Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q4 2025 vs. Q3 2025
How the institutions holding Saratoga Investment Corp. changed between Q3 2025 and Q4 2025.
All holders in Q4 2025All holders in Q3 2025
| Measure | Q3 2025 | Of which not filed for Q4 2025 | Q4 2025 | Change |
|---|---|---|---|---|
| Holders | 71 | 1 | 71 | +1 |
| Shares | 2.26M | 1.27K | 2.09M | −167.7K (−7.4%) |
| Value | $55.1M | $31.0K | $48.4M | −$6.61M (−12.0%) |
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Saratoga Investment Corp. at the end of Q4 2025 but not at the end of Q3 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Closed-End Fund Advisors, Inc. | 159,499 | $3.68M | 2.17% |
| Colony Group, LLC | 25,600 | $590.6K | 0.00% |
| Citadel Advisors LLC | 18,460 | $425.9K | 0.00% |
| Dynamic Technology Lab Private Ltd | 13,214 | $305.0K | 0.07% |
| Daytona Street Capital LLC | 1,999 | $50.6K | 0.04% |
| Kestra Advisory Services, LLC | 1,987 | $45.8K | 0.00% |
| Flagship Harbor Advisors, LLC | 443 | $10.2K | 0.00% |
| Laurel Wealth Advisors LLC | 241 | $5.56K | 0.00% |
| Triumph Capital Management | 225 | $5.19K | 0.00% |
| Avion Wealth | 204 | $4.00K | 0.00% |
| Larson Financial Group LLC | 49 | $1.13K | 0.00% |
Sold out (10)
Institutions that held Saratoga Investment Corp. at the end of Q3 2025 and filed for Q4 2025 without it.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Redhawk Wealth Advisors, Inc. | 40,356 | $984.3K |
| RMB Capital Management, LLC | 30,000 | $731.7K |
| Kovitz Investment Group Partners, LLC | 17,813 | $434.5K |
| Marshall Wace, LLP | 16,631 | $405.6K |
| Bard Associates Inc | 14,256 | $347.7K |
| VestGen Advisors, LLC | 12,759 | $311.2K |
| Advisory Services Network, LLC | 1,841 | $44.9K |
| Quantbot Technologies LP | 1,464 | $35.7K |
| Hantz Financial Services, Inc. | 75 | $2.00K |
| FMR LLC | 1 | $24 |
Not filed for Q4 2025 yet (1)
Institutions that held Saratoga Investment Corp. at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Promus Capital, LLC | 1,273 | $31.0K |