Pzena Investment Management, Inc.
PZNDelisted Oct 31, 2022- Industry
- Investment Advice
- SEC CIK
- 0001399249
Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Pzena Investment Management, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PZN is no longer listed, so this page shows Q3 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 77
- +10 vs. Q2 2022
- Shares held
- 10.8M
- +163.8K (+1.5%) vs. Q2 2022
- Total value
- $102.9M
- +$32.5M (+46.2%) vs. Q2 2022
- New holders
- 23
- 25 more added
- Sold out
- 13
- 25 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 77 | $102.9M |
| Q2 2022 | 67 | $70.4M |
| Q1 2022 | 76 | $88.6M |
| Q4 2021 | 73 | $101.7M |
| Q3 2021 | 73 | $104.8M |
| Q2 2021 | 68 | $116.3M |
| Q1 2021 | 73 | $113.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 1,998,036 | $18.9M | 1.32% | +40,858+2.1% | Added |
| BlackRock Inc. | 929,762 | $8.81M | 0.00% | −41,865−4.3% | Reduced |
| Vanguard Group Inc | 840,172 | $7.96M | 0.00% | +13,267+1.6% | Added |
| Renaissance Technologies LLC | 717,050 | $6.80M | 0.01% | −77,100−9.7% | Reduced |
| Deprince Race & Zollo Inc | 586,565 | $5.56M | 0.14% | −45,419−7.2% | Reduced |
| Cacti Asset Management LLC | 569,954 | $5.40M | 0.56% | −151,196−21.0% | Reduced |
| Gabelli Funds LLC | 465,319 | $4.41M | 0.04% | +175,782+60.7% | Added |
| Brandywine Global Investment Management, LLC | 325,548 | $3.09M | 0.03% | +17,354+5.6% | Added |
| Dimensional Fund Advisors LP | 321,519 | $3.05M | 0.00% | −45,996−12.5% | Reduced |
| Gamco Investors, Inc. Et Al | 313,285 | $2.97M | 0.03% | +124,785+66.2% | Added |
| State Street Corp | 299,643 | $2.84M | 0.00% | +8,383+2.9% | Added |
| Boston Partners | 296,753 | $2.81M | 0.00% | −9,446−3.1% | Reduced |
| Geode Capital Management, LLC | 285,763 | $2.71M | 0.00% | +916+0.3% | Added |
| Rock Point Advisors, LLC | 284,765 | $2.70M | 1.00% | −6,725−2.3% | Reduced |
| Russell Investments Group, Ltd. | 202,059 | $1.91M | 0.00% | −14,258−6.6% | Reduced |
| Northern Trust Corp | 161,741 | $1.53M | 0.00% | −4,299−2.6% | Reduced |
| Morgan Stanley | 154,066 | $1.46M | 0.00% | +13,754+9.8% | Added |
| JCP Investment Management, LLC | 140,981 | $1.34M | 0.95% | +140,981 | New |
| Teton Advisors, Inc. | 130,000 | $1.23M | 0.30% | −20,000−13.3% | Reduced |
| Los Angeles Capital Management LLC | 127,267 | $1.21M | 0.01% | −7,080−5.3% | Reduced |
| Great Lakes Advisors, LLC | 125,637 | $1.19M | 0.03% | −80,331−39.0% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 113,600 | $1.08M | 0.14% | +113,600 | New |
| Ergoteles LLC | 107,899 | $1.02M | 0.04% | +107,899 | New |
| Highland Capital Management Fund Advisors, L.P. | 101,697 | $964.0K | 0.06% | +101,697 | New |
| Bank of New York Mellon Corp | 96,631 | $916.0K | 0.00% | +6,140+6.8% | Added |
| Sagefield Capital LP | 88,793 | $842.0K | 0.27% | +88,793 | New |
| EHP Funds Inc. | 84,280 | $799.0K | 0.18% | +84,280 | New |
| Goldman Sachs Group Inc | 66,455 | $630.0K | 0.00% | −25,845−28.0% | Reduced |
| Bridgeway Capital Management, LLC | 63,400 | $601.0K | 0.02% | −5,500−8.0% | Reduced |
| STRS Ohio | 60,100 | $569.0K | 0.00% | −17,200−22.3% | Reduced |
| Diametric Capital, LP | 55,723 | $528.0K | 0.27% | +55,723 | New |
| Panagora Asset Management Inc | 52,771 | $500.0K | 0.00% | −52,984−50.1% | Reduced |
| Arena Investors LP | 51,466 | $487.9K | 0.25% | +51,466 | New |
| State of Tennessee, Treasury Department | 49,974 | $474.0K | 0.00% | 00.0% | Unchanged |
| Kellner Capital, LLC | 49,874 | $473.0K | 0.27% | +49,874 | New |
| State of Wisconsin Investment Board | 49,124 | $466.0K | 0.00% | −12,349−20.1% | Reduced |
| Nuveen Asset Management, LLC | 47,371 | $449.0K | 0.00% | −33,032−41.1% | Reduced |
| Charles Schwab Investment Management Inc | 45,206 | $429.0K | 0.00% | +127+0.3% | Added |
| HSBC Holdings PLC | 37,328 | $355.0K | 0.00% | +37,328 | New |
| Iat Reinsurance Co Ltd. | 35,000 | $332.0K | 0.06% | +35,000 | New |
| PenderFund Capital Management Ltd. | 23,991 | $314.0K | 0.10% | +23,991 | New |
| Price T Rowe Associates Inc | 29,383 | $278.0K | 0.00% | +11,659+65.8% | Added |
| Prelude Capital Management, LLC | 27,159 | $257.0K | 0.01% | +27,159 | New |
| Rhumbline Advisers | 27,038 | $256.0K | 0.00% | +1,291+5.0% | Added |
| Alliancebernstein L.P. | 25,922 | $246.0K | 0.00% | −500−1.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 24,990 | $237.0K | 0.00% | −15,391−38.1% | Reduced |
| Quinn Opportunity Partners LLC | 20,903 | $198.2K | 0.02% | +20,903 | New |
| Ritholtz Wealth Management | 11,897 | $113.0K | 0.01% | +13+0.1% | Added |
| New York State Common Retirement Fund | 11,556 | $110.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 10,048 | $95.3K | 0.00% | +1,040+11.5% | Added |
| Tudor Investment Corp Et Al | 10,000 | $95.0K | 0.00% | +10,000 | New |
| Havens Advisors LLC | 10,000 | $95.0K | 0.14% | +10,000 | New |
| JPMorgan Chase & Co | 9,123 | $86.0K | 0.00% | +61+0.7% | Added |
| American International Group, Inc. | 7,838 | $74.0K | 0.00% | +17+0.2% | Added |
| Bank of America Corp | 7,555 | $72.0K | 0.00% | +1,354+21.8% | Added |
| Wolverine Asset Management LLC | 7,664 | $72.0K | 0.00% | +7,664 | New |
| Deutsche Bank AG | 7,464 | $70.0K | 0.00% | −1,118−13.0% | Reduced |
| California State Teachers Retirement System | 6,516 | $62.0K | 0.00% | −630−8.8% | Reduced |
| Ancora Advisors, LLC | 5,000 | $47.0K | 0.00% | +5,000 | New |
| Longfellow Investment Management Co LLC | 3,785 | $36.0K | 0.01% | +3,785 | New |
| Royal Bank of Canada | 3,601 | $34.0K | 0.00% | +108+3.1% | Added |
| UBS Group AG | 3,195 | $30.0K | 0.00% | +1,440+82.1% | Added |
| Amalgamated Bank | 2,659 | $25.0K | 0.00% | +17+0.6% | Added |
| FNY Investment Advisers, LLC | 2,400 | $22.0K | 0.02% | +2,400 | New |
| Tower Research Capital LLC (TRC) | 2,246 | $21.0K | 0.00% | +802+55.5% | Added |
| Legal & General Group Plc | 2,135 | $20.0K | 0.00% | +421+24.6% | Added |
| The PNC Financial Services Group, Inc. | 1,306 | $12.0K | 0.00% | +1,196+1,087.3% | Added |
| Ameritas Investment Partners, Inc. | 1,231 | $11.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 700 | $7.00K | 0.00% | −2,045−74.5% | Reduced |
| FMR LLC | 685 | $6.00K | 0.00% | +302+78.9% | Added |
| Wells Fargo & Company | 502 | $5.00K | 0.00% | −170−25.3% | Reduced |
| CWM, LLC | 483 | $5.00K | 0.00% | +483 | New |
| Simplex Trading, LLC | 466 | $4.00K | 0.00% | +466 | New |
| Citigroup Inc | 347 | $3.00K | 0.00% | −843−70.8% | Reduced |
| Quadrant Capital Group LLC | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 91 | $1.00K | 0.00% | +74+435.3% | Added |
| Covestor Ltd | 73 | $1.00K | 0.00% | +73 | New |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −263,210−100.0% | Sold out |
| Nierenberg Investment Management Company, Inc. | 0 | $0 | 0.00% | −94,540−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −55,174−100.0% | Sold out |
| LSV Asset Management | 0 | $0 | 0.00% | −48,800−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −19,594−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,902−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −18,631−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −15,702−100.0% | Sold out |
| Chicago Trust Co NA | 0 | $0 | 0.00% | −14,105−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −10,093−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −4,998−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −16−100.0% | Sold out |