Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q3 2021 vs. Q2 2021
How the institutions holding Saratoga Investment Corp. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Holders | 47 | 53 | +6 |
| Shares | 1.17M | 1.27M | +96.5K (+8.2%) |
| Value | $31.6M | $36.5M | +$4.98M (+15.8%) |
New holders (10)
Institutions that held Saratoga Investment Corp. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Ameriprise Financial Inc | 26,809 | $773.0K | 0.00% |
| Advisory Research Inc | 20,339 | $585.0K | 0.04% |
| Davidson Trust Co | 13,000 | $374.0K | 0.29% |
| Ahrens Investment Partners LLC | 10,910 | $314.0K | 0.15% |
| Commonwealth Equity Services, LLC | 9,780 | $281.0K | 0.00% |
| Cetera Advisors LLC | 7,488 | $215.0K | 0.00% |
| FNY Investment Advisers, LLC | 1,399 | $40.0K | 0.02% |
| Tower Research Capital LLC (TRC) | 533 | $15.0K | 0.00% |
| Carmichael Hill & Associates, Inc. | 215 | $6.00K | 0.00% |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% |
Sold out (4)
Institutions that held Saratoga Investment Corp. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| D. E. Shaw & Co., Inc. | 13,405 | $360.0K |
| Advisory Services Network, LLC | 217 | $6.00K |
| FMR LLC | 2 | $0 |
| Tfo-TDC, LLC | 17 | $0 |