Cai Chenyu Caroline's Form 4 filing
Pzena Investment Management, Inc. (PZN) · filed Jan 3, 2022
- Accession no.
- 0001567619-22-000001
- Filed
- Jan 3, 2022
- Trade date
- Dec 29-30, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $40.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cai Chenyu CarolineCIK 0001768116 | Director, Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions were executed in multiple trades at prices ranging from $9.75 to $9.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The transactions were executed in multiple trades at prices ranging from $9.75 to $9.8850. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.