Pzena Investment Management, Inc.
PZNDelisted Oct 31, 2022- Industry
- Investment Advice
- SEC CIK
- 0001399249
Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Pzena Investment Management, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PZN is no longer listed, so this page shows Q3 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 77
- +10 vs. Q2 2022
- Shares held
- 10.8M
- +163.8K (+1.5%) vs. Q2 2022
- Total value
- $102.9M
- +$32.5M (+46.2%) vs. Q2 2022
- New holders
- 23
- 25 more added
- Sold out
- 13
- 25 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 77 | $102.9M |
| Q2 2022 | 67 | $70.4M |
| Q1 2022 | 76 | $88.6M |
| Q4 2021 | 73 | $101.7M |
| Q3 2021 | 73 | $104.8M |
| Q2 2021 | 68 | $116.3M |
| Q1 2021 | 73 | $113.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quadrant Capital Group LLC | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 91 | $1.00K | 0.00% | +74+435.3% | Added |
| Covestor Ltd | 73 | $1.00K | 0.00% | +73 | New |
| Citigroup Inc | 347 | $3.00K | 0.00% | −843−70.8% | Reduced |
| Simplex Trading, LLC | 466 | $4.00K | 0.00% | +466 | New |
| Wells Fargo & Company | 502 | $5.00K | 0.00% | −170−25.3% | Reduced |
| CWM, LLC | 483 | $5.00K | 0.00% | +483 | New |
| FMR LLC | 685 | $6.00K | 0.00% | +302+78.9% | Added |
| Barclays PLC | 700 | $7.00K | 0.00% | −2,045−74.5% | Reduced |
| Ameritas Investment Partners, Inc. | 1,231 | $11.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,306 | $12.0K | 0.00% | +1,196+1,087.3% | Added |
| Legal & General Group Plc | 2,135 | $20.0K | 0.00% | +421+24.6% | Added |
| Tower Research Capital LLC (TRC) | 2,246 | $21.0K | 0.00% | +802+55.5% | Added |
| FNY Investment Advisers, LLC | 2,400 | $22.0K | 0.02% | +2,400 | New |
| Amalgamated Bank | 2,659 | $25.0K | 0.00% | +17+0.6% | Added |
| UBS Group AG | 3,195 | $30.0K | 0.00% | +1,440+82.1% | Added |
| Royal Bank of Canada | 3,601 | $34.0K | 0.00% | +108+3.1% | Added |
| Longfellow Investment Management Co LLC | 3,785 | $36.0K | 0.01% | +3,785 | New |
| Ancora Advisors, LLC | 5,000 | $47.0K | 0.00% | +5,000 | New |
| California State Teachers Retirement System | 6,516 | $62.0K | 0.00% | −630−8.8% | Reduced |
| Deutsche Bank AG | 7,464 | $70.0K | 0.00% | −1,118−13.0% | Reduced |
| Bank of America Corp | 7,555 | $72.0K | 0.00% | +1,354+21.8% | Added |
| Wolverine Asset Management LLC | 7,664 | $72.0K | 0.00% | +7,664 | New |
| American International Group, Inc. | 7,838 | $74.0K | 0.00% | +17+0.2% | Added |
| JPMorgan Chase & Co | 9,123 | $86.0K | 0.00% | +61+0.7% | Added |
| Tudor Investment Corp Et Al | 10,000 | $95.0K | 0.00% | +10,000 | New |
| Havens Advisors LLC | 10,000 | $95.0K | 0.14% | +10,000 | New |
| BNP Paribas Arbitrage, SA | 10,048 | $95.3K | 0.00% | +1,040+11.5% | Added |
| New York State Common Retirement Fund | 11,556 | $110.0K | 0.00% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 11,897 | $113.0K | 0.01% | +13+0.1% | Added |
| Quinn Opportunity Partners LLC | 20,903 | $198.2K | 0.02% | +20,903 | New |
| O'Shaughnessy Asset Management, LLC | 24,990 | $237.0K | 0.00% | −15,391−38.1% | Reduced |
| Alliancebernstein L.P. | 25,922 | $246.0K | 0.00% | −500−1.9% | Reduced |
| Rhumbline Advisers | 27,038 | $256.0K | 0.00% | +1,291+5.0% | Added |
| Prelude Capital Management, LLC | 27,159 | $257.0K | 0.01% | +27,159 | New |
| Price T Rowe Associates Inc | 29,383 | $278.0K | 0.00% | +11,659+65.8% | Added |
| PenderFund Capital Management Ltd. | 23,991 | $314.0K | 0.10% | +23,991 | New |
| Iat Reinsurance Co Ltd. | 35,000 | $332.0K | 0.06% | +35,000 | New |
| HSBC Holdings PLC | 37,328 | $355.0K | 0.00% | +37,328 | New |
| Charles Schwab Investment Management Inc | 45,206 | $429.0K | 0.00% | +127+0.3% | Added |
| Nuveen Asset Management, LLC | 47,371 | $449.0K | 0.00% | −33,032−41.1% | Reduced |
| State of Wisconsin Investment Board | 49,124 | $466.0K | 0.00% | −12,349−20.1% | Reduced |
| Kellner Capital, LLC | 49,874 | $473.0K | 0.27% | +49,874 | New |
| State of Tennessee, Treasury Department | 49,974 | $474.0K | 0.00% | 00.0% | Unchanged |
| Arena Investors LP | 51,466 | $487.9K | 0.25% | +51,466 | New |
| Panagora Asset Management Inc | 52,771 | $500.0K | 0.00% | −52,984−50.1% | Reduced |
| Diametric Capital, LP | 55,723 | $528.0K | 0.27% | +55,723 | New |
| STRS Ohio | 60,100 | $569.0K | 0.00% | −17,200−22.3% | Reduced |
| Bridgeway Capital Management, LLC | 63,400 | $601.0K | 0.02% | −5,500−8.0% | Reduced |
| Goldman Sachs Group Inc | 66,455 | $630.0K | 0.00% | −25,845−28.0% | Reduced |
| EHP Funds Inc. | 84,280 | $799.0K | 0.18% | +84,280 | New |
| Sagefield Capital LP | 88,793 | $842.0K | 0.27% | +88,793 | New |
| Bank of New York Mellon Corp | 96,631 | $916.0K | 0.00% | +6,140+6.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 101,697 | $964.0K | 0.06% | +101,697 | New |
| Ergoteles LLC | 107,899 | $1.02M | 0.04% | +107,899 | New |
| Gabelli & Co Investment Advisers, Inc. | 113,600 | $1.08M | 0.14% | +113,600 | New |
| Great Lakes Advisors, LLC | 125,637 | $1.19M | 0.03% | −80,331−39.0% | Reduced |
| Los Angeles Capital Management LLC | 127,267 | $1.21M | 0.01% | −7,080−5.3% | Reduced |
| Teton Advisors, Inc. | 130,000 | $1.23M | 0.30% | −20,000−13.3% | Reduced |
| JCP Investment Management, LLC | 140,981 | $1.34M | 0.95% | +140,981 | New |
| Morgan Stanley | 154,066 | $1.46M | 0.00% | +13,754+9.8% | Added |
| Northern Trust Corp | 161,741 | $1.53M | 0.00% | −4,299−2.6% | Reduced |
| Russell Investments Group, Ltd. | 202,059 | $1.91M | 0.00% | −14,258−6.6% | Reduced |
| Rock Point Advisors, LLC | 284,765 | $2.70M | 1.00% | −6,725−2.3% | Reduced |
| Geode Capital Management, LLC | 285,763 | $2.71M | 0.00% | +916+0.3% | Added |
| Boston Partners | 296,753 | $2.81M | 0.00% | −9,446−3.1% | Reduced |
| State Street Corp | 299,643 | $2.84M | 0.00% | +8,383+2.9% | Added |
| Gamco Investors, Inc. Et Al | 313,285 | $2.97M | 0.03% | +124,785+66.2% | Added |
| Dimensional Fund Advisors LP | 321,519 | $3.05M | 0.00% | −45,996−12.5% | Reduced |
| Brandywine Global Investment Management, LLC | 325,548 | $3.09M | 0.03% | +17,354+5.6% | Added |
| Gabelli Funds LLC | 465,319 | $4.41M | 0.04% | +175,782+60.7% | Added |
| Cacti Asset Management LLC | 569,954 | $5.40M | 0.56% | −151,196−21.0% | Reduced |
| Deprince Race & Zollo Inc | 586,565 | $5.56M | 0.14% | −45,419−7.2% | Reduced |
| Renaissance Technologies LLC | 717,050 | $6.80M | 0.01% | −77,100−9.7% | Reduced |
| Vanguard Group Inc | 840,172 | $7.96M | 0.00% | +13,267+1.6% | Added |
| BlackRock Inc. | 929,762 | $8.81M | 0.00% | −41,865−4.3% | Reduced |
| Punch & Associates Investment Management, Inc. | 1,998,036 | $18.9M | 1.32% | +40,858+2.1% | Added |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −263,210−100.0% | Sold out |
| Nierenberg Investment Management Company, Inc. | 0 | $0 | 0.00% | −94,540−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −55,174−100.0% | Sold out |
| LSV Asset Management | 0 | $0 | 0.00% | −48,800−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −19,594−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,902−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −18,631−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −15,702−100.0% | Sold out |
| Chicago Trust Co NA | 0 | $0 | 0.00% | −14,105−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −10,093−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −4,998−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −16−100.0% | Sold out |