Pzena Investment Management, Inc.
PZNDelisted Oct 31, 2022- Industry
- Investment Advice
- SEC CIK
- 0001399249
Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Pzena Investment Management, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Pzena Investment Management, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Greenblatt Joel | Director | 0Indirect | Nov 2, 2022 | 0 |
| Pzena Richard Stanton | Chairman, CEO and Co-CIO | 0Indirect | Nov 2, 2022 | 0 |
| Lipsey William Louis | Pres., Marketing/Client Serv. | 0Indirect | Nov 2, 2022 | 0 |
| Goetz John Paul | President and Co-CIO | 0 | Nov 2, 2022 | 0 |
| Galbraith Steven M | Director | 0 | Nov 2, 2022 | 0 |
| Meyerowich Richard P. | Director | 0 | Nov 2, 2022 | 0 |
| Johnston Charles D | Director | 0 | Nov 2, 2022 | 0 |
| Doran Jessica R | Chief Financial Officer | 0Indirect | Nov 2, 2022 | 0 |
| Cai Chenyu Caroline | Executive Vice President | 0Indirect | Nov 2, 2022 | 0 |
| Fire Evan K. | Chief Operating Officer | 0Indirect | Nov 2, 2022 | 0 |
| Jeffries Shavar Dakel | Director | 0 | Nov 2, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 (view filing) | Dec 21-22 | 2 days | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | −28.7K | $9.39 | −$269.4K | −12.6%199.9K after | 4 lots |
| Dec 28, 2021 (view filing) | Dec 23-27 | 5 days | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | −9.10K | $9.63 | −$87.6K | −4.6%190.8K after | 2 lots |
| Dec 28, 2021 (view filing) | Dec 28 | Same day | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | +1.55K | $9.78 | +$15.2K | +0.8%189.2K after | |
| Jan 3, 2022 (view filing) | Dec 29-30, 2021 | 5 days | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | −4.10K | $9.78 | −$40.1K | −2.2%185.1K after | 2 lots |
| Jan 6, 2022 (view filing) | Jan 4 | 2 days | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | −500 | $9.76 | −$4.88K | −0.3%184.6K after | |
| Jan 11, 2022 (view filing) | Jan 10-11 | 1 day | Cai Chenyu CarolineExecutive Vice President | SSaleClass A Common stock, par value $0.01 | −6.04K | $9.84 | −$59.5K | −3.3%178.6K after | 2 lots |
| Mar 31, 2022 (view filing) | Mar 29 | 2 days | Pzena Richard StantonChairman, CEO and Co-CIO | SSaleClass B common stock, par value $0.000001 | −779.6K | $5.45 | −$4.25M | −4.3%17.5M after | |
| Mar 31, 2022 (view filing) | Mar 29 | 2 days | Pzena Richard StantonChairman, CEO and Co-CIO | PPurchaseClass B common stock, par value $0.000001 | +779.6K | $5.45 | +$4.25M | +12.2%7.19M after | |
| Mar 31, 2022 (view filing) | Mar 29 | 2 days | Pzena Richard StantonChairman, CEO and Co-CIO | SSaleClass A common stock, par value $0.01 | −779.6K | $5.45 | −$4.25M | –17.5M after | Derivative |
| Mar 31, 2022 (view filing) | Mar 29 | 2 days | Pzena Richard StantonChairman, CEO and Co-CIO | PPurchaseClass A common stock, par value $0.01 | +779.6K | $5.45 | +$4.25M | –7.19M after | Derivative |