Skip to main content

Pzena Investment Management, Inc.

PZNDelisted Oct 31, 2022
Industry
Investment Advice
SEC CIK
0001399249

Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.

13F holders, Q1 2022

Institutional positions in Pzena Investment Management, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
76
+3 vs. Q4 2021
Shares held
11.0M
+304.4K (+2.8%) vs. Q4 2021
Total value
$88.6M
−$13.1M (−12.8%) vs. Q4 2021
New holders
8
23 more added
Sold out
5
34 more reduced

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 76 institutions
Q1 2021: 73 institutionsQ2 2021: 68 institutionsQ3 2021: 73 institutionsQ4 2021: 73 institutionsQ1 2022: 76 institutionsQ2 2022: 67 institutionsQ3 2022: 77 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2022: $88.6M
Q1 2021: $113.6MQ2 2021: $116.3MQ3 2021: $104.8MQ4 2021: $101.7MQ1 2022: $88.6MQ2 2022: $70.4MQ3 2022: $102.9MQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding PZN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 202277$102.9M
Q2 202267$70.4M
Q1 202276$88.6M
Q4 202173$101.7M
Q3 202173$104.8M
Q2 202168$116.3M
Q1 202173$113.6M

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q4 2021.

Institutions holding PZN in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
The PNC Financial Services Group, Inc.110$00.00%00.0%Unchanged
Quadrant Capital Group LLC96$1.00K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.462$4.00K0.00%+462New
Citigroup Inc600$5.00K0.00%−3,772−86.3%Reduced
FMR LLC711$6.00K0.00%+597+523.7%Added
Tower Research Capital LLC (TRC)1,014$8.00K0.00%+69+7.3%Added
Ameritas Investment Partners, Inc.1,231$10.0K0.00%00.0%Unchanged
Legal & General Group Plc1,714$14.0K0.00%+110+6.9%Added
UBS Group AG1,970$15.0K0.00%−2,514−56.1%Reduced
Amalgamated Bank2,721$22.0K0.00%+2,721New
Amalgamated Financial Corp.2,721$22.0K0.00%+2,721New
Bank of America Corp3,258$26.0K0.00%−5,024−60.7%Reduced
Captrust Financial Advisors4,030$32.0K0.00%−13−0.3%Reduced
Dorsey Wright & Associates4,270$34.0K0.01%−574−11.8%Reduced
Barclays PLC4,612$37.0K0.00%−17,512−79.2%Reduced
Royal Bank of Canada5,291$42.0K0.00%−1,838−25.8%Reduced
BNP Paribas Arbitrage, SA5,490$44.0K0.00%−301−5.2%Reduced
Nisa Investment Advisors, LLC6,250$50.0K0.00%+5,420+653.0%Added
California State Teachers Retirement System6,474$52.0K0.00%−1,590−19.7%Reduced
American International Group, Inc.8,270$66.0K0.00%−583−6.6%Reduced
Deutsche Bank AG9,725$78.0K0.00%−1,080−10.0%Reduced
JPMorgan Chase & Co10,667$86.0K0.00%−20,428−65.7%Reduced
Kingsview Wealth Management, LLC11,074$88.8K0.00%−2,348−17.5%Reduced
Connor, Clark & Lunn Investment Management Ltd.11,576$93.0K0.00%−1,683−12.7%Reduced
New York State Common Retirement Fund11,556$93.0K0.00%00.0%Unchanged
Trexquant Investment LP11,564$93.0K0.00%+11,564New
Ritholtz Wealth Management11,722$94.0K0.01%−3,777−24.4%Reduced
Arrowstreet Capital, Limited Partnership12,282$99.0K0.00%−100,475−89.1%Reduced
Price T Rowe Associates Inc12,439$100.0K0.00%+300+2.5%Added
Chicago Trust Co NA14,105$113.0K0.02%00.0%Unchanged
Two Sigma Securities, LLC14,270$114.0K0.02%+14,270New
Meeder Asset Management Inc18,366$147.0K0.01%−25−0.1%Reduced
Millennium Management LLC19,181$154.0K0.00%−26,104−57.6%Reduced
Rhumbline Advisers20,900$168.0K0.00%+11+0.1%Added
Martingale Asset Management L P24,173$194.0K0.00%+201+0.8%Added
Alliancebernstein L.P.25,022$201.0K0.00%00.0%Unchanged
State of Tennessee, Treasury Department27,428$220.0K0.00%+27,428New
O'Shaughnessy Asset Management, LLC29,049$233.0K0.00%−10,629−26.8%Reduced
Wells Fargo & Company30,470$245.0K0.00%−37,560−55.2%Reduced
Allspring Global Investments Holdings, LLC31,506$252.0K0.00%−42,470−57.4%Reduced
Assenagon Asset Management S.A.38,363$308.0K0.00%+4,112+12.0%Added
Engineers Gate Manager LP38,708$310.0K0.01%+18,387+90.5%Added
Morgan Stanley41,297$330.0K0.00%+1,293+3.2%Added
State of Wisconsin Investment Board42,400$340.0K0.00%+25,200+146.5%Added
Charles Schwab Investment Management Inc44,989$361.0K0.00%+848+1.9%Added
LSV Asset Management48,800$391.0K0.00%00.0%Unchanged
Citadel Advisors LLC54,682$439.0K0.00%+54,682New
STRS Ohio72,900$584.0K0.00%00.0%Unchanged
Nierenberg Investment Management Company, Inc.73,540$590.0K0.42%00.0%Unchanged
Bridgeway Capital Management, LLC84,400$677.0K0.01%−19,700−18.9%Reduced
Nuveen Asset Management, LLC83,275$686.0K0.00%−1,949−2.3%Reduced
Parametric Portfolio Associates LLC90,708$727.0K0.00%+31,155+52.3%Added
Bank of New York Mellon Corp95,966$770.0K0.00%+3,476+3.8%Added
Goldman Sachs Group Inc102,926$825.0K0.00%−61,420−37.4%Reduced
Panagora Asset Management Inc103,298$828.0K0.00%+13,630+15.2%Added
Gamco Investors, Inc. Et Al128,209$1.03M0.01%+48,209+60.3%Added
Los Angeles Capital Management LLC136,777$1.10M0.00%00.0%Unchanged
Teton Advisors, Inc.150,000$1.20M0.21%+5,000+3.4%Added
Northern Trust Corp168,549$1.35M0.00%−14,263−7.8%Reduced
Russell Investments Group, Ltd.192,298$1.54M0.00%−64,868−25.2%Reduced
Gabelli Funds LLC195,387$1.57M0.01%+131,594+206.3%Added
Great Lakes Advisors, LLC207,940$1.67M0.03%−8,048−3.7%Reduced
Brandywine Global Investment Management, LLC215,552$1.73M0.01%−1,180−0.5%Reduced
Rock Point Advisors, LLC247,655$1.99M0.59%+6,975+2.9%Added
Monarch Partners Asset Management LLC263,210$2.11M0.47%+43,812+20.0%Added
Geode Capital Management, LLC283,962$2.28M0.00%+16,836+6.3%Added
State Street Corp306,953$2.46M0.00%+4,097+1.4%Added
Boston Partners313,427$2.51M0.00%−3,891−1.2%Reduced
Iat Reinsurance Co Ltd.415,000$3.33M0.24%+415,000New
Dimensional Fund Advisors LP417,890$3.35M0.00%−8,554−2.0%Reduced
Deprince Race & Zollo Inc711,562$5.71M0.11%−2540.0%Reduced
Cacti Asset Management LLC721,150$5.82M0.46%00.0%Unchanged
Renaissance Technologies LLC770,550$6.18M0.01%−78,399−9.2%Reduced
Vanguard Group Inc832,060$6.67M0.00%−2,450−0.3%Reduced
BlackRock Inc.964,949$7.74M0.00%−17,146−1.7%Reduced
Punch & Associates Investment Management, Inc.1,965,023$15.8M0.90%+43,765+2.3%Added
First Quadrant L P0$00.00%−33,100−100.0%Sold out
Koss-Olinger Consulting, LLC0$00.00%−15,617−100.0%Sold out
Squarepoint Ops LLC0$00.00%−13,521−100.0%Sold out
Marshall Wace, LLP0$00.00%−4,853−100.0%Sold out
Glassman Wealth Services0$00.00%−10−100.0%Sold out