Shift Technologies, Inc.

SFTGQDelisted Nov 20, 2023

Industry: Retail-Auto Dealers & Gasoline Stations
SEC CIK: 0001762322

SEC filings (opens in a new tab)

Shift Technologies, Inc. was delisted on Nov 20, 2023; its insiders filed their last Form 4 on Nov 20, 2023; 36 institutions reported holding it in 13F filings for Q3 2023, worth $2.47M in total; no superinvestor held it.

Q4 2022 vs. Q3 2022

How the institutions holding Shift Technologies, Inc. changed between Q3 2022 and Q4 2022.

All holders in Q4 2022 All holders in Q3 2022

13F holders of SFTGQ: Q3 2022 compared with Q4 2022
Measure	Q3 2022	Of which not filed for Q4 2022	Q4 2022	Change
Holders	58	1	75	+18
Shares	15.7M	2.90M	21.8M	+9.06M (+71.0%)
Value	$11.0M	$2.03M	$3.29M	−$5.65M (−63.2%)

1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (34)

Institutions that held Shift Technologies, Inc. at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to SFTGQ in Q4 2022
Institution	Shares	Value	% of portfolio
Jefferies Financial Group Inc.	2,897,447	$431.4K	0.01%
HB Wealth Management, LLC	567,759	$84.5K	0.00%
Amundi	314,229	$70.4K	0.00%
Two Sigma Investments, LP	164,224	$24.5K	0.00%
EP Wealth Advisors, LLC	159,104	$23.7K	0.00%
Raymond James & Associates	144,214	$21.5K	0.00%
Virtu Financial LLC	128,610	$19.0K	0.00%
Verus Financial Partners, Inc.	42,594	$8.65K	0.00%
Silvercrest Asset Management Group LLC	44,490	$6.67K	0.00%
Marathon Trading Investment Management LLC	40,129	$5.97K	0.00%
Clearstead Advisors, LLC	35,938	$5.35K	0.00%
Transcend Wealth Collective, LLC	35,616	$5.30K	0.00%
Two Sigma Advisers, LP	35,360	$5.26K	0.00%
Sterling Investment Counsel, LLC	22,977	$3.42K	0.00%
Kinloch Capital, LLC	21,335	$3.00K	0.00%
Federation des caisses Desjardins du Quebec	14,813	$2.21K	0.00%
Victory Capital Management Inc	14,003	$2.08K	0.00%
Bluefin Capital Management, LLC	13,555	$2.02K	0.00%
Cambridge Investment Research Advisors, Inc.	13,744	$2.00K	0.00%
CoreCap Advisors, LLC	7,425	$1.11K	0.00%
True Wealth Design, LLC	5,000	$744	0.00%
Citadel Advisors LLC	3,314	$493	0.00%
Belpointe Asset Management LLC	3,000	$447	0.00%
Heritage Wealth Advisors	2,681	$399	0.00%
Money Concepts Capital Corp	2,586	$385	0.00%
Advisory Services Network, LLC	1,353	$201	0.00%
South State Corp.	917	$137	0.00%
UBS Group AG	847	$127	0.00%
Cornerstone Planning Group LLC	353	$65	0.00%
Evermay Wealth Management LLC	272	$40	0.00%
Beaird Harris Wealth Management, LLC	142	$21	0.00%
SOA Wealth Advisors, LLC.	89	$13	0.00%
Ancora Advisors, LLC	283	$0	0.00%
Capital Advisors, Ltd. LLC	1	$0	0.00%

Sold out (16)

Institutions that held Shift Technologies, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of SFTGQ in Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
Lazard Asset Management LLC	352,467	$246.0K
Occudo Quantitative Strategies LP	330,445	$231.0K
BNP Paribas Arbitrage, SA	194,602	$136.2K
ArrowMark Colorado Holdings LLC	97,500	$68.0K
Susquehanna Fundamental Investments, LLC	88,186	$62.0K
Price T Rowe Associates Inc	77,300	$55.0K
Adviser Investments LLC	65,080	$46.0K
Cantor Fitzgerald, L. P.	56,250	$39.0K
Qube Research & Technologies Ltd	45,182	$32.0K
Verition Fund Management LLC	25,732	$18.0K
Nomura Holdings Inc	15,331	$11.0K
Susquehanna International Group, LLP	10,933	$8.00K
LMR Partners LLP	10,695	$7.00K
HM Payson & Co	3,000	$2.00K
Citigroup Inc	1,805	$1.00K
GPS Wealth Strategies Group, LLC	500	$0

Not filed for Q4 2022 yet (1)

Institutions that held Shift Technologies, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SFTGQ in Q3 2022 that haven't filed for Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
Jefferies Group LLC	2,897,447	$2.03M