Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +10 vs. Q3 2021
- Shares held
- 118.9M
- +1.67M (+1.4%) vs. Q3 2021
- Total value
- $2.33B
- +$285.6M (+14.0%) vs. Q3 2021
- New holders
- 31
- 79 more added
- Sold out
- 21
- 86 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legal & General Group Plc | 1,012,900 | $19.9M | 0.01% | +15,614+1.6% | Added |
| Cbre Clarion Securities LLC | 1,026,990 | $20.1M | 0.29% | +586,882+133.3% | Added |
| Adelante Capital Management LLC | 1,097,526 | $21.5M | 0.95% | −8,931−0.8% | Reduced |
| Aew Capital Management L P | 1,147,463 | $22.5M | 0.59% | +1,147,463 | New |
| Norges Bank | 1,184,734 | $23.2M | 0.00% | −17,176−1.4% | Reduced |
| Goldman Sachs Group Inc | 1,209,053 | $23.7M | 0.01% | +430,559+55.3% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 1,222,808 | $24.0M | 0.05% | −26,149−2.1% | Reduced |
| JPMorgan Chase & Co | 1,229,621 | $24.1M | 0.00% | +36,885+3.1% | Added |
| Neuberger Berman Group LLC | 1,412,442 | $27.7M | 0.02% | +330,315+30.5% | Added |
| Granite Investment Partners, LLC | 1,463,910 | $28.7M | 0.84% | +59,502+4.2% | Added |
| Jennison Associates LLC | 1,620,965 | $31.8M | 0.02% | −60,321−3.6% | Reduced |
| Charles Schwab Investment Management Inc | 1,676,022 | $32.9M | 0.01% | +29,382+1.8% | Added |
| Bank of New York Mellon Corp | 1,704,072 | $33.4M | 0.01% | −433,876−20.3% | Reduced |
| Northwood Liquid Management LP | 1,769,397 | $34.7M | 6.36% | +1,278,697+260.6% | Added |
| Dimensional Fund Advisors LP | 1,848,824 | $36.2M | 0.01% | −21,117−1.1% | Reduced |
| Waterfront Capital Partners, LLC | 2,190,532 | $42.9M | 2.63% | +2,190,532 | New |
| Lasalle Investment Management Securities LLC | 2,287,998 | $44.8M | 1.34% | −344,236−13.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 2,339,511 | $45.9M | 0.03% | −308,397−11.6% | Reduced |
| Northern Trust Corp | 2,457,244 | $48.2M | 0.01% | −16,812−0.7% | Reduced |
| Geode Capital Management, LLC | 2,505,911 | $49.1M | 0.01% | −34,004−1.3% | Reduced |
| Ranger Global Real Estate Advisors, LLC | 2,708,391 | $53.1M | 4.69% | −153,993−5.4% | Reduced |
| Federated Hermes, Inc. | 2,909,753 | $57.0M | 0.11% | −265,913−8.4% | Reduced |
| Land & Buildings Investment Management, LLC | 3,078,950 | $60.3M | 9.74% | +687,460+28.7% | Added |
| Millennium Management LLC | 3,142,352 | $61.6M | 0.07% | +1,063,495+51.2% | Added |
| APG Asset Management US Inc. | 3,373,500 | $66.1M | 0.35% | −341,500−9.2% | Reduced |
| State Street Corp | 6,594,760 | $130.5M | 0.01% | +261,930+4.1% | Added |
| Vanguard Group Inc | 18,941,253 | $371.2M | 0.01% | +309,557+1.7% | Added |
| BlackRock Inc. | 22,269,037 | $436.5M | 0.01% | +835,671+3.9% | Added |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −294,288−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −91,451−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −71,100−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −31,727−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −27,739−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −22,261−100.0% | Sold out |
| Eii Capital Management, Inc. | 0 | $0 | 0.00% | −20,030−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −17,143−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −16,496−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −12,564−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −12,309−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −11,395−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −11,200−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −11,004−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −10,741−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −10,135−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −2,719−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −585−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −379−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −221−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |