SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in SmileDirectClub, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −8 vs. Q2 2021
- Shares held
- 58.4M
- −19.8M (−25.3%) vs. Q2 2021
- Total value
- $311.6M
- −$354.2M (−53.2%) vs. Q2 2021
- New holders
- 36
- 49 more added
- Sold out
- 44
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Humankind Investments LLC | 16,094 | $86.0K | 0.04% | +16,094 | New |
| CIBC Asset Management Inc | 15,676 | $83.0K | 0.00% | +1,478+10.4% | Added |
| Parametric Portfolio Associates LLC | 15,518 | $83.0K | 0.00% | +15,518 | New |
| Harel Insurance Investments & Financial Services Ltd. | 15,000 | $80.0K | 0.00% | +15,000 | New |
| III Capital Management | 15,000 | $79.0K | 0.01% | +15,000 | New |
| Caas Capital Management LP | 14,700 | $78.0K | 0.01% | +14,700 | New |
| Tower Research Capital LLC (TRC) | 14,210 | $75.0K | 0.00% | +14,210 | New |
| Checchi Capital Advisers, LLC | 12,800 | $68.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,890 | $68.0K | 0.00% | +2,569+24.9% | Added |
| Alpine Global Management, LLC | 12,140 | $65.0K | 0.01% | +12,140 | New |
| Cresset Asset Management, LLC | 11,825 | $62.0K | 0.00% | +11,825 | New |
| Beirne Wealth Consulting Services, LLC | 11,500 | $61.0K | 0.03% | −10,000−46.5% | Reduced |
| Boothbay Fund Management, LLC | 10,755 | $57.0K | 0.00% | −2,669−19.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 10,430 | $56.0K | 0.00% | −16,343−61.0% | Reduced |
| Stratos Wealth Partners, LTD. | 10,435 | $56.0K | 0.00% | +10,435 | New |
| Janus Henderson Group PLC | 10,341 | $55.0K | 0.00% | +10,341 | New |
| Sequoia Financial Advisors, LLC | 10,000 | $53.0K | 0.01% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 9,138 | $49.0K | 0.00% | +9,138 | New |
| American Portfolios Advisors | 8,740 | $46.5K | 0.00% | +600+7.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,115 | $43.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 5,105 | $27.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,031 | $27.0K | 0.00% | −69−1.4% | Reduced |
| Fifth Third Bancorp | 5,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 4,739 | $25.0K | 0.00% | 00.0% | Unchanged |
| Cowen and Company, LLC | 4,237 | $23.0K | 0.00% | +4,237 | New |
| Corbenic Partners LLC | 4,200 | $22.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 4,100 | $22.0K | 0.00% | +4,100 | New |
| North Star Investment Management Corp. | 3,600 | $19.0K | 0.00% | +2,000+125.0% | Added |
| Edge Wealth Management LLC | 2,715 | $14.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,600 | $9.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,300 | $7.00K | 0.00% | +1,300 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $6.92K | 0.00% | −350−21.2% | Reduced |
| Macquarie Group Ltd | 1,100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 700 | $4.00K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 953 | $4.00K | 0.00% | +953 | New |
| Gradient Investments LLC | 530 | $3.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 635 | $3.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ironwood Financial, llc | 500 | $3.00K | 0.00% | +500 | New |
| Harbour Investments, Inc. | 390 | $2.00K | 0.00% | +378+3,150.0% | Added |
| Koshinski Asset Management, Inc. | 200 | $1.06K | 0.00% | +200 | New |
| Proequities, Inc. | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 169 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 200 | $1.00K | 0.00% | +100+100.0% | Added |
| Tradewinds Capital Management, LLC | 250 | $1.00K | 0.00% | +250 | New |
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | −53−98.1% | Reduced |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 60 | $0 | 0.00% | +60 | New |
| Royce & Associates LP | 0 | $0 | 0.00% | −3,715,467−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −1,376,367−100.0% | Sold out |
| Kornitzer Capital Management Inc | 0 | $0 | 0.00% | −1,293,800−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −933,005−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −750,108−100.0% | Sold out |
| Rothschild & Co Asset Management US Inc. | 0 | $0 | 0.00% | −638,869−100.0% | Sold out |
| Davidson Kempner Capital Management LP | 0 | $0 | 0.00% | −528,700−100.0% | Sold out |
| Marathon Partners Equity Management, LLC | 0 | $0 | 0.00% | −450,000−100.0% | Sold out |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | −295,910−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −230,452−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −223,019−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −146,347−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −126,199−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −109,159−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −97,939−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −86,686−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −82,356−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −78,114−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −53,676−100.0% | Sold out |
| Cannell Peter B & Co Inc | 0 | $0 | 0.00% | −53,026−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −51,536−100.0% | Sold out |
| Strategic Wealth Partners, Ltd. | 0 | $0 | 0.00% | −46,358−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −45,280−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −42,722−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −29,190−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −25,290−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −25,378−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −24,653−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −24,037−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −21,974−100.0% | Sold out |
| First National Bank of Omaha | 0 | $0 | 0.00% | −15,840−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −15,640−100.0% | Sold out |
| Mount Yale Investment Advisors, LLC | 0 | $0 | 0.00% | −14,702−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −13,567−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −14,720−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −10,371−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,184−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Modus Advisors, LLC | 0 | $0 | 0.00% | −4,844−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,550−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −876−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Westside Investment Management, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |
| Aperimus Capital, LLC | – | – | – | – | Not filed |