SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in SmileDirectClub, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 139
- −9 vs. Q3 2021
- Shares held
- 39.5M
- −18.9M (−32.3%) vs. Q3 2021
- Total value
- $92.9M
- −$218.6M (−70.2%) vs. Q3 2021
- New holders
- 30
- 46 more added
- Sold out
- 39
- 44 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Frontier Capital Management Co LLC | 182,231 | $428.0K | 0.00% | −4,787,769−96.3% | Reduced |
| AWH Capital, L.P. | 195,000 | $458.0K | 0.42% | +61,500+46.1% | Added |
| Integrated Investment Consultants, LLC | 195,303 | $459.0K | 0.12% | +25,050+14.7% | Added |
| Engineers Gate Manager LP | 234,136 | $550.0K | 0.02% | +216,606+1,235.6% | Added |
| Swiss National Bank | 235,200 | $553.0K | 0.00% | 00.0% | Unchanged |
| Gabelli Funds LLC | 257,259 | $605.0K | 0.00% | +25,503+11.0% | Added |
| Royal Bank of Canada | 260,530 | $612.0K | 0.00% | −17,882−6.4% | Reduced |
| D. E. Shaw & Co., Inc. | 287,822 | $676.0K | 0.00% | +160,053+125.3% | Added |
| Group One Trading, L.P. | 298,915 | $702.0K | 0.01% | −41,615−12.2% | Reduced |
| Northern Trust Corp | 323,263 | $760.0K | 0.00% | +41,696+14.8% | Added |
| Squarepoint Ops LLC | 338,700 | $796.0K | 0.00% | −8,241−2.4% | Reduced |
| Clarkston Capital Partners, LLC | 342,016 | $804.0K | 0.01% | +10,819+3.3% | Added |
| Occudo Quantitative Strategies LP | 356,759 | $838.0K | 0.07% | +356,759 | New |
| JPMorgan Chase & Co | 363,385 | $854.0K | 0.00% | −530,848−59.4% | Reduced |
| Millennium Management LLC | 370,014 | $870.0K | 0.00% | −1,075,446−74.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 389,433 | $915.0K | 0.00% | −175,006−31.0% | Reduced |
| Paloma Partners Management Co | 411,940 | $968.0K | 0.03% | +309,442+301.9% | Added |
| Camber Capital Management LP | 425,000 | $999.0K | 0.04% | +425,000 | New |
| Deutsche Bank AG | 446,000 | $1.05M | 0.00% | −130,000−22.6% | Reduced |
| Bank of Montreal | 434,091 | $1.06M | 0.00% | +15,584+3.7% | Added |
| Rockefeller Capital Management L.P. | 476,857 | $1.12M | 0.01% | −30,900−6.1% | Reduced |
| Stephens Inc | 483,801 | $1.14M | 0.02% | +132,337+37.7% | Added |
| Charles Schwab Investment Management Inc | 519,419 | $1.22M | 0.00% | +9,816+1.9% | Added |
| Bank of America Corp | 521,522 | $1.23M | 0.00% | −303,849−36.8% | Reduced |
| Sculptor Capital LP | 539,900 | $1.27M | 0.01% | +158,500+41.6% | Added |
| Goldman Sachs Group Inc | 549,392 | $1.29M | 0.00% | −1,369,471−71.4% | Reduced |
| Susquehanna International Group, LLP | 650,683 | $1.53M | 0.00% | −1,813,597−73.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 715,597 | $1.68M | 0.04% | +479,522+203.1% | Added |
| UBS Group AG | 826,497 | $1.94M | 0.00% | −481,281−36.8% | Reduced |
| Citadel Advisors LLC | 855,250 | $2.01M | 0.00% | +39,538+4.8% | Added |
| Citigroup Inc | 877,914 | $2.06M | 0.00% | −121,094−12.1% | Reduced |
| Geode Capital Management, LLC | 968,012 | $2.27M | 0.00% | +168,363+21.1% | Added |
| Two Sigma Investments, LP | 1,196,002 | $2.81M | 0.01% | +1,196,002 | New |
| National Bank of Canada | 1,689,253 | $3.97M | 0.02% | +1,689,253 | New |
| BlackRock Inc. | 1,784,226 | $4.20M | 0.00% | +122,129+7.3% | Added |
| Morgan Stanley | 2,871,731 | $6.75M | 0.00% | +885,501+44.6% | Added |
| State Street Corp | 3,883,916 | $9.13M | 0.00% | +1,454,812+59.9% | Added |
| Vanguard Group Inc | 9,843,591 | $23.1M | 0.00% | +159,346+1.6% | Added |
| CoreCap Advisors, LLC | 124 | – | – | +124 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Clayton, Dubilier & Rice, LLC | 0 | $0 | 0.00% | −7,536,913−100.0% | Sold out |
| 683 Capital Management, LLC | 0 | $0 | 0.00% | −5,616,749−100.0% | Sold out |
| Prentice Capital Management, LP | 0 | $0 | 0.00% | −1,525,174−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −300,390−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −249,724−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −215,512−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −119,504−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −99,526−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −73,256−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −55,438−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −51,357−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −42,400−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −29,352−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −28,455−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −28,214−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Cannon Global Investment Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Gladstone Institutional Advisory LLC | 0 | $0 | 0.00% | −23,513−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −18,163−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| III Capital Management | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −14,700−100.0% | Sold out |
| Checchi Capital Advisers, LLC | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −11,825−100.0% | Sold out |
| Beirne Wealth Consulting Services, LLC | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −10,755−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −4,237−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| North Star Investment Management Corp. | 0 | $0 | 0.00% | −3,600−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Northern Oak Wealth Management Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Ironwood Financial, llc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Laurel Wealth Planning LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −390−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| First Mercantile Trust Co | – | – | – | – | Not filed |