Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +6 vs. Q2 2024
- Shares held
- 123.0M
- +22.3M (+22.2%) vs. Q2 2024
- Total value
- $1.94B
- +$688.1M (+55.2%) vs. Q2 2024
- New holders
- 33
- 76 more added
- Sold out
- 27
- 95 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 492,100 | $7.75M | 0.00% | −43,173−8.1% | Reduced |
| Norges Bank | 558,553 | $8.79M | 0.00% | −77,457−12.2% | Reduced |
| Invesco Ltd. | 567,147 | $8.92M | 0.00% | −220,892−28.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 611,323 | $9.62M | 0.01% | +611,323 | New |
| State of New Jersey Common Pension Fund D | 657,866 | $10.3M | 0.04% | −29,164−4.2% | Reduced |
| Rbo & Co LLC | 756,905 | $11.9M | 1.88% | −4,221−0.6% | Reduced |
| Neuberger Berman Group LLC | 775,877 | $12.2M | 0.01% | −380,810−32.9% | Reduced |
| Goldman Sachs Group Inc | 849,579 | $13.4M | 0.00% | −439,540−34.1% | Reduced |
| Strategy Asset Managers LLC | 876,179 | $13.8M | 2.65% | +320,520+57.7% | Added |
| Millennium Management LLC | 897,703 | $14.1M | 0.01% | +579,490+182.1% | Added |
| UBS Asset Management Americas Inc | 952,252 | $15.0M | 0.00% | +711,835+296.1% | Added |
| Legal & General Group Plc | 962,560 | $15.1M | 0.00% | −87,518−8.3% | Reduced |
| Quinn Opportunity Partners LLC | 995,681 | $15.7M | 1.56% | +985,681+9,856.8% | Added |
| Bank of New York Mellon Corp | 1,142,022 | $18.0M | 0.00% | −164,844−12.6% | Reduced |
| Northern Trust Corp | 1,438,648 | $22.6M | 0.00% | +38,958+2.8% | Added |
| Citadel Advisors LLC | 1,458,880 | $22.9M | 0.02% | +1,003,206+220.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,504,285 | $23.7M | 0.02% | −1,796,032−54.4% | Reduced |
| Cbre Clarion Securities LLC | 1,652,877 | $26.0M | 0.41% | −967,367−36.9% | Reduced |
| Dimensional Fund Advisors LP | 1,804,857 | $28.4M | 0.01% | −29,267−1.6% | Reduced |
| Lasalle Investment Management Securities LLC | 1,811,064 | $28.5M | 1.09% | −2,266,421−55.6% | Reduced |
| Schroder Investment Management Group | 2,042,989 | $31.9M | 0.03% | −11,282−0.5% | Reduced |
| JPMorgan Chase & Co | 2,039,037 | $32.1M | 0.00% | −247,445−10.8% | Reduced |
| Morgan Stanley | 2,231,986 | $35.1M | 0.00% | +537,368+31.7% | Added |
| Charles Schwab Investment Management Inc | 2,347,118 | $36.9M | 0.01% | +85,037+3.8% | Added |
| Balyasny Asset Management LLC | 2,676,818 | $42.1M | 0.11% | +1,056,208+65.2% | Added |
| Alyeska Investment Group, L.P. | 3,131,367 | $49.3M | 0.25% | +3,131,367 | New |
| Geode Capital Management, LLC | 3,290,973 | $51.8M | 0.00% | +24,421+0.7% | Added |
| Federated Hermes, Inc. | 4,685,465 | $73.7M | 0.16% | +127,819+2.8% | Added |
| Principal Financial Group Inc | 6,107,593 | $96.1M | 0.05% | +75,803+1.3% | Added |
| State Street Corp | 7,307,812 | $116.1M | 0.00% | −99,472−1.3% | Reduced |
| Centersquare Investment Management LLC | 9,508,450 | $149.6M | 1.40% | +46,162+0.5% | Added |
| Vanguard Group Inc | 19,468,276 | $306.2M | 0.01% | −115,560−0.6% | Reduced |
| BlackRock, Inc. | 23,174,427 | $364.5M | 0.01% | +23,174,427 | New |
| International Assets Investment Management, LLC | 1,872 | – | – | +1,753+1,473.1% | Added |
| Jennison Associates LLC | 0 | $0 | 0.00% | −624,831−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −390,231−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −339,896−100.0% | Sold out |
| GSI Capital Advisors LLC | 0 | $0 | 0.00% | −205,101−100.0% | Sold out |
| Vanderbilt University | 0 | $0 | 0.00% | −52,104−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −44,159−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −38,653−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −25,754−100.0% | Sold out |
| Inceptionr LLC | 0 | $0 | 0.00% | −21,999−100.0% | Sold out |
| Sherbrooke Park Advisers LLC | 0 | $0 | 0.00% | −20,938−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −19,640−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −15,693−100.0% | Sold out |
| Everence Capital Management Inc | 0 | $0 | 0.00% | −14,970−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −14,488−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −11,804−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −10,799−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −10,296−100.0% | Sold out |
| Point72 (DIFC) Ltd | 0 | $0 | 0.00% | −7,523−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −6,557−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −3,295−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −2,473−100.0% | Sold out |
| Family Firm, Inc. | 0 | $0 | 0.00% | −1,235−100.0% | Sold out |
| Triad Wealth Partners, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Financial Connections Group, Inc. | 0 | $0 | 0.00% | −315−100.0% | Sold out |
| Cultivar Capital, Inc. | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Bell Investment Advisors, Inc | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |