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Pzena Investment Management, Inc.

PZNDelisted Oct 31, 2022
Industry
Investment Advice
SEC CIK
0001399249

Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.

13F holders, Q3 2021

Institutional positions in Pzena Investment Management, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
73
+5 vs. Q2 2021
Shares held
10.7M
+115.2K (+1.1%) vs. Q2 2021
Total value
$104.8M
−$11.4M (−9.8%) vs. Q2 2021
New holders
6
28 more added
Sold out
1
23 more reduced

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 73 institutions
Q1 2021: 73 institutionsQ2 2021: 68 institutionsQ3 2021: 73 institutionsQ4 2021: 73 institutionsQ1 2022: 76 institutionsQ2 2022: 67 institutionsQ3 2022: 77 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2021: $104.8M
Q1 2021: $113.6MQ2 2021: $116.3MQ3 2021: $104.8MQ4 2021: $101.7MQ1 2022: $88.6MQ2 2022: $70.4MQ3 2022: $102.9MQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding PZN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 202277$102.9M
Q2 202267$70.4M
Q1 202276$88.6M
Q4 202173$101.7M
Q3 202173$104.8M
Q2 202168$116.3M
Q1 202173$113.6M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q2 2021.

Institutions holding PZN in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Simplex Trading, LLC87$00.00%00.0%Unchanged
Glassman Wealth Services10$00.00%00.0%Unchanged
FMR LLC114$1.00K0.00%00.0%Unchanged
Quadrant Capital Group LLC96$1.00K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.110$2.00K0.00%00.0%Unchanged
Nisa Investment Advisors, LLC830$8.00K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.1,231$12.0K0.00%00.0%Unchanged
Legal & General Group Plc1,604$16.0K0.00%−120−7.0%Reduced
Citigroup Inc2,082$20.0K0.00%+1,245+148.7%Added
Bank of America Corp3,385$33.0K0.00%−305−8.3%Reduced
Captrust Financial Advisors3,947$39.0K0.00%00.0%Unchanged
BNP Paribas Arbitrage, SA4,072$40.1K0.00%+3,400+506.0%Added
Dorsey Wright & Associates4,188$41.0K0.01%+328+8.5%Added
Royal Bank of Canada5,406$53.0K0.00%+851+18.7%Added
Barclays PLC6,904$68.0K0.00%+4,671+209.2%Added
California State Teachers Retirement System9,098$90.0K0.00%−14,700−61.8%Reduced
American International Group, Inc.9,245$91.0K0.00%−219−2.3%Reduced
Deutsche Bank AG10,298$101.0K0.00%−1,061−9.3%Reduced
Lincoln National Corp11,142$110.0K0.00%+11+0.1%Added
New York State Common Retirement Fund11,556$114.0K0.00%+5,710+97.7%Added
Tower Research Capital LLC (TRC)11,632$115.0K0.00%+8,005+220.7%Added
Connor, Clark & Lunn Investment Management Ltd.11,905$117.0K0.00%+11,905New
Price T Rowe Associates Inc12,339$121.0K0.00%−279−2.2%Reduced
Invesco Ltd.13,081$129.0K0.00%+13,081New
Engineers Gate Manager LP13,229$130.0K0.01%+13,229New
Squarepoint Ops LLC13,320$131.0K0.00%−3,028−18.5%Reduced
State of Wisconsin Investment Board13,700$135.0K0.00%+13,700New
Kingsview Wealth Management, LLC13,808$136.0K0.01%−1,147−7.7%Reduced
Chicago Trust Co NA14,105$138.0K0.03%−2,436−14.7%Reduced
Koss-Olinger Consulting, LLC15,617$154.0K0.03%00.0%Unchanged
Trexquant Investment LP16,515$163.0K0.01%+16,515New
Ritholtz Wealth Management17,609$173.0K0.01%+1,691+10.6%Added
Meeder Asset Management Inc18,413$181.0K0.01%00.0%Unchanged
Rhumbline Advisers21,202$209.0K0.00%+100.0%Added
Citadel Advisors LLC22,859$225.0K0.00%−3,660−13.8%Reduced
Martingale Asset Management L P22,971$227.0K0.00%+22,971New
Alliancebernstein L.P.25,022$246.0K0.00%−1,000−3.8%Reduced
First Quadrant L P33,100$326.0K0.04%−2,798−7.8%Reduced
Morgan Stanley37,061$364.0K0.00%+480+1.3%Added
JPMorgan Chase & Co38,795$382.0K0.00%−17,804−31.5%Reduced
Millennium Management LLC43,443$427.0K0.00%+20,504+89.4%Added
Charles Schwab Investment Management Inc44,276$436.0K0.00%00.0%Unchanged
LSV Asset Management48,800$480.0K0.00%00.0%Unchanged
Gabelli Funds LLC55,000$541.0K0.00%00.0%Unchanged
Parametric Portfolio Associates LLC61,656$607.0K0.00%+1,638+2.7%Added
Bank of New York Mellon Corp65,645$645.0K0.00%+3,405+5.5%Added
O'Shaughnessy Asset Management, LLC65,720$647.0K0.01%+6,074+10.2%Added
STRS Ohio72,900$717.0K0.00%+4,400+6.4%Added
Nierenberg Investment Management Company, Inc.74,610$734.0K0.57%00.0%Unchanged
Gamco Investors, Inc. Et Al80,000$787.0K0.01%00.0%Unchanged
Nuveen Asset Management, LLC90,773$878.0K0.00%−1,049−1.1%Reduced
Panagora Asset Management Inc90,396$889.0K0.00%−839−0.9%Reduced
Los Angeles Capital Management LLC109,663$1.08M0.00%+19,675+21.9%Added
Bridgeway Capital Management, LLC114,700$1.13M0.02%+5,500+5.0%Added
Wells Fargo & Company137,434$1.35M0.00%+20,813+17.8%Added
Arrowstreet Capital, Limited Partnership139,478$1.37M0.00%+6,500+4.9%Added
Teton Advisors, Inc.145,000$1.43M0.21%00.0%Unchanged
Goldman Sachs Group Inc149,776$1.47M0.00%+41,222+38.0%Added
Northern Trust Corp191,595$1.89M0.00%−8,500−4.2%Reduced
Monarch Partners Asset Management LLC200,831$1.98M0.29%−88,215−30.5%Reduced
Brandywine Global Investment Management, LLC225,352$2.22M0.02%−7,200−3.1%Reduced
Great Lakes Advisors, LLC226,643$2.23M0.03%−2,474−1.1%Reduced
Rock Point Advisors, LLC234,725$2.31M0.68%+80,795+52.5%Added
Geode Capital Management, LLC273,637$2.69M0.00%+3,533+1.3%Added
State Street Corp302,138$2.97M0.00%+5,699+1.9%Added
Russell Investments Group, Ltd.307,790$3.03M0.01%+64,251+26.4%Added
Dimensional Fund Advisors LP430,290$4.23M0.00%−764−0.2%Reduced
Cacti Asset Management LLC721,150$7.10M0.60%−1,745−0.2%Reduced
Vanguard Group Inc775,223$7.63M0.00%+5,701+0.7%Added
Renaissance Technologies LLC893,850$8.79M0.01%+27,822+3.2%Added
Deprince Race & Zollo Inc939,849$9.25M0.25%−86,435−8.4%Reduced
BlackRock Inc.966,718$9.51M0.00%−65,051−6.3%Reduced
Punch & Associates Investment Management, Inc.1,906,265$18.8M1.07%+1,353+0.1%Added
Susquehanna International Group, LLP0$00.00%−10,654−100.0%Sold out