLC | 300 | $486 | 0.00% | 00.0% | Unchanged |
| Operose Advisors LLC | 500 | $810 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 550 | $891 | 0.00% | −755−57.9% | Reduced |
| FMR LLC | 560 | $907 | 0.00% | −14,527−96.3% | Reduced |
| Covestor Ltd | 627 | $1.00K | 0.00% | +481+329.5% | Added |
| Simplex Trading, LLC | 900 | $1.00K | 0.00% | +900 | New |
| MRP Capital Investments, LLC | 850 | $1.38K | 0.00% | +850 | New |
| Colonial Trust Advisors | 1,000 | $1.62K | 0.00% | −1,060−51.5% | Reduced |
| Larson Financial Group LLC | 1,191 | $1.93K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 1,290 | $2.00K | 0.00% | −5−0.4% | Reduced |
| Deutsche Bank AG | 1,316 | $2.13K | 0.00% | −168,772−99.2% | Reduced |
| Equitec Proprietary Markets, LLC | 1,675 | $2.71K | 0.00% | +1,675 | New |
| Tower Research Capital LLC (TRC) | 2,047 | $3.00K | 0.00% | −55,998−96.5% | Reduced |
| Antonetti Capital Management LLC | 2,835 | $4.59K | 0.01% | +400+16.4% | Added |
| Institutional & Family Asset Management, LLC | 3,015 | $4.88K | 0.00% | +3,015 | New |
| Quantbot Technologies LP | 3,040 | $4.92K | 0.00% | −166,555−98.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,543 | $5.74K | 0.00% | −1,169−24.8% | Reduced |
| FNY Investment Advisers, LLC | 4,000 | $6.00K | 0.01% | +4,000 | New |
| Allspring Global Investments Holdings, LLC | 4,097 | $6.64K | 0.00% | −4,257−51.0% | Reduced |
| Harbour Investments, Inc. | 4,848 | $7.85K | 0.00% | −201−4.0% | Reduced |
| Belpointe Asset Management LLC | 5,000 | $8.10K | 0.00% | +4,700+1,566.7% | Added |
| Clear Street Markets LLC | 6,469 | $10.0K | 0.00% | +6,469 | New |
| VitalStone Financial, LLC | 85 | $12.0K | 0.01% | −875−91.1% | Reduced |
| Sculptor Capital LP | 8,600 | $13.9K | 0.00% | −97,000−91.9% | Reduced |
| Cresset Asset Management, LLC | 10,225 | $16.6K | 0.00% | +10,225 | New |
| Advisory Services Network, LLC | 11,200 | $18.1K | 0.00% | +11,047+7,220.3% | Added |
| California State Teachers Retirement System | 11,383 | $18.4K | 0.00% | −28,643−71.6% | Reduced |
| Manufacturers Life Insurance Company, The | 12,175 | $19.7K | 0.00% | −459−3.6% | Reduced |
| BFT Financial Group, LLC | 13,000 | $21.1K | 0.00% | +13,000 | New |
| Janus Henderson Group PLC | 13,256 | $21.5K | 0.00% | +2,692+25.5% | Added |
| Bridgefront Capital, LLC | 14,070 | $22.8K | 0.01% | +3,213+29.6% | Added |
| Harber Asset Management LLC | 15,300 | $24.8K | 0.01% | +15,300 | New |
| Eudaimonia Partners, LLC | 15,620 | $25.3K | 0.01% | −515−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 16,572 | $26.0K | 0.00% | −610−3.6% | Reduced |
| Royal Bank of Canada | 16,335 | $26.0K | 0.00% | +7,457+84.0% | Added |
| Parallax Volatility Advisers, L.P. | 16,057 | $26.0K | 0.00% | +8,205+104.5% | Added |
| EJF Capital LLC | 18,855 | $30.5K | 0.01% | −15,390−44.9% | Reduced |
| Harvest Portfolios Group Inc. | 19,558 | $31.7K | 0.00% | −5,794−22.9% | Reduced |
| Point72 Asset Management, L.P. | 19,636 | $31.8K | 0.00% | −580,364−96.7% | Reduced |
| Wolverine Trading, LLC | 19,471 | $32.0K | 0.00% | −3,685−15.9% | Reduced |
| Advisor Group Holdings, Inc. | 20,047 | $32.4K | 0.00% | −16,493−45.1% | Reduced |
| BlackRock Inc. | 20,340 | $33.0K | 0.00% | −2,264,970−99.1% | Reduced |
| Squarepoint Ops LLC | 20,738 | $33.6K | 0.00% | −137,292−86.9% | Reduced |
| Cutler Group LP | 23,100 | $37.0K | 0.01% | +23,100 | New |
| Canada Pension Plan Investment Board | 24,100 | $39.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 25,233 | $41.0K | 0.00% | +13,845+121.6% | Added |
| Northern Trust Corp | 25,699 | $41.6K | 0.00% | −255,042−90.8% | Reduced |
| Citigroup Inc | 28,542 | $46.2K | 0.00% | +22,035+338.6% | Added |
| Charles Schwab Investment Management Inc | 29,008 | $47.0K | 0.00% | −219,169−88.3% | Reduced |
| XTX Topco Ltd | 29,724 | $48.2K | 0.01% | +6,131+26.0% | Added |
| Longitude (Cayman) Ltd. | 30,000 | $48.6K | 0.10% | +30,000 | New |
| Wells Fargo & Company | 32,023 | $51.9K | 0.00% | −35,155−52.3% | Reduced |
| Walleye Capital LLC | 34,683 | $56.2K | 0.00% | −627−1.8% | Reduced |
| Bank of New York Mellon Corp | 35,583 | $57.6K | 0.00% | −126,124−78.0% | Reduced |
| PEAK6 Investments LLC | 41,036 | $66.5K | 0.00% | −39,363−49.0% | Reduced |
| LPL Financial LLC | 41,044 | $66.5K | 0.00% | +637+1.6% | Added |
| Credit Suisse AG | 43,500 | $70.5K | 0.00% | +17,623+68.1% | Added |
| State Street Corp | 46,331 | $75.1K | 0.00% | −2,903,867−98.4% | Reduced |
| Balyasny Asset Management LLC | 54,490 | $88.3K | 0.00% | +54,490 | New |
| Guggenheim Capital LLC | 54,834 | $88.8K | 0.00% | +2,723+5.2% | Added |
| Morgan Stanley | 60,586 | $98.1K | 0.00% | −800,670−93.0% | Reduced |
| Two Sigma Securities, LLC | 62,459 | $101.2K | 0.01% | +62,459 | New |
| JPMorgan Chase & Co | 65,290 | $106.0K | 0.00% | +18,346+39.1% | Added |
| UBS Asset Management Americas Inc | 67,732 | $109.7K | 0.00% | +33,175+96.0% | Added |
| Swiss National Bank | 68,400 | $110.8K | 0.00% | −8,000−10.5% | Reduced |
| UBS Group AG | 91,049 | $147.5K | 0.00% | +62,252+216.2% | Added |
| Virtu Financial LLC | 97,594 | $158.0K | 0.02% | +97,594 | New |
| Tudor Investment Corp Et Al | 113,363 | $184.0K | 0.00% | +113,363 | New |
| Point72 Middle East FZE | 170,947 | $276.9K | 0.02% | +156,523+1,085.2% | Added |
| Stilwell Value LLC | 197,500 | $319.9K | 0.19% | +126,500+178.2% | Added |
| Susquehanna International Group, LLP | 227,773 | $369.0K | 0.00% | −124,585−35.4% | Reduced |
| Deer Park Road Corp | 250,000 | $405.0K | 1.05% | +250,000 | New |
| Two Sigma Investments, LP | 357,914 | $579.8K | 0.00% | −295,872−45.3% | Reduced |