Pzena Investment Management, Inc.
PZNDelisted Oct 31, 2022- Industry
- Investment Advice
- SEC CIK
- 0001399249
Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Pzena Investment Management, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- 0 vs. Q3 2021
- Shares held
- 10.7M
- +81.3K (+0.8%) vs. Q3 2021
- Total value
- $101.7M
- −$3.17M (−3.0%) vs. Q3 2021
- New holders
- 5
- 25 more added
- Sold out
- 5
- 26 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 77 | $102.9M |
| Q2 2022 | 67 | $70.4M |
| Q1 2022 | 76 | $88.6M |
| Q4 2021 | 73 | $101.7M |
| Q3 2021 | 73 | $104.8M |
| Q2 2021 | 68 | $116.3M |
| Q1 2021 | 73 | $113.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glassman Wealth Services | 10 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 114 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 110 | $2.00K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 830 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 945 | $9.00K | 0.00% | −10,687−91.9% | Reduced |
| Ameritas Investment Partners, Inc. | 1,231 | $12.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 1,604 | $15.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,043 | $38.0K | 0.00% | +96+2.4% | Added |
| Citigroup Inc | 4,372 | $41.0K | 0.00% | +2,290+110.0% | Added |
| UBS Group AG | 4,484 | $42.0K | 0.00% | +4,484 | New |
| Dorsey Wright & Associates | 4,844 | $46.0K | 0.01% | +656+15.7% | Added |
| Marshall Wace, LLP | 4,853 | $46.0K | 0.00% | +4,853 | New |
| BNP Paribas Arbitrage, SA | 5,791 | $54.8K | 0.00% | +1,719+42.2% | Added |
| Royal Bank of Canada | 7,129 | $67.0K | 0.00% | +1,723+31.9% | Added |
| California State Teachers Retirement System | 8,064 | $76.0K | 0.00% | −1,034−11.4% | Reduced |
| Bank of America Corp | 8,282 | $79.0K | 0.00% | +4,897+144.7% | Added |
| American International Group, Inc. | 8,853 | $84.0K | 0.00% | −392−4.2% | Reduced |
| Deutsche Bank AG | 10,805 | $102.0K | 0.00% | +507+4.9% | Added |
| New York State Common Retirement Fund | 11,556 | $109.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 12,139 | $115.0K | 0.00% | −200−1.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 13,259 | $126.0K | 0.00% | +1,354+11.4% | Added |
| Kingsview Wealth Management, LLC | 13,422 | $127.0K | 0.01% | −386−2.8% | Reduced |
| Squarepoint Ops LLC | 13,521 | $128.0K | 0.00% | +201+1.5% | Added |
| Chicago Trust Co NA | 14,105 | $134.0K | 0.03% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 15,499 | $147.0K | 0.01% | −2,110−12.0% | Reduced |
| Koss-Olinger Consulting, LLC | 15,617 | $148.0K | 0.02% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 17,200 | $163.0K | 0.00% | +3,500+25.5% | Added |
| Meeder Asset Management Inc | 18,391 | $175.0K | 0.02% | −22−0.1% | Reduced |
| Engineers Gate Manager LP | 20,321 | $192.0K | 0.01% | +7,092+53.6% | Added |
| Rhumbline Advisers | 20,889 | $198.0K | 0.00% | −313−1.5% | Reduced |
| Barclays PLC | 22,124 | $210.0K | 0.00% | +15,220+220.5% | Added |
| Martingale Asset Management L P | 23,972 | $228.0K | 0.00% | +1,001+4.4% | Added |
| Alliancebernstein L.P. | 25,022 | $237.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 31,095 | $294.0K | 0.00% | −7,700−19.8% | Reduced |
| First Quadrant L P | 33,100 | $313.0K | 0.03% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 34,251 | $324.0K | 0.00% | +34,251 | New |
| O'Shaughnessy Asset Management, LLC | 39,678 | $376.0K | 0.01% | −26,042−39.6% | Reduced |
| Morgan Stanley | 40,004 | $379.0K | 0.00% | +2,943+7.9% | Added |
| Charles Schwab Investment Management Inc | 44,141 | $419.0K | 0.00% | −135−0.3% | Reduced |
| Millennium Management LLC | 45,285 | $429.0K | 0.00% | +1,842+4.2% | Added |
| LSV Asset Management | 48,800 | $462.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 59,553 | $564.0K | 0.00% | −2,103−3.4% | Reduced |
| Gabelli Funds LLC | 63,793 | $604.0K | 0.00% | +8,793+16.0% | Added |
| Wells Fargo & Company | 68,030 | $644.0K | 0.00% | −69,404−50.5% | Reduced |
| STRS Ohio | 72,900 | $690.0K | 0.00% | 00.0% | Unchanged |
| Nierenberg Investment Management Company, Inc. | 73,540 | $696.0K | 0.57% | −1,070−1.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 73,976 | $700.0K | 0.00% | +73,976 | New |
| Gamco Investors, Inc. Et Al | 80,000 | $758.0K | 0.01% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 85,224 | $794.0K | 0.00% | −5,549−6.1% | Reduced |
| Panagora Asset Management Inc | 89,668 | $849.0K | 0.00% | −728−0.8% | Reduced |
| Bank of New York Mellon Corp | 92,490 | $876.0K | 0.00% | +26,845+40.9% | Added |
| Bridgeway Capital Management, LLC | 104,100 | $986.0K | 0.02% | −10,600−9.2% | Reduced |
| Arrowstreet Capital, Limited Partnership | 112,757 | $1.07M | 0.00% | −26,721−19.2% | Reduced |
| Los Angeles Capital Management LLC | 136,777 | $1.29M | 0.00% | +27,114+24.7% | Added |
| Teton Advisors, Inc. | 145,000 | $1.37M | 0.20% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 164,346 | $1.56M | 0.00% | +14,570+9.7% | Added |
| Northern Trust Corp | 182,812 | $1.73M | 0.00% | −8,783−4.6% | Reduced |
| Great Lakes Advisors, LLC | 215,988 | $2.04M | 0.03% | −10,655−4.7% | Reduced |
| Brandywine Global Investment Management, LLC | 216,732 | $2.05M | 0.01% | −8,620−3.8% | Reduced |
| Monarch Partners Asset Management LLC | 219,398 | $2.08M | 0.42% | +18,567+9.2% | Added |
| Rock Point Advisors, LLC | 240,680 | $2.28M | 0.64% | +5,955+2.5% | Added |
| Russell Investments Group, Ltd. | 257,166 | $2.43M | 0.00% | −50,624−16.4% | Reduced |
| Geode Capital Management, LLC | 267,126 | $2.53M | 0.00% | −6,511−2.4% | Reduced |
| State Street Corp | 302,856 | $2.87M | 0.00% | +718+0.2% | Added |
| Boston Partners | 317,318 | $3.00M | 0.00% | +317,318 | New |
| Dimensional Fund Advisors LP | 426,444 | $4.04M | 0.00% | −3,846−0.9% | Reduced |
| Deprince Race & Zollo Inc | 711,816 | $6.74M | 0.17% | −228,033−24.3% | Reduced |
| Cacti Asset Management LLC | 721,150 | $6.83M | 0.54% | 00.0% | Unchanged |
| Vanguard Group Inc | 834,510 | $7.90M | 0.00% | +59,287+7.6% | Added |
| Renaissance Technologies LLC | 848,949 | $8.04M | 0.01% | −44,901−5.0% | Reduced |
| BlackRock Inc. | 982,095 | $9.30M | 0.00% | +15,377+1.6% | Added |
| Punch & Associates Investment Management, Inc. | 1,921,258 | $18.2M | 0.95% | +14,993+0.8% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −22,859−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −16,515−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −13,081−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −11,142−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −87−100.0% | Sold out |